0001441683-19-000149.txt : 20190910
0001441683-19-000149.hdr.sgml : 20190910
20190910160330
ACCESSION NUMBER: 0001441683-19-000149
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190909
FILED AS OF DATE: 20190910
DATE AS OF CHANGE: 20190910
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Calkins Matthew W
CENTRAL INDEX KEY: 0001309192
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38098
FILM NUMBER: 191085374
MAIL ADDRESS:
STREET 1: C/O MICROSTRATEGY INCORPORATED
STREET 2: 1850 TOWERS CRESCENT PLAZA
CITY: VIENNA
STATE: VA
ZIP: 22182
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPIAN CORP
CENTRAL INDEX KEY: 0001441683
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 541956084
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7950 JONES BRANCH DRIVE
CITY: TYSONS
STATE: VA
ZIP: 22102
BUSINESS PHONE: 703-442-8844
MAIL ADDRESS:
STREET 1: 7950 JONES BRANCH DRIVE
CITY: TYSONS
STATE: VA
ZIP: 22102
4
1
wf-form4_156814579390433.xml
FORM 4
X0306
4
2019-09-09
0
0001441683
APPIAN CORP
APPN
0001309192
Calkins Matthew W
7950 JONES BRANCH DRIVE
TYSONS
VA
22102
1
1
1
0
CEO and President
Class A Common Stock
2019-09-09
4
C
0
375000
A
375000
I
See Footnote
Class A Common Stock
2019-09-09
4
S
0
375000
55.70
D
0
I
See Footnote
Class B Common Stock
2019-09-09
4
C
0
375000
0
D
Class A Common Stock
375000.0
20899710
I
See Footnote
Class B Common Stock
Class A Common Stock
6945070.0
6945070
I
See Footnote
Class B Common Stock
Class A Common Stock
29832.0
29832
I
See Footnote
Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock.
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))
(continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.
The reportable securities are owned directly by Calkins Family LLC ("Family"). The Reporting Person serves as the managing manager of Family.
The reportable securities are owned directly by Wallingford LLC ("Wallingford"). The Reporting Person serves as the managing manager of Wallingford.
The reportable securities are owned directly by Matthew Calkins Family Trust I LLC ("Family Trust"). The Reporting Person serves as the managing member of Family Trust.
/s/ Angela Patterson, Attorney-in-Fact
2019-09-10