0001179110-15-013923.txt : 20151007 0001179110-15-013923.hdr.sgml : 20151007 20151007172715 ACCESSION NUMBER: 0001179110-15-013923 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151005 FILED AS OF DATE: 20151007 DATE AS OF CHANGE: 20151007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERMOLECULAR INC CENTRAL INDEX KEY: 0001311241 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201616267 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3011 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 582-5700 MAIL ADDRESS: STREET 1: 3011 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neely Rick CENTRAL INDEX KEY: 0001338196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35348 FILM NUMBER: 151149649 MAIL ADDRESS: STREET 1: 6409 GUADALUPE MINES ROAD CITY: SAN JOSE STATE: CA ZIP: 95120 4 1 edgar.xml FORM 4 - X0306 4 2015-10-05 0 0001311241 INTERMOLECULAR INC IMI 0001338196 Neely Rick 3011 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 SVP & Chief Financial Officer Common Stock, $0.001 par value 2015-10-05 4 S 0 3807 1.8611 D 98902 D This sale was made as part of a "sell to cover taxes" arrangement in connection with the October 2, 2015 vesting of certain shares of restricted stock that the Reporting Person acquired pursuant to a restricted stock grant dated October 2, 2015. The sale was made pursuant to a 10b5-1 plan entered into by the Reporting Person. No shares were withheld by or surrendered to the issuer. The transaction was executed in multiple trades in prices ranging from $1.80 to $1.90, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected. /s/ Rick Neely 2015-10-07