SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Kundrun Fritz R

(Last) (First) (Middle)
475 STEAMBOAT ROAD, 2ND FLOOR

(Street)
GREENWICH CT 06830

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Alpha Natural Resources, Inc. [ ANR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Former 10% Owner
3. Date of Earliest Transaction (Month/Day/Year)
11/13/2006
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/13/2006 S 3,800,000(1)(2)(3) D $14.6 3,151,896 I See footnotes(1)(2)(3)(4)
Common Stock 3,900 I By IRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On November 13, 2006, AMCI Holdings, Inc. ("AMCI Holdings") sold 1,319,983 shares of Common Stock, Redbank II, Inc. ("Redbank II") sold 262,670 shares of Common Stock, Beta Resources II, LLC ("Beta II") sold 1,126,250 shares of Common Stock and Vollow Resources II, LLC ("Vollow II") sold 1,091,097 shares of Common Stock. Following these sales, Redbank II, Beta II and Vollow II are no longer record holders of any shares of Common Stock.
2. The reporting person owns (a) 50% of AMCI Holdings and Beta II, (b) a 0.4% general partnership interest in The Kirmar Partnership ("Kirmar") held jointly with Hans J. Mende, (d) a 0.6% general partnership interest in The Nicola Associates Limited Partnership ("Nicola") and (e) a 0.4% general partnership interest in Nicola held jointly with Hans J. Mende. The reporting person?s daughter owns a 99.0% limited partnership interest in Nicola. AMCI Holdings owns 100% of K-M Investment Corporation which owns 100% of American Metals & Coal International, Inc. which owns 100% of both Creekside II, Inc. ("Creekside II") and Redbank II. Kirmar and Nicola each owns 50% of Vollow II.
3. Pursuant to Rule 16a-1(4) promulgated under the Securities Exchange Act of 1934, as amended, the reporting person herein states that this filing shall not be deemed as admission that he is the beneficial owner of any of the shares of common stock covered by this Form 4, except to the extent of his pecuniary interest in such shares of Common Stock.
4. Consists of the following shares of Common Stock held directly by the following entities: 1,419,701 shares by AMCI Holdings and 1,732,195 shares by Creekside II.
Remarks:
Vaughn R. Groves, Attorney-in-Fact for Fritz R. Kundrun 11/15/2006
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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