Chief Compliance Officer

0001308757-17-000005.txt : 20170726 0001308757-17-000005.hdr.sgml : 20170726 20170725202417 ACCESSION NUMBER: 0001308757-17-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170726 DATE AS OF CHANGE: 20170725 EFFECTIVENESS DATE: 20170726 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALASA DINVERNO & FOLTZ LLC CENTRAL INDEX KEY: 0001308757 IRS NUMBER: 364445980 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11054 FILM NUMBER: 17981473 BUSINESS ADDRESS: BUSINESS PHONE: 630-875-4915 MAIL ADDRESS: STREET 1: 500 PARK BLVD STREET 2: SUITE 1400 CITY: ITASCA STATE: IL ZIP: 60143 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001308757 XXXXXXXX 06-30-2017 06-30-2017 BALASA DINVERNO & FOLTZ LLC

500 PARK BLVD SUITE 1400 ITASCA IL 60143

13F HOLDINGS REPORT 028-11054 N Susan C. Korin Chief Compliance Officer (630) 875-4914 Susan C. Korin Itasca IL 07-25-2017 0 211 615115 false INFORMATION TABLE 2 June2017.xml Guggenheim S&P 500 Pure Growth GUG S&P500 PU GR 78355W403 940 9981 SH SOLE 0 0 9981 0 Guggenheim S&P Small Cap 600 Pure Growth GUG S&P SC600 PG 78355W809 357 3468 SH SOLE 0 0 3468 0 Guggenheim S&P Small Cap 600 Pure Value GUG S&P SC600 PV 78355W700 262 3957 SH SOLE 0 0 3957 0 Health Fund Sector SPDR SBI HEALTHCARE 81369Y209 238 3000 SH SOLE 0 0 3000 0 iShares Momentum MSCI USAMOMFCT 46432F396 56247 632773 SH SOLE 0 0 632773 0 iShares MSCI EAFE MSCI EAFE IDX 464287465 12318 188922 SH SOLE 0 0 188922 0 iShares MSCI EAFE Growth Index MSCI GRW IDX 464288885 7055 95395 SH SOLE 0 0 95395 0 iShares MSCI EAFE Small Cap Index EAFE SML CP ETF 464288273 455 7861 SH SOLE 0 0 7861 0 iShares MSCI EAFE Value Index EAFE VALUE ETF 464288877 203 3932 SH SOLE 0 0 3932 0 iShares MSCI Emerging Market MSCI EMERG MKT 464287234 510 12311 SH SOLE 0 0 12311 0 iShares MSCI KLD 400 Social Index Fund MSCI KLD400 SOC 464288570 1185 13265 SH SOLE 0 0 13265 0 iShares Russell 1000 Growth RUSSELL 1000GRW 464287614 126429 1062246 SH SOLE 0 0 1062246 0 iShares Russell 1000 Index RUSSELL 1000 464287622 761 5624 SH SOLE 0 0 5624 0 iShares Russell 1000 Value RUSSELL1000VAL 464287598 71335 612689 SH SOLE 0 0 612689 0 iShares Russell 2000 Growth RUSL 2000 GROW 464287648 549 3253 SH SOLE 0 0 3253 0 iShares Russell 2000 Index RUSSELL 2000 464287655 471 3339 SH SOLE 0 0 3339 0 iShares Russell 3000 Index RUSSELL 3000 464287689 454 3151 SH SOLE 0 0 3151 0 iShares Russell Midcap Value Index RUS MDCP VAL ETF 464287473 235 2800 SH SOLE 0 0 2800 0 iShares S&P 500 S&P 500 INDEX 464287200 65181 267784 SH SOLE 0 0 267784 0 iShares S&P 500/Barra Growth S&P500 GRW 464287309 2115 15455 SH SOLE 0 0 15455 0 iShares S&P 500/Value Index S&P 500 VALUE 464287408 577 5493 SH SOLE 0 0 5493 0 iShares S&P Small Cap 600 Index CORE S&P SCP ETF 464287804 418 5960 SH SOLE 0 0 5960 0 PowerShares QQQ UNIT SER 1 73935A104 544 3954 SH SOLE 0 0 3954 0 S&P 500 SPDR UNIT SER 1 78462F103 2156 8915 SH SOLE 0 0 8915 0 SPDR MSCI A CWI ex-US MSCI ACWI EXUS 78463X848 1945 54536 SH SOLE 0 0 54536 0 SPDR Russell 2000 SPDR RUSSEL 2000 78468R853 216 2592 SH SOLE 0 0 2592 0 SPDR S&P Dividend S&P DIVID ETF 78464a763 303 3410 SH SOLE 0 0 3410 0 Vanguard FTSE Developed Markets ETF MSCI EAFE IDX 921943858 226 5458 SH SOLE 0 0 5458 0 Vanguard High Dividend Yield ETF HIGH DIV YLD 921946406 352 4500 SH SOLE 0 0 4500 0 Vanguard Large Cap Growth ETF GROWTH ETF 922908736 1111 8742 SH SOLE 0 0 8742 0 Vanguard Large Cap Value ETF VALUE ETF 922908744 990 10256 SH SOLE 0 0 10256 0 Vanguard Small Cap Growth ETF SML CP GRW ETF 922908595 90236 619200 SH SOLE 0 0 619200 0 Vanguard Small Cap Value ETF SM CP VAL ETF 922908611 299 2434 SH SOLE 0 0 2434 0 3M Co. COM 88579y101 771 3702 SH SOLE 0 0 3702 0 Aaron's, Inc COM PAR $0.50 002535300 1020 26216 SH SOLE 0 0 26216 0 Abbott Laboratories COM 002824100 534 10995 SH SOLE 0 0 10995 0 AbbVie Inc. COM 00287y109 1174 16196 SH SOLE 0 0 16196 0 ABIOMED, Inc COM 003654100 374 2611 SH SOLE 0 0 2611 0 Accenture LTD Cl A COM g1151c101 1189 9617 SH SOLE 0 0 9617 0 Adobe Systems Inc. COM 00724f101 303 2142 SH SOLE 0 0 2142 0 Aetna Inc. COM 00817Y108 549 3614 SH SOLE 0 0 3614 0 Allergan Inc. COM 184901023 213 875 SH SOLE 0 0 875 0 Allstate Corp COM 020002101 961 10869 SH SOLE 0 0 10869 0 Alphabet Inc. Class A Voting Shares CL A 38259P508 2155 2318 SH SOLE 0 0 2318 0 Alphabet Inc. Class C Non Voting Shares CL C 38259p706 1347 1482 SH SOLE 0 0 1482 0 Altria Group COM 718154107 2268 30454 SH SOLE 0 0 30454 0 Amazon.Com COM 231351065 1404 1450 SH SOLE 0 0 1450 0 American Capital Agency Corp. COM 02503X105 898 42157 SH SOLE 0 0 42157 0 American Intl Group Inc COM 026874784 599 9581 SH SOLE 0 0 9581 0 American Shared Hospital Service COM 029595105 220 56500 SH SOLE 0 0 56500 0 Amgen Inc. COM 311621007 1157 6716 SH SOLE 0 0 6716 0 AMR Corp. Escrow Pending Possible Future Distribution COM 001esc102 0 14833 SH SOLE 0 0 14833 0 Annaly Mtg. Management COM 357104090 1816 150664 SH SOLE 0 0 150664 0 Anthem Inc. COM 036752103 581 3090 SH SOLE 0 0 3090 0 AON Corp. COM 0408v1025 377 2838 SH SOLE 0 0 2838 0 Apple Computer, Inc. COM 378331003 9956 69127 SH SOLE 0 0 69127 0 Aptar Group COM 383361037 1008 11600 SH SOLE 0 0 11600 0 Arrow Electronics Inc. COM 427351002 361 4606 SH SOLE 0 0 4606 0 Assurant Inc. COM 04621X108 375 3612 SH SOLE 0 0 3612 0 Assured Guaranty Ltd. COM G0585R106 2968 71107 SH SOLE 0 0 71107 0 AT&T Inc. COM 00206R102 1926 51038 SH SOLE 0 0 51038 0 Avnet Inc. COM 053807103 239 6149 SH SOLE 0 0 6149 0 Bank of America Corp. COM 605051044 1589 65492 SH SOLE 0 0 65492 0 Bard C R Inc. COM 673831095 204 645 SH SOLE 0 0 645 0 Baxter International Inc. COM 718131097 691 11407 SH SOLE 0 0 11407 0 Becton Dickinson & Co. COM 758871099 210 1075 SH SOLE 0 0 1075 0 Berkshire Hathaway CL B NEW 846707024 2466 14559 SH SOLE 0 0 14559 0 Berkshire Hathaway CL A CL A 084990175 6877 2700 SH SOLE 0 0 2700 0 Best Buy Inc. COM 865161012 617 10765 SH SOLE 0 0 10765 0 Biogen Idec Inc. COM 09062x103 270 996 SH SOLE 0 0 996 0 Boeing Co. COM 970231056 856 4330 SH SOLE 0 0 4330 0 Bristol-Myers Squibb Company COM 110122108 1507 27043 SH SOLE 0 0 27043 0 British Petroleum Amoco COM 556221042 327 9448 SH SOLE 0 0 9448 0 Broadcom Ltd. SHS y0486s104 382 1640 SH SOLE 0 0 1640 0 Capital One Financial COM 14040H105 207 2507 SH SOLE 0 0 2507 0 Caterpillar Inc. COM 149123101 385 3587 SH SOLE 0 0 3587 0 Celgene Corp. COM 151020104 531 4089 SH SOLE 0 0 4089 0 Charles Schwab COM 808513105 470 10952 SH SOLE 0 0 10952 0 ChevronTexaco Corp. COM 166764100 1810 17350 SH SOLE 0 0 17350 0 Chimera Investment Corp. REIT COM 16934Q109 580 31114 SH SOLE 0 0 31114 0 Cigna Corp COM 125509109 306 1827 SH SOLE 0 0 1827 0 Circuit City Stores Inc COM 172737108 285 7512 SH SOLE 0 0 7512 0 Cisco Systems Inc. COM 17275R102 751 24004 SH SOLE 0 0 24004 0 Citigroup Inc. COM 172967424 1093 16342 SH SOLE 0 0 16342 0 Coca Cola COM 191216100 493 10990 SH SOLE 0 0 10990 0 Colgate-Palmolive Co COM 194162103 447 6025 SH SOLE 0 0 6025 0 ComCast COM 20030N101 972 24972 SH SOLE 0 0 24972 0 Commerce Bancshares Inc. COM 200525103 1025 18036 SH SOLE 0 0 18036 0 Consolidated Edison COM 209115104 478 5911 SH SOLE 0 0 5911 0 Corning Inc. COM 219350105 367 12218 SH SOLE 0 0 12218 0 CostCo Companies Inc. COM 22160k105 342 2139 SH SOLE 0 0 2139 0 Cummins Inc. COM 231021106 222 1368 SH SOLE 0 0 1368 0 CVS Health Corporation COM 126650100 594 7383 SH SOLE 0 0 7383 0 Danaher Corp. COM 235851102 457 5417 SH SOLE 0 0 5417 0 DCT Industrial Trust Inc COM 233153105 625 11691 SH SOLE 0 0 11691 0 Dean Foods COM 242370104 207 12192 SH SOLE 0 0 12192 0 Dell Technologies Inc. Class V COM CL V 24703L103 397 6490 SH SOLE 0 0 6490 0 Dow Chemical Co. COM 260543103 525 8319 SH SOLE 0 0 8319 0 Duke Energy COM 264399106 564 6744 SH SOLE 0 0 6744 0 DXC Technology Company COM 23355L106 603 7855 SH SOLE 0 0 7855 0 Ebay, Inc. COM 278642103 449 12865 SH SOLE 0 0 12865 0 Edwards Lifesciences COM 28176E108 730 6176 SH SOLE 0 0 6176 0 EI DuPont de Nemours & Co. COM 263534109 215 2667 SH SOLE 0 0 2667 0 Eli Lilly & Co. COM 532457108 276 3351 SH SOLE 0 0 3351 0 Equity Residential PPTY Trust COM 29476L107 569 8643 SH SOLE 0 0 8643 0 Estee Lauder Companies Inc. CL A 518439104 242 2518 SH SOLE 0 0 2518 0 Exelon Corporation COM 30161N101 968 26837 SH SOLE 0 0 26837 0 Express Scripts Inc. COM 302182100 246 3861 SH SOLE 0 0 3861 0 Exxon Mobil Corporation COM 30231G102 1874 23219 SH SOLE 0 0 23219 0 Facebook, Inc. COM 30303m102 1381 9149 SH SOLE 0 0 9149 0 Fed Ex Corp COM 31428X106 331 1521 SH SOLE 0 0 1521 0 Fleetcor Technologies Inc. COM 339041105 16447 114046 SH SOLE 0 0 114046 0 Ford Motor Company COM 345370860 256 22834 SH SOLE 0 0 22834 0 Gamestop Corp. CL A 36467W109 384 17768 SH SOLE 0 0 17768 0 General Dynamics Corp. COM 369550108 222 1123 SH SOLE 0 0 1123 0 General Electric COM 369604103 2398 88773 SH SOLE 0 0 88773 0 General Motors Corporation - Old COM 37045v100 1348 38584 SH SOLE 0 0 38584 0 Gilead Sciences Inc. COM 375558103 1345 19008 SH SOLE 0 0 19008 0 Glaxosmithkline COM 37733W105 299 6942 SH SOLE 0 0 6942 0 Goldman Sachs Group COM 38141G104 219 987 SH SOLE 0 0 987 0 Goodyear Tire & Rubber COM 382550101 200 5735 SH SOLE 0 0 5735 0 Half Robert Int'l COM 770323103 636 13275 SH SOLE 0 0 13275 0 Hewlett Packard Enterprise Company COM 42824C109 1680 101253 SH SOLE 0 0 101253 0 Home Depot COM 437076102 2066 13467 SH SOLE 0 0 13467 0 Honeywell International COM 438516106 533 4001 SH SOLE 0 0 4001 0 Horizon Pharma Inc COM 44047T109 593 50000 SH SOLE 0 0 50000 0 HP Inc. COM 428236103 1129 64583 SH SOLE 0 0 64583 0 IBM COM 459200101 652 4240 SH SOLE 0 0 4240 0 Illinois Tool Works COM 452308109 585 4082 SH SOLE 0 0 4082 0 Intel Corp. COM 458140100 1507 44654 SH SOLE 0 0 44654 0 Intuit Inc. COM 461202103 493 3711 SH SOLE 0 0 3711 0 J P Morgan Chase & Co. COM 46625H100 1691 18501 SH SOLE 0 0 18501 0 Johnson & Johnson COM 478160104 3532 26701 SH SOLE 0 0 26701 0 KB Home COM 48666k109 681 28402 SH SOLE 0 0 28402 0 Kimberly Clark Corp. COM 494368103 764 5921 SH SOLE 0 0 5921 0 Kraft Heinz Co. COM 500754106 213 2484 SH SOLE 0 0 2484 0 Kroger Co. COM 501044101 245 10502 SH SOLE 0 0 10502 0 Lear Corp. COM 521865105 223 1569 SH SOLE 0 0 1569 0 Lincoln National Corp. COM 534187109 318 4701 SH SOLE 0 0 4701 0 Lockheed Martin Corp. COM 539830109 1104 3977 SH SOLE 0 0 3977 0 Lowes Companies Inc. COM 548661107 351 4531 SH SOLE 0 0 4531 0 Marathon Petroleum Corporation COM 56585A102 285 5443 SH SOLE 0 0 5443 0 Mastercard Incorporated COM 57636Q104 560 4613 SH SOLE 0 0 4613 0 McDonald's Corporation COM 580135101 619 4039 SH SOLE 0 0 4039 0 Medtronic Inc. COM 585055106 350 3943 SH SOLE 0 0 3943 0 Merck & Co, Inc. COM 589331107 897 13989 SH SOLE 0 0 13989 0 Metlife Inc. COM 59156R108 316 5750 SH SOLE 0 0 5750 0 Michael Kors Holdings Limited SHS G60754101 264 7273 SH SOLE 0 0 7273 0 Microsoft Corp. COM 594918104 3232 46890 SH SOLE 0 0 46890 0 Mondelez International Inc. COM 609207105 219 5061 SH SOLE 0 0 5061 0 Morgan Stanley COM 617446448 441 9890 SH SOLE 0 0 9890 0 Nano Labs Corp COM 148411101 0 620614 SH SOLE 0 0 620614 0 NeuStar, Inc. CL A 64126X201 1058 31733 SH SOLE 0 0 31733 0 Nextera Energy, Inc. COM 65339f101 347 2479 SH SOLE 0 0 2479 0 Nike Inc Cl B COM 654106103 489 8280 SH SOLE 0 0 8280 0 Nisource Inc COM 65473P105 540 21295 SH SOLE 0 0 21295 0 Northern Trust COM 665859104 507 5216 SH SOLE 0 0 5216 0 Northrop Grumman Corp COM 666807102 538 2096 SH SOLE 0 0 2096 0 Nvidia Corp. COM 67066G104 2344 16218 SH SOLE 0 0 16218 0 Office Depot Inc. COM 676220106 67 11935 SH SOLE 0 0 11935 0 ONE Gas, Inc. COM 68235P108 550 7877 SH SOLE 0 0 7877 0 Oracle Corp. COM 68389X105 751 14983 SH SOLE 0 0 14983 0 Panera Bread Co CL A 69840W108 451 1433 SH SOLE 0 0 1433 0 Park Hotels & Resorts Inc COM 700517105 307 11390 SH SOLE 0 0 11390 0 PayPal Holdings, Inc. COM 70450Y103 271 5052 SH SOLE 0 0 5052 0 Penumbra, Inc COM 70975L107 2746 31292 SH SOLE 0 0 31292 0 Pepsico Inc COM 713448108 1014 8779 SH SOLE 0 0 8779 0 Pfizer Inc. COM 717081103 1224 36430 SH SOLE 0 0 36430 0 Philip Morris International Inc. COM 718172109 381 3245 SH SOLE 0 0 3245 0 Phillips 66 COM 718546104 257 3102 SH SOLE 0 0 3102 0 Popular Inc New F COM NEW 733174700 214 5124 SH SOLE 0 0 5124 0 PPG Industries COM 693506107 223 2027 SH SOLE 0 0 2027 0 Praxair Inc COM 74005P104 211 1589 SH SOLE 0 0 1589 0 Priceline Group, Inc. 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