0001179110-15-013923.txt : 20151007
0001179110-15-013923.hdr.sgml : 20151007
20151007172715
ACCESSION NUMBER: 0001179110-15-013923
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151005
FILED AS OF DATE: 20151007
DATE AS OF CHANGE: 20151007
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTERMOLECULAR INC
CENTRAL INDEX KEY: 0001311241
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 201616267
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3011 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408) 582-5700
MAIL ADDRESS:
STREET 1: 3011 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Neely Rick
CENTRAL INDEX KEY: 0001338196
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35348
FILM NUMBER: 151149649
MAIL ADDRESS:
STREET 1: 6409 GUADALUPE MINES ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95120
4
1
edgar.xml
FORM 4 -
X0306
4
2015-10-05
0
0001311241
INTERMOLECULAR INC
IMI
0001338196
Neely Rick
3011 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
SVP & Chief Financial Officer
Common Stock, $0.001 par value
2015-10-05
4
S
0
3807
1.8611
D
98902
D
This sale was made as part of a "sell to cover taxes" arrangement in connection with the October 2, 2015 vesting of certain shares of restricted stock that the Reporting Person acquired pursuant to a restricted stock grant dated October 2, 2015. The sale was made pursuant to a 10b5-1 plan entered into by the Reporting Person. No shares were withheld by or surrendered to the issuer.
The transaction was executed in multiple trades in prices ranging from $1.80 to $1.90, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
/s/ Rick Neely
2015-10-07