0001179110-17-013126.txt : 20171004
0001179110-17-013126.hdr.sgml : 20171004
20171004180231
ACCESSION NUMBER: 0001179110-17-013126
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171002
FILED AS OF DATE: 20171004
DATE AS OF CHANGE: 20171004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sankaty Davis, LLC
CENTRAL INDEX KEY: 0001688180
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37932
FILM NUMBER: 171122808
BUSINESS ADDRESS:
STREET 1: C/O BAIN CAPITAL CREDIT, LP
STREET 2: 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-516-2700
MAIL ADDRESS:
STREET 1: C/O BAIN CAPITAL CREDIT, LP
STREET 2: 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAIN CAPITAL CREDIT MEMBER, LLC
CENTRAL INDEX KEY: 0001309111
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37932
FILM NUMBER: 171122809
BUSINESS ADDRESS:
STREET 1: 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-516-2000
MAIL ADDRESS:
STREET 1: 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER NAME:
FORMER CONFORMED NAME: SANKATY CREDIT MEMBER, LLC
DATE OF NAME CHANGE: 20041118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yuma Energy, Inc.
CENTRAL INDEX KEY: 0001672326
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 812235304
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1825
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 713-968-7000
MAIL ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1825
CITY: HOUSTON
STATE: TX
ZIP: 77027
FORMER COMPANY:
FORMER CONFORMED NAME: Yuma Delaware Merger Subsidiary, Inc.
DATE OF NAME CHANGE: 20160415
4
1
edgar.xml
FORM 4 -
X0306
4
2017-10-02
1
0001672326
Yuma Energy, Inc.
YUMA
0001309111
BAIN CAPITAL CREDIT MEMBER, LLC
C/O BAIN CAPITAL CREDIT, LP
200 CLARENDON STREET
BOSTON
MA
02116
0
0
1
0
0001688180
Sankaty Davis, LLC
C/O BAIN CAPITAL CREDIT, LP
200 CLARENDON STREET
BOSTON
MA
02116
0
0
1
0
See Footnote 1
1607301
I
See Footnotes
No change in beneficial ownership reported. This Form 4 is being filed for the sole purpose of indicating that, as a result of the Issuer's issuance of 9,600,000 shares of common stock on October 3, 2017, the Reporting Persons no longer beneficially own more than 10% of the outstanding shares of the Issuer's common stock and therefore are no longer subject to Section 16.
Bain Capital Credit Member, LLC ("BCCM) is the administrative member of Sankaty Davis, LLC ("Sankaty Davis"). As a result, BCCM may be deemed to share voting and dispositive power with respect to all of the shares of Common Stock held by Sankaty Davis. BCCM disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.
/s/ Bain Capital Credit Member, LLC
2017-10-04
/s/ Sankaty Davis, LLC
2017-10-04