0001144204-13-068934.txt : 20131224
0001144204-13-068934.hdr.sgml : 20131224
20131224143347
ACCESSION NUMBER: 0001144204-13-068934
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131223
FILED AS OF DATE: 20131224
DATE AS OF CHANGE: 20131224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Golub Capital BDC, Inc.
CENTRAL INDEX KEY: 0001476765
IRS NUMBER: 272326940
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0910
BUSINESS ADDRESS:
STREET 1: 150 SOUTH WACKER DRIVE
STREET 2: SUITE 800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-205-5050
MAIL ADDRESS:
STREET 1: 150 SOUTH WACKER DRIVE
STREET 2: SUITE 800
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: Golub Capital BDC LLC
DATE OF NAME CHANGE: 20091113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Golub Lawrence E
CENTRAL INDEX KEY: 0001311018
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00794
FILM NUMBER: 131297522
MAIL ADDRESS:
STREET 1: 555 MADISON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
v363882_4.xml
OWNERSHIP DOCUMENT
X0306
4
2013-12-23
0
0001476765
Golub Capital BDC, Inc.
GBDC
0001311018
Golub Lawrence E
C/O GOLUB CAPITAL BDC, INC.
150 SOUTH WACKER DRIVE
CHICAGO
IL
60606
0
0
1
0
Chairman
Common Stock, par value $0.001 per share
2013-12-23
4
P
0
5000
18.41
A
125990
I
By Whitehall Capital Investors IV, LLC
Common Stock, par value $0.001 per share
433971
I
By GCI Development LLC (2)By GCI Development LLC
Common Stock, par value $0.001 per share
1135853
I
By Golub Capital Company VI LLC
Common Stock, par value $0.001 per share
2291784
I
By Golub Capital Company V LLC
Common Stock, par value $0.001 per share
6118
I
By Golub Capital LLC
Common Stock, par value $0.001 per share
3493
I
By GEMS Associates LLC
Common Stock, par value $0.001 per share
162974
I
By 555 Madison Investors IV, LLC
The shares reported herein are directly beneficially owned by Whitehall Capital Investors IV, LLC and held for the benefit of Mr. Golub.
Due to his control of and ownership interest in GCI Development LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares are held for the benefit of employees of Golub Capital and vest subject to certain adjustments as specified by the terms of the compensation arrangements. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GCI Development LLC except to the extent of his pecuniary interest therein. As of the date hereof, Mr. Golub has no pecuniary interest in the shares of Common Stock held by GCI Development LLC.
Mr. Golub is a control person of Golub Capital LLC, the investment advisor of Golub Capital Company VI LLC. Due to his control of and ownership interest in Golub Capital Company VI LLC, which directly owns 1,135,853 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company VI LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
Mr. Golub is a control person of Golub Capital LLC, the investment advisor of Golub Capital Company V LLC. Due to his control of and ownership interest in Golub Capital Company V LLC, which directly owns 2,291,784 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company V LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
Due to his control of and ownership interest in Golub Capital LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares will be held for the benefit of employees of Golub Capital LLC and vest subject to certain adjustments as specified by the terms of the compensation arrangements, Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by Golub Capital LLC except to the extent of his pecuniary interest therein.
Mr. Golub is a control person of GEMS Associates LLC. Due to his control of and ownership interest in GEMS Associates LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
The shares reported herein are directly beneficially owned by 555 Madison Investors IV, LLC and held for the benefit of Mr. Golub.
/s/ Lawrence E. Golub
2013-12-24