0000891804-17-000191.txt : 20170320 0000891804-17-000191.hdr.sgml : 20170320 20170320123607 ACCESSION NUMBER: 0000891804-17-000191 CONFORMED SUBMISSION TYPE: 8-A12B/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170320 DATE AS OF CHANGE: 20170320 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim Enhanced Equity Income Fund (f/k/a Old Mutual/Claymore Long-Short Fund) CENTRAL INDEX KEY: 0001310709 IRS NUMBER: 436922646 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32612 FILM NUMBER: 17700847 BUSINESS ADDRESS: STREET 1: C/O GUGGENHEIM FUNDS STREET 2: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 6606 BUSINESS PHONE: 312-827-0100 MAIL ADDRESS: STREET 1: C/O GUGGENHEIM FUNDS STREET 2: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 6606 FORMER COMPANY: FORMER CONFORMED NAME: Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund) DATE OF NAME CHANGE: 20050627 FORMER COMPANY: FORMER CONFORMED NAME: Old Mutual/Claymore Long-Short Premium Fund (f.k.a. Analytic Covered Call Plus Fund) DATE OF NAME CHANGE: 20050411 FORMER COMPANY: FORMER CONFORMED NAME: Old Mutual/Claymore Long-Short Premium Fund (f.k.a-Analytic Covered Call Plus Fund) DATE OF NAME CHANGE: 20050406 8-A12B/A 1 gug70793-8a12ba.htm GPM

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549
____________________
FORM 8-A/A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
____________________
 
GUGGENHEIM ENHANCED EQUITY INCOME FUND
(Exact Name of Registrant as Specified in Its Charter)
 
DELAWARE
(State of Incorporation
or Organization)
34-7194866
(I.R.S. Employer
Identification No.)

 
227 West Monroe Street
Chicago, IL 60606
(Address of Principal Executive Offices)
                                                                                                                                
Securities to be registered pursuant to Section 12(b) of the Act:
Title of Each Class
to be so Registered
 
Common Shares of beneficial interest,
$0.01 par value per share
 
Name of Each Exchange On Which
Each Class is to be Registered
 
New York Stock Exchange
 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), please check the following box.  ý
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), please check the following box.  ☐
Securities Act registration statement file number to which this form relates:  333-213449


Securities to be registered pursuant to Section 12(g) of the Act:
                                          NONE                                          
(Title of Class)
 


INFORMATION REQUIRED IN REGISTRATION STATEMENT
Amendment No. 1 to Form 8-A
Guggenheim Enhanced Equity Income Fund (the “Registrant”) hereby amends the Registrant’s Form 8-A, as filed on August 22, 2005 (the “Original Form 8-A”), by:
(a) Changing the name of the Registrant from “Old Mutual / Claymore Long-Short Fund” to “Guggenheim Enhanced Equity Income Fund”; and
(b) Replacing in its entirety Item 1 of the Original Form 8-A with the following Item 1:
Item 1. Description of Registrant’s Securities to be Registered.
The shares (the “Shares”) to be registered hereunder are common shares of beneficial interest, $0.01 par value per share, of Guggenheim Enhanced Equity Income Fund (the “Registrant”).  A description of the Shares is contained under the heading “Additional Information About the Common Shares of the Fund” and in the related exhibits in the Registrant’s registration statement on Form N-14, which was filed with the Securities and Exchange Commission (“Commission”) under the Securities Act of 1933, as amended, on September 1, 2016 (Registration No. 333-213449), as amended by Pre-Effective Amendment No. 1 thereto, as filed with the Commission on October 7, 2016, and Pre-Effective Amendment No. 2 thereto, as filed with the Commission on December 16, 2016, and Post-Effective Amendment No. 1 thereto, as filed with the Commission on March 20, 2017, and such description as included in the Joint Proxy Statement/Prospectus filed pursuant to Rule 497 on December 29, 2016 is deemed to be incorporated herein by reference.
Item 2. Exhibits.
1. Agreement and Declaration of Trust*
2. By-Laws*
 
* Incorporated by reference to Post-Effective Amendment No. 1 to the Registrant's Registration Statement on Form N-14 (File No. 333-213449), filed March 20, 2017.

[Signature page follows]
 
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

Date:  March 20, 2017
GUGGENHEIM ENHANCED
EQUITY INCOME FUND




By: /s/ Donald C. Cacciapaglia             
Name: Donald C. Cacciapaglia
Title: President and Chief Executive
Officer