0000899243-16-031757.txt : 20161017
0000899243-16-031757.hdr.sgml : 20161017
20161017163529
ACCESSION NUMBER: 0000899243-16-031757
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161014
FILED AS OF DATE: 20161017
DATE AS OF CHANGE: 20161017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTERMOLECULAR INC
CENTRAL INDEX KEY: 0001311241
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 201616267
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3011 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408) 582-5700
MAIL ADDRESS:
STREET 1: 3011 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Neely Rick
CENTRAL INDEX KEY: 0001338196
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35348
FILM NUMBER: 161939155
MAIL ADDRESS:
STREET 1: 6409 GUADALUPE MINES ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95120
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-10-14
0
0001311241
INTERMOLECULAR INC
IMI
0001338196
Neely Rick
C/O INTERMOLECULAR, INC.
3011 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
SVP & Chief Financial Officer
Common Stock, $0.001 par value
2016-10-14
2016-10-14
4
S
0
4586
0.9501
D
82246
D
This sale was conducted as described in Footnote 2. The shares were sold by the executing broker, and the Reporting Person was informed by the broker of the total number of shares sold for his account on October 14, 2016. Accordingly, pursuant to Rule 16a-3(g)(2), the deemed execution date was October 14, 2016.
This sale was made as part of a "sell to cover taxes" arrangement in connection with the October 12, 2016 vesting of certain shares of restricted stock that the Reporting Person acquired pursuant to a restricted stock grant dated November 7, 2013. The sale was made pursuant to 10b5-1 plan entered into by the Reporting Person. No shares were withheld by or surrendered to the issuer.
/s/ Rick Neely
2016-10-17