Chief Compliance Officer

0001308757-18-000005.txt : 20180801 0001308757-18-000005.hdr.sgml : 20180801 20180801155110 ACCESSION NUMBER: 0001308757-18-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180801 DATE AS OF CHANGE: 20180801 EFFECTIVENESS DATE: 20180801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALASA DINVERNO & FOLTZ LLC CENTRAL INDEX KEY: 0001308757 IRS NUMBER: 364445980 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11054 FILM NUMBER: 18984616 BUSINESS ADDRESS: BUSINESS PHONE: 630-875-4915 MAIL ADDRESS: STREET 1: 500 PARK BLVD STREET 2: SUITE 1400 CITY: ITASCA STATE: IL ZIP: 60143 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001308757 XXXXXXXX 06-30-2018 06-30-2018 BALASA DINVERNO & FOLTZ LLC

500 PARK BLVD SUITE 1400 ITASCA IL 60143

13F HOLDINGS REPORT 028-11054 N Susan C. Korin Chief Compliance Officer (630) 875-4914 Susan C. Korin Itasca IL 08-01-2018 0 227 689951 false INFORMATION TABLE 2 Jun2018.xml Guggenheim S&P 500 Pure Growth GUG S&P500 PU GR 78355W403 1001 8719 SH SOLE 0 0 8719 0 Guggenheim S&P Small Cap 600 Pure Growth GUG S&P SC600 PG 78355W809 289 2272 SH SOLE 0 0 2272 0 Guggenheim S&P Small Cap 600 Pure Value GUG S&P SC600 PV 78355W700 306 3957 SH SOLE 0 0 3957 0 Health Fund Sector SPDR SBI HEALTHCARE 81369Y209 261 3127 SH SOLE 0 0 3127 0 Invesco QQQ Tr. UNIT SER 1 73935A104 700 4079 SH SOLE 0 0 4079 0 iShares Momentum MSCI USAMOMFCT 46432F396 69980 637923 SH SOLE 0 0 637923 0 iShares MSCI EAFE MSCI EAFE IDX 464287465 11499 171707 SH SOLE 0 0 171707 0 iShares MSCI EAFE Growth Index MSCI GRW IDX 464288885 6647 84347 SH SOLE 0 0 84347 0 iShares MSCI EAFE Small Cap Index EAFE SML CP ETF 464288273 889 14174 SH SOLE 0 0 14174 0 iShares MSCI EAFE Value Index EAFE VALUE ETF 464288877 275 5365 SH SOLE 0 0 5365 0 iShares MSCI Emerging Market MSCI EMERG MKT 464287234 545 12570 SH SOLE 0 0 12570 0 iShares MSCI KLD 400 Social Index Fund MSCI KLD400 SOC 464288570 1324 13113 SH SOLE 0 0 13113 0 iShares Russell 1000 Growth RUSSELL 1000GRW 464287614 138388 962365 SH SOLE 0 0 962365 0 iShares Russell 1000 Index RUSSELL 1000 464287622 840 5524 SH SOLE 0 0 5524 0 iShares Russell 1000 Value RUSSELL1000VAL 464287598 66998 551970 SH SOLE 0 0 551970 0 iShares Russell 2000 Growth RUSL 2000 GROW 464287648 651 3184 SH SOLE 0 0 3184 0 iShares Russell 2000 Index RUSSELL 2000 464287655 573 3498 SH SOLE 0 0 3498 0 iShares Russell 3000 Index RUSSELL 3000 464287689 547 3373 SH SOLE 0 0 3373 0 iShares Russell Micro Cap Index Fund RUSSELL MCP IDX 464287481 213 2020 SH SOLE 0 0 2020 0 iShares Russell Midcap Value Index RUS MDCP VAL ETF 464287473 248 2800 SH SOLE 0 0 2800 0 iShares S&P 500 S&P 500 INDEX 464287200 69003 252711 SH SOLE 0 0 252711 0 iShares S&P 500/Barra Growth S&P500 GRW 464287309 2401 14767 SH SOLE 0 0 14767 0 iShares S&P 500/Value Index S&P 500 VALUE 464287408 585 5309 SH SOLE 0 0 5309 0 iShares S&P Small Cap 600 Index CORE S&P SCP ETF 464287804 293 3514 SH SOLE 0 0 3514 0 S&P 500 SPDR UNIT SER 1 78462F103 2272 8374 SH SOLE 0 0 8374 0 Schwab US Broad Market ETF SCHWAB FDT US BM 808524789 541 8198 SH SOLE 0 0 8198 0 SPDR MSCI A CWI ex-US MSCI ACWI EXUS 78463X848 1923 51941 SH SOLE 0 0 51941 0 SPDR S&P Dividend S&P DIVID ETF 78464a763 316 3410 SH SOLE 0 0 3410 0 Vanguard High Dividend Yield ETF HIGH DIV YLD 921946406 374 4500 SH SOLE 0 0 4500 0 Vanguard Large Cap ETF COM 922908637 366 2930 SH SOLE 0 0 2930 0 Vanguard Large Cap Growth ETF GROWTH ETF 922908736 746 4979 SH SOLE 0 0 4979 0 Vanguard Large Cap Value ETF VALUE ETF 922908744 595 5731 SH SOLE 0 0 5731 0 Vanguard Small Cap Growth ETF SML CP GRW ETF 922908595 109366 622107 SH SOLE 0 0 622107 0 Vanguard Small Cap Value ETF SM CP VAL ETF 922908611 595 4379 SH SOLE 0 0 4379 0 Vanguard Total Stock Mkt VIPER TOTAL STK MKT 922908769 433 3085 SH SOLE 0 0 3085 0 WisdomTree US Quality Sharehld Yld ETF US QLT SHRHD YLD 97717W547 2182 26453 SH SOLE 0 0 26453 0 3M Co. COM 88579y101 686 3488 SH SOLE 0 0 3488 0 Aaron's, Inc COM PAR $0.50 002535300 1256 28911 SH SOLE 0 0 28911 0 Abbott Laboratories COM 002824100 688 11278 SH SOLE 0 0 11278 0 AbbVie Inc. COM 00287y109 1680 18130 SH SOLE 0 0 18130 0 ABIOMED, Inc COM 003654100 1083 2647 SH SOLE 0 0 2647 0 Accenture LTD Cl A COM g1151c101 1416 8654 SH SOLE 0 0 8654 0 Activision Blizzard COM 00507V109 287 3758 SH SOLE 0 0 3758 0 Adobe Systems Inc. COM 00724f101 799 3278 SH SOLE 0 0 3278 0 Aetna Inc. COM 00817Y108 642 3497 SH SOLE 0 0 3497 0 Alcan Inc. COM 137161055 877 20905 SH SOLE 0 0 20905 0 Align Technology COM 016255101 408 1192 SH SOLE 0 0 1192 0 Allstate Corp COM 020002101 1011 11078 SH SOLE 0 0 11078 0 Alphabet Inc. Class A Voting Shares CL A 38259P508 2895 2564 SH SOLE 0 0 2564 0 Alphabet Inc. Class C Non Voting Shares CL C 38259p706 1709 1532 SH SOLE 0 0 1532 0 Altria Group COM 718154107 1211 21331 SH SOLE 0 0 21331 0 Amazon.Com COM 231351065 3080 1812 SH SOLE 0 0 1812 0 American Capital Agency Corp. COM 00123q104 317 17027 SH SOLE 0 0 17027 0 American National Insurance Co. COM 028591105 317 2654 SH SOLE 0 0 2654 0 Amgen Inc. COM 311621007 1224 6629 SH SOLE 0 0 6629 0 AMR Corp. Escrow Pending Possible Future Distribution COM 001esc102 0 14833 SH SOLE 0 0 14833 0 Annaly Mtg. Management COM 357104090 418 40651 SH SOLE 0 0 40651 0 Anthem Inc. COM 036752103 864 3630 SH SOLE 0 0 3630 0 Apple Computer, Inc. COM 378331003 11523 62249 SH SOLE 0 0 62249 0 Aptar Group COM 383361037 1083 11600 SH SOLE 0 0 11600 0 Arista Networks Inc. COM 040413106 285 1107 SH SOLE 0 0 1107 0 Arrow Electronics Inc. COM 427351002 375 4978 SH SOLE 0 0 4978 0 Assurant Inc. COM 04621X108 262 2534 SH SOLE 0 0 2534 0 Assured Guaranty Ltd. COM G0585R106 2344 65614 SH SOLE 0 0 65614 0 AT&T Inc. COM 00206R102 2087 65008 SH SOLE 0 0 65008 0 Avnet Inc. COM 053807103 312 7271 SH SOLE 0 0 7271 0 Baidu, Inc. SPON ADR REP A 567521083 237 975 SH SOLE 0 0 975 0 Bank of America Corp. COM 605051044 2998 106344 SH SOLE 0 0 106344 0 Baxter International Inc. COM 718131097 818 11074 SH SOLE 0 0 11074 0 Becton Dickinson & Co. COM 758871099 333 1389 SH SOLE 0 0 1389 0 Bed Bath & Beyond COM 758961007 509 25562 SH SOLE 0 0 25562 0 Berkshire Hathaway CL B NEW 846707024 2792 14959 SH SOLE 0 0 14959 0 Berkshire Hathaway CL A CL A 084990175 7615 2700 SH SOLE 0 0 2700 0 Best Buy Inc. COM 865161012 863 11571 SH SOLE 0 0 11571 0 Biogen Idec Inc. COM 09062x103 517 1782 SH SOLE 0 0 1782 0 Boeing Co. COM 970231056 1640 4887 SH SOLE 0 0 4887 0 Boston Beer Co. Inc CL A 100557107 264 882 SH SOLE 0 0 882 0 Bristol-Myers Squibb Company COM 110122108 1323 23902 SH SOLE 0 0 23902 0 Broadcom Ltd. SHS y0486s104 414 1706 SH SOLE 0 0 1706 0 Capital One Financial COM 14040H105 277 3016 SH SOLE 0 0 3016 0 Caterpillar Inc. COM 149123101 338 2489 SH SOLE 0 0 2489 0 Celgene Corp. COM 151020104 289 3633 SH SOLE 0 0 3633 0 Charles Schwab COM 808513105 534 10452 SH SOLE 0 0 10452 0 ChevronTexaco Corp. COM 166764100 1869 14779 SH SOLE 0 0 14779 0 Chimera Investment Corp. REIT COM 16934Q109 395 21605 SH SOLE 0 0 21605 0 Cigna Corp COM 125509109 287 1686 SH SOLE 0 0 1686 0 Circuit City Stores Inc COM 172737108 286 6448 SH SOLE 0 0 6448 0 Cisco Systems Inc. COM 17275R102 1134 26364 SH SOLE 0 0 26364 0 Citigroup Inc. COM 172967424 1086 16232 SH SOLE 0 0 16232 0 Coca Cola COM 191216100 371 8468 SH SOLE 0 0 8468 0 Cognizant Technology Solutions CL A 192446102 204 2579 SH SOLE 0 0 2579 0 Colgate-Palmolive Co COM 194162103 206 3172 SH SOLE 0 0 3172 0 ComCast COM 20030N101 738 22498 SH SOLE 0 0 22498 0 Commerce Bancshares Inc. COM 200525103 1018 15735 SH SOLE 0 0 15735 0 Consolidated Edison COM 209115104 415 5318 SH SOLE 0 0 5318 0 Constellation A COM 21036P108 223 1021 SH SOLE 0 0 1021 0 CostCo Companies Inc. COM 22160k105 503 2408 SH SOLE 0 0 2408 0 Credit Suisse Group SPONSORED ADR 225401108 540 28299 SH SOLE 0 0 28299 0 CVS Health Corporation COM 126650100 407 6325 SH SOLE 0 0 6325 0 Danaher Corp. COM 235851102 582 5902 SH SOLE 0 0 5902 0 DCT Industrial Trust Inc COM 233153105 780 11691 SH SOLE 0 0 11691 0 Dr. Pepper Snapple Group COM 49271v100 306 2511 SH SOLE 0 0 2511 0 Duke Energy COM 264399106 269 3405 SH SOLE 0 0 3405 0 DXC Technology Company COM 23355L106 626 7766 SH SOLE 0 0 7766 0 Ebay, Inc. COM 278642103 395 10883 SH SOLE 0 0 10883 0 Edwards Lifesciences COM 28176E108 878 6033 SH SOLE 0 0 6033 0 Eli Lilly & Co. COM 532457108 267 3130 SH SOLE 0 0 3130 0 EOG Resources COM 26875p101 226 1819 SH SOLE 0 0 1819 0 Equity Residential PPTY Trust COM 29476L107 593 9311 SH SOLE 0 0 9311 0 Estee Lauder Companies Inc. CL A 518439104 1332 9333 SH SOLE 0 0 9333 0 Exelon Corporation COM 30161N101 1498 35161 SH SOLE 0 0 35161 0 Express Scripts Inc. COM 302182100 685 8877 SH SOLE 0 0 8877 0 Exxon Mobil Corporation COM 30231G102 1777 21483 SH SOLE 0 0 21483 0 Facebook, Inc. COM 30303m102 2272 11693 SH SOLE 0 0 11693 0 Fed Ex Corp COM 31428X106 524 2306 SH SOLE 0 0 2306 0 Fleetcor Technologies Inc. COM 339041105 16372 77723 SH SOLE 0 0 77723 0 Ford Motor Company COM 345370860 503 45402 SH SOLE 0 0 45402 0 Gamestop Corp. COM 36467W109 467 32051 SH SOLE 0 0 32051 0 General Dynamics Corp. COM 369550108 246 1319 SH SOLE 0 0 1319 0 General Electric COM 369604103 169 12393 SH SOLE 0 0 12393 0 General Motors Corporation - Old COM 37045v100 1247 31640 SH SOLE 0 0 31640 0 Gilead Sciences Inc. COM 375558103 1130 15947 SH SOLE 0 0 15947 0 Glaxosmithkline COM 37733W105 277 6861 SH SOLE 0 0 6861 0 Grainger WW Inc. COM 384802104 211 683 SH SOLE 0 0 683 0 Gulfport Energy Corp COM NEW 402635304 573 45573 SH SOLE 0 0 45573 0 Half Robert Int'l COM 770323103 777 11930 SH SOLE 0 0 11930 0 Hewlett Packard Enterprise Company COM 42824C109 1434 98132 SH SOLE 0 0 98132 0 Home Depot COM 437076102 2797 14338 SH SOLE 0 0 14338 0 Honeywell International COM 438516106 648 4501 SH SOLE 0 0 4501 0 Horizon Pharma Inc COM 44047T109 662 40000 SH SOLE 0 0 40000 0 HP Inc. COM 428236103 1335 58852 SH SOLE 0 0 58852 0 Humana Inc. COM 444859102 237 797 SH SOLE 0 0 797 0 IBM COM 459200101 458 3278 SH SOLE 0 0 3278 0 Illinois Tool Works COM 452308109 750 5410 SH SOLE 0 0 5410 0 IMD Companies, Inc. COM 44969g101 0 300000 SH SOLE 0 0 300000 0 Intel Corp. COM 458140100 2559 51470 SH SOLE 0 0 51470 0 Interpublic Group COM 460690100 205 8763 SH SOLE 0 0 8763 0 Intuit Inc. COM 461202103 1553 7603 SH SOLE 0 0 7603 0 J P Morgan Chase & Co. COM 46625H100 2226 21358 SH SOLE 0 0 21358 0 Johnson & Johnson COM 478160104 2948 24297 SH SOLE 0 0 24297 0 KB Home COM 48666k109 669 24572 SH SOLE 0 0 24572 0 Kimberly Clark Corp. COM 494368103 405 3841 SH SOLE 0 0 3841 0 Kraft Heinz Co. COM 500754106 227 3612 SH SOLE 0 0 3612 0 Kroger Co. COM 501044101 210 7378 SH SOLE 0 0 7378 0 Lear Corp. COM 521865105 320 1723 SH SOLE 0 0 1723 0 Lincoln National Corp. COM 534187109 346 5559 SH SOLE 0 0 5559 0 Lockheed Martin Corp. COM 539830109 1105 3742 SH SOLE 0 0 3742 0 Lowes Companies Inc. COM 548661107 425 4443 SH SOLE 0 0 4443 0 LyondellBasell Industries NV SHS - A - n53745100 583 5303 SH SOLE 0 0 5303 0 Macy's Inc. COM 55616p104 394 10516 SH SOLE 0 0 10516 0 Mallinckrodt plc Ordinary Share SHS g5785g107 200 10699 SH SOLE 0 0 10699 0 Marathon Petroleum Corporation COM 56585A102 458 6531 SH SOLE 0 0 6531 0 Mastercard Incorporated COM 57636Q104 1095 5571 SH SOLE 0 0 5571 0 McDonald's Corporation COM 580135101 738 4708 SH SOLE 0 0 4708 0 McKesson Corp. COM 58155Q103 205 1538 SH SOLE 0 0 1538 0 Medical Properties Trust COM 58463J304 793 56471 SH SOLE 0 0 56471 0 Medifast Inc. COM 58470H101 260 1626 SH SOLE 0 0 1626 0 Medtronic Inc. COM 585055106 292 3410 SH SOLE 0 0 3410 0 Merck & Co, Inc. COM 589331107 806 13280 SH SOLE 0 0 13280 0 Metlife Inc. COM 59156R108 221 5066 SH SOLE 0 0 5066 0 Michael Kors Holdings Limited SHS G60754101 707 10623 SH SOLE 0 0 10623 0 Micron Technology Inc. COM 595112103 2196 41884 SH SOLE 0 0 41884 0 Microsoft Corp. COM 594918104 4516 45792 SH SOLE 0 0 45792 0 Mondelez International Inc. 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COM 68389X105 694 15762 SH SOLE 0 0 15762 0 Park Hotels & Resorts Inc COM 700517105 1855 60550 SH SOLE 0 0 60550 0 PayPal Holdings, Inc. COM 70450Y103 460 5524 SH SOLE 0 0 5524 0 Penumbra, Inc COM 70975L107 3772 27306 SH SOLE 0 0 27306 0 Pepsico Inc COM 713448108 704 6468 SH SOLE 0 0 6468 0 Pfizer Inc. COM 717081103 2275 62704 SH SOLE 0 0 62704 0 Philip Morris International Inc. COM 718172109 200 2481 SH SOLE 0 0 2481 0 Phillips 66 COM 718546104 405 3606 SH SOLE 0 0 3606 0 PNC Bank Corp. COM 693475105 300 2222 SH SOLE 0 0 2222 0 PPG Industries COM 693506107 215 2070 SH SOLE 0 0 2070 0 Praxair Inc COM 74005P104 239 1509 SH SOLE 0 0 1509 0 Procter & Gamble COM 742718109 684 8765 SH SOLE 0 0 8765 0 Prudential Securities COM 744320102 1699 18169 SH SOLE 0 0 18169 0 Raytheon Company COM 755111507 258 1337 SH SOLE 0 0 1337 0 Reinsurance Group of America Inc. COM NEW 759351604 1251 9370 SH SOLE 0 0 9370 0 Rockwell Medical, Inc. COM 774374102 268 54300 SH SOLE 0 0 54300 0 Rollins Inc. 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Class A COM 902494103 916 13299 SH SOLE 0 0 13299 0 Ulta Beauty Inc. COM 90384S303 427 1829 SH SOLE 0 0 1829 0 Union Pacific COM 907818108 551 3892 SH SOLE 0 0 3892 0 United Continental Holdings COM 910047109 671 9630 SH SOLE 0 0 9630 0 United Health Care Corp. COM 91324P102 2209 9003 SH SOLE 0 0 9003 0 United Natural Foods Inc. COM 911163103 434 10172 SH SOLE 0 0 10172 0 United Technologies Corp. COM 913017109 301 2405 SH SOLE 0 0 2405 0 US Bancorp COM 902973304 328 6563 SH SOLE 0 0 6563 0 Valero Energy Corp. COM 91913Y100 2298 20737 SH SOLE 0 0 20737 0 Verizon Communications COM 92343V104 1319 26225 SH SOLE 0 0 26225 0 Visa, Inc. COM 82826C839 1134 8561 SH SOLE 0 0 8561 0 Vital Therapies, Inc. COM 92847R104 176 25625 SH SOLE 0 0 25625 0 Wal-Mart COM 931142103 3919 45752 SH SOLE 0 0 45752 0 Walgreen Boots Alliance, Inc. COM 931427108 588 9797 SH SOLE 0 0 9797 0 Walt Disney Co. COM 254687106 2756 26291 SH SOLE 0 0 26291 0 WEC Energy Group Inc. 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