0001144204-13-068934.txt : 20131224 0001144204-13-068934.hdr.sgml : 20131224 20131224143347 ACCESSION NUMBER: 0001144204-13-068934 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131223 FILED AS OF DATE: 20131224 DATE AS OF CHANGE: 20131224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Golub Capital BDC, Inc. CENTRAL INDEX KEY: 0001476765 IRS NUMBER: 272326940 STATE OF INCORPORATION: DE FISCAL YEAR END: 0910 BUSINESS ADDRESS: STREET 1: 150 SOUTH WACKER DRIVE STREET 2: SUITE 800 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-205-5050 MAIL ADDRESS: STREET 1: 150 SOUTH WACKER DRIVE STREET 2: SUITE 800 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: Golub Capital BDC LLC DATE OF NAME CHANGE: 20091113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golub Lawrence E CENTRAL INDEX KEY: 0001311018 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00794 FILM NUMBER: 131297522 MAIL ADDRESS: STREET 1: 555 MADISON AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 v363882_4.xml OWNERSHIP DOCUMENT X0306 4 2013-12-23 0 0001476765 Golub Capital BDC, Inc. GBDC 0001311018 Golub Lawrence E C/O GOLUB CAPITAL BDC, INC. 150 SOUTH WACKER DRIVE CHICAGO IL 60606 0 0 1 0 Chairman Common Stock, par value $0.001 per share 2013-12-23 4 P 0 5000 18.41 A 125990 I By Whitehall Capital Investors IV, LLC Common Stock, par value $0.001 per share 433971 I By GCI Development LLC (2)By GCI Development LLC Common Stock, par value $0.001 per share 1135853 I By Golub Capital Company VI LLC Common Stock, par value $0.001 per share 2291784 I By Golub Capital Company V LLC Common Stock, par value $0.001 per share 6118 I By Golub Capital LLC Common Stock, par value $0.001 per share 3493 I By GEMS Associates LLC Common Stock, par value $0.001 per share 162974 I By 555 Madison Investors IV, LLC The shares reported herein are directly beneficially owned by Whitehall Capital Investors IV, LLC and held for the benefit of Mr. Golub. Due to his control of and ownership interest in GCI Development LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares are held for the benefit of employees of Golub Capital and vest subject to certain adjustments as specified by the terms of the compensation arrangements. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GCI Development LLC except to the extent of his pecuniary interest therein. As of the date hereof, Mr. Golub has no pecuniary interest in the shares of Common Stock held by GCI Development LLC. Mr. Golub is a control person of Golub Capital LLC, the investment advisor of Golub Capital Company VI LLC. Due to his control of and ownership interest in Golub Capital Company VI LLC, which directly owns 1,135,853 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company VI LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Mr. Golub is a control person of Golub Capital LLC, the investment advisor of Golub Capital Company V LLC. Due to his control of and ownership interest in Golub Capital Company V LLC, which directly owns 2,291,784 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company V LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. Due to his control of and ownership interest in Golub Capital LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares will be held for the benefit of employees of Golub Capital LLC and vest subject to certain adjustments as specified by the terms of the compensation arrangements, Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by Golub Capital LLC except to the extent of his pecuniary interest therein. Mr. Golub is a control person of GEMS Associates LLC. Due to his control of and ownership interest in GEMS Associates LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein. The shares reported herein are directly beneficially owned by 555 Madison Investors IV, LLC and held for the benefit of Mr. Golub. /s/ Lawrence E. Golub 2013-12-24