0001654954-20-010754.txt : 20201002 0001654954-20-010754.hdr.sgml : 20201002 20201002082746 ACCESSION NUMBER: 0001654954-20-010754 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201001 FILED AS OF DATE: 20201002 DATE AS OF CHANGE: 20201002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elliott Mark S CENTRAL INDEX KEY: 0001309100 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38299 FILM NUMBER: 201218122 MAIL ADDRESS: STREET 1: C/O LEVEL BRANDS, INC. STREET 2: 4521 SHARON ROAD, SUITE 450 CITY: CHARLOTTE STATE: NC ZIP: 28211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: cbdMD, Inc. CENTRAL INDEX KEY: 0001644903 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 473414576 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8845 RED OAK BOULEVARD CITY: CHARLOTTE STATE: NC ZIP: 28217 BUSINESS PHONE: 704-445-3060 MAIL ADDRESS: STREET 1: 8845 RED OAK BOULEVARD CITY: CHARLOTTE STATE: NC ZIP: 28217 FORMER COMPANY: FORMER CONFORMED NAME: Level Brands, Inc. DATE OF NAME CHANGE: 20170202 FORMER COMPANY: FORMER CONFORMED NAME: LEVEL BEAUTY GROUP, INC. DATE OF NAME CHANGE: 20150611 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2020-10-01 0001644903 cbdMD, Inc. YCBD 0001309100 Elliott Mark S 5409 OLD COURSE DRIVE CHARLOTTE NC 28277 false false true Former CFO/COO Common stock 50000 D Common stock 1680 I See footnote Stock option 4.00 2017-05-01 2024-05-01 Common stock 50000 50000 D Stock option 4.00 2018-01-01 2024-05-01 Common stock 50000 50000 D Stock option 7.50 2018-01-01 2024-05-01 Common stock 100000 100000 D Stock option 4.78 2018-05-29 2028-05-29 Common stock 75000 75000 D Stock option 4.78 2019-01-01 2028-05-29 Common stock 75000 75000 D Stock option 2.60 2020-09-16 2023-09-16 Common stock 300000 300000 D The number of shares of common stock beneficially owned by the Reporting Person includes 1,680 shares owned of record by his spouse's retirement account. Stock option grants were previously made by the Issuer to the Reporting Person under the Issuer's 2015 Equity Compensation Plan as additional compensation to the Reporting Person. This Form 4 is being filed by the Reporting Person solely to indicate his resignation from the Issuer as set forth in the Issuer's Current Report on Form 8-K as filed with the Securities and Exchange Commission on September 21, 2020. All holdings reported in Table I and Table II of this Form 4 have previously been reported by the Reporting Person. /s/ Mark S. Elliott 2020-10-01