0001311241-13-000241.txt : 20131108
0001311241-13-000241.hdr.sgml : 20131108
20131108172031
ACCESSION NUMBER: 0001311241-13-000241
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131106
FILED AS OF DATE: 20131108
DATE AS OF CHANGE: 20131108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTERMOLECULAR INC
CENTRAL INDEX KEY: 0001311241
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 201616267
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3011 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408) 582-5700
MAIL ADDRESS:
STREET 1: 3011 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lazovsky David E
CENTRAL INDEX KEY: 0001528626
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35348
FILM NUMBER: 131205791
MAIL ADDRESS:
STREET 1: INTERMOLECULAR, INC.
STREET 2: 3011 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
wf-form4_138394922003221.xml
FORM 4
X0306
4
2013-11-06
0
0001311241
INTERMOLECULAR INC
IMI
0001528626
Lazovsky David E
INTERMOLECULAR, INC.
3011 NORTH FIRST STREET
SAN JOSE
CA
95134-2004
1
1
0
0
President & CEO
Common Stock, $0.001 par value
2013-11-06
4
S
0
10896
5.6481
D
2816294
D
Common Stock, $0.001 par value
2013-11-07
4
S
0
6400
5.5937
D
2809894
D
Common Stock, $0.001 par value
2013-11-08
4
S
0
21204
5.5399
D
2788690
D
Common Stock, $0.001 par value
45882
I
By Children's Trust
Common Stock, $0.001 par value
35487
I
By Wife
Common Stock, $0.001 par value
189513
I
By GRAT
Common Stock, $0.001 par value
189513
I
By Wife's GRAT
The sale reported was effected pursuant to a Rule 10b5-1 Sales Plan adopted by Mr. Lazovsky on May 29, 2013.
The transaction was executed in multiple trades in prices ranging from $5.48 to $5.79, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades in prices ranging from $5.55 to $5.69, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades in prices ranging from $5.425 to $5.65, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
These shares are held by The Lazovsky 2010 Irrevocable Children's Trust.
These shares are held by The David E. Lazovsky 2010 Annuity Trust.
These shares are held by The Juel D. Lazovsky 2010 Annuity Trust.
/s/ David E. Lazovsky
2013-11-08