0001144204-17-020872.txt : 20170418 0001144204-17-020872.hdr.sgml : 20170418 20170418133937 ACCESSION NUMBER: 0001144204-17-020872 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161202 FILED AS OF DATE: 20170418 DATE AS OF CHANGE: 20170418 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Summit Healthcare REIT, Inc CENTRAL INDEX KEY: 0001310383 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 731721791 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 SOUTH POINTE DRIVE STREET 2: STE 100 CITY: LAKE FOREST STATE: CA ZIP: 92630 BUSINESS PHONE: 949-535-2022 MAIL ADDRESS: STREET 1: 2 SOUTH POINTE DRIVE STREET 2: STE 100 CITY: LAKE FOREST STATE: CA ZIP: 92630 FORMER COMPANY: FORMER CONFORMED NAME: Cornerstone Core Properties REIT, Inc. DATE OF NAME CHANGE: 20050518 FORMER COMPANY: FORMER CONFORMED NAME: Cornerstone Core Properties REIT DATE OF NAME CHANGE: 20050516 FORMER COMPANY: FORMER CONFORMED NAME: Cornerstone Realty Fund Inc DATE OF NAME CHANGE: 20041202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eikanas Kent CENTRAL INDEX KEY: 0001556445 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52566 FILM NUMBER: 17766616 MAIL ADDRESS: STREET 1: 1920 MAIN STREET, SUITE 400 CITY: IRVINE STATE: CA ZIP: 92614 4 1 v464431_4.xml OWNERSHIP DOCUMENT X0306 4 2016-12-02 0 0001310383 Summit Healthcare REIT, Inc NONE 0001556445 Eikanas Kent 2 SOUTH POINTE DR., SUITE 100 LAKE FOREST CA 92630 1 1 0 0 President Incentive Stock Option (Right to Buy) 2.02 2016-12-02 4 A 0 109678 0.00 A 2026-12-01 Common Stock 109678 109678 D The options were granted pursuant to the Summit Healthcare REIT, Inc. 2015 Omnibus Incentive Plan. The options are exercisable as follows: (a) 36,559 commencing on December 2, 2016 (b) and the remaining 73,119 in 24 equal monthly installments commencing on January 1, 2017. /s/ Kent Eikanas 2017-04-18