0001441683-19-000149.txt : 20190910 0001441683-19-000149.hdr.sgml : 20190910 20190910160330 ACCESSION NUMBER: 0001441683-19-000149 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190909 FILED AS OF DATE: 20190910 DATE AS OF CHANGE: 20190910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Calkins Matthew W CENTRAL INDEX KEY: 0001309192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38098 FILM NUMBER: 191085374 MAIL ADDRESS: STREET 1: C/O MICROSTRATEGY INCORPORATED STREET 2: 1850 TOWERS CRESCENT PLAZA CITY: VIENNA STATE: VA ZIP: 22182 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPIAN CORP CENTRAL INDEX KEY: 0001441683 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 541956084 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7950 JONES BRANCH DRIVE CITY: TYSONS STATE: VA ZIP: 22102 BUSINESS PHONE: 703-442-8844 MAIL ADDRESS: STREET 1: 7950 JONES BRANCH DRIVE CITY: TYSONS STATE: VA ZIP: 22102 4 1 wf-form4_156814579390433.xml FORM 4 X0306 4 2019-09-09 0 0001441683 APPIAN CORP APPN 0001309192 Calkins Matthew W 7950 JONES BRANCH DRIVE TYSONS VA 22102 1 1 1 0 CEO and President Class A Common Stock 2019-09-09 4 C 0 375000 A 375000 I See Footnote Class A Common Stock 2019-09-09 4 S 0 375000 55.70 D 0 I See Footnote Class B Common Stock 2019-09-09 4 C 0 375000 0 D Class A Common Stock 375000.0 20899710 I See Footnote Class B Common Stock Class A Common Stock 6945070.0 6945070 I See Footnote Class B Common Stock Class A Common Stock 29832.0 29832 I See Footnote Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3)) (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued. The reportable securities are owned directly by Calkins Family LLC ("Family"). The Reporting Person serves as the managing manager of Family. The reportable securities are owned directly by Wallingford LLC ("Wallingford"). The Reporting Person serves as the managing manager of Wallingford. The reportable securities are owned directly by Matthew Calkins Family Trust I LLC ("Family Trust"). The Reporting Person serves as the managing member of Family Trust. /s/ Angela Patterson, Attorney-in-Fact 2019-09-10