0000899243-16-031757.txt : 20161017 0000899243-16-031757.hdr.sgml : 20161017 20161017163529 ACCESSION NUMBER: 0000899243-16-031757 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161014 FILED AS OF DATE: 20161017 DATE AS OF CHANGE: 20161017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERMOLECULAR INC CENTRAL INDEX KEY: 0001311241 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201616267 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3011 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 582-5700 MAIL ADDRESS: STREET 1: 3011 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neely Rick CENTRAL INDEX KEY: 0001338196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35348 FILM NUMBER: 161939155 MAIL ADDRESS: STREET 1: 6409 GUADALUPE MINES ROAD CITY: SAN JOSE STATE: CA ZIP: 95120 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-10-14 0 0001311241 INTERMOLECULAR INC IMI 0001338196 Neely Rick C/O INTERMOLECULAR, INC. 3011 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 SVP & Chief Financial Officer Common Stock, $0.001 par value 2016-10-14 2016-10-14 4 S 0 4586 0.9501 D 82246 D This sale was conducted as described in Footnote 2. The shares were sold by the executing broker, and the Reporting Person was informed by the broker of the total number of shares sold for his account on October 14, 2016. Accordingly, pursuant to Rule 16a-3(g)(2), the deemed execution date was October 14, 2016. This sale was made as part of a "sell to cover taxes" arrangement in connection with the October 12, 2016 vesting of certain shares of restricted stock that the Reporting Person acquired pursuant to a restricted stock grant dated November 7, 2013. The sale was made pursuant to 10b5-1 plan entered into by the Reporting Person. No shares were withheld by or surrendered to the issuer. /s/ Rick Neely 2016-10-17