0001179110-15-010388.txt : 20150629
0001179110-15-010388.hdr.sgml : 20150629
20150629174119
ACCESSION NUMBER: 0001179110-15-010388
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150303
FILED AS OF DATE: 20150629
DATE AS OF CHANGE: 20150629
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTERMOLECULAR INC
CENTRAL INDEX KEY: 0001311241
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 201616267
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3011 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408) 582-5700
MAIL ADDRESS:
STREET 1: 3011 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Neely Rick
CENTRAL INDEX KEY: 0001338196
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35348
FILM NUMBER: 15959426
MAIL ADDRESS:
STREET 1: 6409 GUADALUPE MINES ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95120
4
1
edgar.xml
FORM 4 -
X0306
4
2015-03-03
0
0001311241
INTERMOLECULAR INC
IMI
0001338196
Neely Rick
3011 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
SVP & Chief Financial Officer
Common Stock, $0.001 par value
2015-03-03
2015-03-03
4
S
0
1130
1.7277
D
124986
D
This sale was conducted as described in Footnote 2. The shares were sold by the executing broker, and the Reporting Person was informed by the broker of the total number of shares sold for his account on March 3, 2015. Accordingly, pursuant to Rule 16a-3(g)(2), the deemed execution date was March 3, 2015.
This sale was made as part of a "sell to cover taxes" arrangement in connection with the February 26, 2015 vesting of certain shares of restricted stock that the Reporting Person acquired pursuant to a restricted stock grant dated February 26, 2014. The sale was made pursuant to a 10b5-1 plan entered into by the Reporting Person. No shares were withheld by or surrendered to the issuer.
The transaction was executed in multiple trades in prices ranging from $1.67 to $1.80, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected
/s/ Rick Neely
2015-06-29