0001311241-14-000138.txt : 20141022
0001311241-14-000138.hdr.sgml : 20141022
20141022191540
ACCESSION NUMBER: 0001311241-14-000138
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141020
FILED AS OF DATE: 20141022
DATE AS OF CHANGE: 20141022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTERMOLECULAR INC
CENTRAL INDEX KEY: 0001311241
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 201616267
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3011 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408) 582-5700
MAIL ADDRESS:
STREET 1: 3011 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lazovsky David E
CENTRAL INDEX KEY: 0001528626
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35348
FILM NUMBER: 141168548
MAIL ADDRESS:
STREET 1: INTERMOLECULAR, INC.
STREET 2: 3011 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
wf-form4_141401972966632.xml
FORM 4
X0306
4
2014-10-20
0
0001311241
INTERMOLECULAR INC
IMI
0001528626
Lazovsky David E
INTERMOLECULAR, INC.
3011 NORTH FIRST STREET
SAN JOSE
CA
95134-2004
0
0
0
1
Former President & CEO
Common Stock, $0.001 par value
2014-10-20
4
S
0
4133
2.0831
D
2919079
D
Common Stock, $0.001 par value
2014-10-20
4
S
0
4133
2.0831
D
2914946
D
Common Stock, $0.001 par value
2014-10-20
4
S
0
1875
2.0831
D
2913071
D
This sale was made as part of a "sell to cover taxes" arrangement in connection with the October 12, 2014 vesting of certain shares of restricted stock that the Reporting Person acquired pursuant to a restricted stock grant dated February 26, 2014. The sale was made pursuant to a 10b5-1 plan entered into by the Reporting Person. No shares were withheld by or surrendered to the issuer.
The transaction was executed in multiple trades at a price of $2.0831, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
This sale was made as part of a "sell to cover taxes" arrangement in connection with the October 12, 2014 vesting of certain shares of restricted stock that the Reporting Person acquired pursuant to a restricted stock grant dated February 04, 2013. The sale was made pursuant to a 10b5-1 plan entered into by the Reporting Person. No shares were withheld by or surrendered to the issuer.
This sale was made as part of a "sell to cover taxes" arrangement in connection with the October 12, 2014 vesting of certain shares of restricted stock that the Reporting Person acquired pursuant to a restricted stock grant dated March 29, 2012. The sale was made pursuant to a 10b5-1 plan entered into by the Reporting Person. No shares were withheld by or surrendered to the issuer.
/s/Reed Birnbaum as Attorney-in-Fact for Mr. Lazovsky
2014-10-22