0001144204-12-044460.txt : 20120810
0001144204-12-044460.hdr.sgml : 20120810
20120810162453
ACCESSION NUMBER: 0001144204-12-044460
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120808
FILED AS OF DATE: 20120810
DATE AS OF CHANGE: 20120810
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Golub Lawrence E
CENTRAL INDEX KEY: 0001311018
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00794
FILM NUMBER: 121024882
MAIL ADDRESS:
STREET 1: 555 MADISON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Golub Capital BDC, Inc.
CENTRAL INDEX KEY: 0001476765
IRS NUMBER: 272326940
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0910
BUSINESS ADDRESS:
STREET 1: 150 SOUTH WACKER DRIVE
STREET 2: SUITE 800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-205-5050
MAIL ADDRESS:
STREET 1: 150 SOUTH WACKER DRIVE
STREET 2: SUITE 800
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: Golub Capital BDC LLC
DATE OF NAME CHANGE: 20091113
4
1
v321030_4.xml
OWNERSHIP DOCUMENT
X0306
4
2012-08-08
0
0001476765
Golub Capital BDC, Inc.
GBDC
0001311018
Golub Lawrence E
555 MADISON AVENUE, 30TH FLOOR
NEW YORK
NY
10022
1
1
1
0
Chairman
Common Stock, par value $0.001 per share
2012-08-08
4
S
0
66524
15.28
D
2592410
I
By Golub Capital Company V LLC
Common Stock, par value $0.001 per share
2012-08-08
4
S
0
44863
15.28
D
1297227
I
By Golub Capital Company VI LLC
Common Stock, par value $0.001 per share
13930
I
By GC Advisors LLC
Common Stock, par value $0.001 per share
1794
I
By GC Investment Management LLC
Common Stock, par value $0.001 per share
159614
I
By 555 Madison Investors II, LLC
Common Stock, par value $0.001 per share
1981791
I
By Golub Capital Company IV, LLC
Common Stock, par value $0.001 per share
1752048
I
By GEMS Fund, L.P.
Mr. Golub is a control person of Golub Capital LLC, the investment advisor of Golub Capital Company V LLC. Due to his control of and ownership interest in Golub Capital Company V LLC, which directly owns 2,592,410 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company V LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
On August 8, 2012, Golub Capital Company V LLC and Golub Capital Company VI LLC sold in a block trade to two funds, for which an entity controlled by Mr. Golub serves as a non-discretionary subadviser, 66,524 and 44,863 shares of Common Stock, respectively, at a price of $15.28 per share. Golub Capital Company V LLC and Golub Capital Company VI LLC each sold a portion of their shares in order to diversify their investments and will reinvest the proceeds in middle market debt and equity investments. After the sale, Golub Capital Company V LLC and Golub Capital Company VI LLC still directly hold 2,592,410 and 1,297,227 shares of Common Stock, respectively.
Mr. Golub is a control person of Golub Capital LLC, the investment advisor of Golub Capital Company VI LLC. Due to his control of and ownership interest in Golub Capital Company VI LLC, which directly owns 1,297,227 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company VI LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
Due to his control of and ownership interest in GC Advisors LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares will be held for the benefit of employees of GC Advisors LLC and vest subject to certain adjustments as specified by the terms of the compensation arrangements, Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GC Advisors LLC except to the extent of his pecuniary interest therein.
Due to his control of and ownership interest in GC Investment Management LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares will be held for the benefit of employees of GC Investment Management LLC and vest subject to certain adjustments as specified by the terms of the compensation arrangements, Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GC Investment Management LLC except to the extent of his pecuniary interest therein.
The shares reported herein are directly beneficially owned by 555 Madison Investors II, LLC and held for the benefit of Mr. Golub.
Mr. Golub is a control person of Golub Capital LLC, the investment advisor of Golub Capital Company IV, LLC. Due to his control of and ownership interest in Golub Capital Company IV, LLC, which directly owns 1,981,791 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company IV, LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
Mr. Golub is a control person of GC Advisors LLC, the investment advisor of GEMS Fund, L.P. Due to his control of and ownership interest in GEMS Fund, L.P., which directly owns 1,752,048 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the limited partners of GEMS Fund, L.P. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
/s/ Lawrence E. Golub
2012-08-10