0001144204-14-010169.txt : 20140218
0001144204-14-010169.hdr.sgml : 20140217
20140218091050
ACCESSION NUMBER: 0001144204-14-010169
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140214
FILED AS OF DATE: 20140218
DATE AS OF CHANGE: 20140218
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Golub Capital BDC, Inc.
CENTRAL INDEX KEY: 0001476765
IRS NUMBER: 272326940
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0910
BUSINESS ADDRESS:
STREET 1: 150 SOUTH WACKER DRIVE
STREET 2: SUITE 800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-205-5050
MAIL ADDRESS:
STREET 1: 150 SOUTH WACKER DRIVE
STREET 2: SUITE 800
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: Golub Capital BDC LLC
DATE OF NAME CHANGE: 20091113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Golub Lawrence E
CENTRAL INDEX KEY: 0001311018
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00794
FILM NUMBER: 14620550
MAIL ADDRESS:
STREET 1: 555 MADISON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
v368999_form4.xml
OWNERSHIP DOCUMENT
X0306
4
2014-02-14
0
0001476765
Golub Capital BDC, Inc.
GBDC
0001311018
Golub Lawrence E
555 MADISON AVENUE, 30TH FLOOR
NEW YORK
NY
10022
1
1
0
0
Chairman
Common Stock, par value $0.001 per share
2014-02-14
4
S
0
1135853
18.40
D
0
I
By Golub Capital Company VI LLC
Common Stock, par value $0.001 per share
125990
I
By Whitehall Capital Investors IV, LLC
Common Stock, par value $0.001 per share
433971
I
By GCI Development LLC
Common Stock, par value $0.001 per share
6118
I
By Golub Capital LLC
Common Stock, par value $0.001 per share
3493
I
By GEMS Associates LLC
Common Stock, par value $0.001 per share
162974
I
By 555 Madison Investors IV, LLC
Mr. Golub is a control person of Golub Capital LLC, the investment adviser of Golub Capital Company VI LLC ("GCCVI"). Due to his control of and ownership interest in GCCVI, which previously owned 1,135,853 shares of Common Stock of the Issuer, Mr. Golub was viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock had been passed through to the members of GCCVI. On February 14, 2014, GCCVI sold all of its shares at $18.40 per share in three block trades. 1,016,000 shares were sold to funds managed by an institutional investor, 64,000 shares were sold to an investment vehicle for which an affiliated entity serves as a sub adviser, and 55,853 were sold to Golub Capital Employee Grant Program Rabbi Trust for the purpose of awarding incentive compensation to employees of Golub Capital. GCCVI sold all of its shares in order to diversify its investments and will reinvest the proceeds in middle market debt and equity investments.
The shares reported herein are directly beneficially owned by Whitehall Capital Investors IV, LLC and held for the benefit of Mr. Golub.
Due to his control of and ownership interest in GCI Development LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares are held for the benefit of employees of Golub Capital and vest subject to certain adjustments as specified by the terms of the compensation arrangements. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GCI Development LLC except to the extent of his pecuniary interest therein. As of the date hereof, Mr. Golub has no pecuniary interest in the shares of Common Stock held by GCI Development LLC.
Due to his control of and ownership interest in Golub Capital LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares will be held for the benefit of employees of Golub Capital LLC and vest subject to certain adjustments as specified by the terms of the compensation arrangements, Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by Golub Capital LLC except to the extent of his pecuniary interest therein.
Mr. Golub is a control person of GEMS Associates LLC. Due to his control of and ownership interest in GEMS Associates LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
The shares reported herein are directly beneficially owned by 555 Madison Investors IV, LLC and held for the benefit of Mr. Golub.
/s/ Lawrence E. Golub
2014-02-18