0001308757-17-000003.txt : 20170505
0001308757-17-000003.hdr.sgml : 20170505
20170504175055
ACCESSION NUMBER: 0001308757-17-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170505
DATE AS OF CHANGE: 20170504
EFFECTIVENESS DATE: 20170505
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALASA DINVERNO & FOLTZ LLC
CENTRAL INDEX KEY: 0001308757
IRS NUMBER: 364445980
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11054
FILM NUMBER: 17815468
BUSINESS ADDRESS:
BUSINESS PHONE: 630-875-4915
MAIL ADDRESS:
STREET 1: 500 PARK BLVD
STREET 2: SUITE 1400
CITY: ITASCA
STATE: IL
ZIP: 60143
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001308757
XXXXXXXX
03-31-2017
03-31-2017
BALASA DINVERNO & FOLTZ LLC
500 PARK BLVD
SUITE 1400
ITASCA
IL
60143
13F HOLDINGS REPORT
028-11054
N
Susan C. Korin
Chief Compliance Officer
(630) 875-4914
Susan C. Korin
Itasca
IL
05-04-2017
0
204
592041
false
INFORMATION TABLE
2
Mar2017.xml
Guggenheim S&P 500 Pure Growth
GUG S&P500 PU GR
78355W403
895
9981
SH
SOLE
0
0
9981
0
Guggenheim S&P Small Cap 600 Pure Growth
GUG S&P SC600 PG
78355W809
349
3468
SH
SOLE
0
0
3468
0
Guggenheim S&P Small Cap 600 Pure Value
GUG S&P SC600 PV
78355W700
271
3957
SH
SOLE
0
0
3957
0
Health Fund Sector SPDR
SBI HEALTHCARE
81369Y209
223
3000
SH
SOLE
0
0
3000
0
iShares Momentum
MSCI USAMOMFCT
46432F396
51835
627161
SH
SOLE
0
0
627161
0
iShares MSCI EAFE
MSCI EAFE IDX
464287465
11922
191392
SH
SOLE
0
0
191392
0
iShares MSCI EAFE Growth Index
MSCI GRW IDX
464288885
6734
96907
SH
SOLE
0
0
96907
0
iShares MSCI EAFE Small Cap Index
EAFE SML CP ETF
464288273
372
6879
SH
SOLE
0
0
6879
0
iShares MSCI Emerging Market
MSCI EMERG MKT
464287234
603
15321
SH
SOLE
0
0
15321
0
iShares MSCI KLD 400 Social Index Fund
MSCI KLD400 SOC
464288570
1151
13265
SH
SOLE
0
0
13265
0
iShares Russell 1000 Growth
RUSSELL 1000GRW
464287614
122683
1078062
SH
SOLE
0
0
1078062
0
iShares Russell 1000 Index
RUSSELL 1000
464287622
773
5892
SH
SOLE
0
0
5892
0
iShares Russell 1000 Value
RUSSELL1000VAL
464287598
71661
623461
SH
SOLE
0
0
623461
0
iShares Russell 2000 Growth
RUSL 2000 GROW
464287648
526
3253
SH
SOLE
0
0
3253
0
iShares Russell 2000 Index
RUSSELL 2000
464287655
413
3004
SH
SOLE
0
0
3004
0
iShares Russell 3000 Index
RUSSELL 3000
464287689
456
3259
SH
SOLE
0
0
3259
0
iShares Russell Midcap Value Index
RUS MDCP VAL ETF
464287473
232
2800
SH
SOLE
0
0
2800
0
iShares S&P 500
S&P 500 INDEX
464287200
64060
269988
SH
SOLE
0
0
269988
0
iShares S&P 500/Barra Growth
S&P500 GRW
464287309
2062
15678
SH
SOLE
0
0
15678
0
iShares S&P 500/Value Index
S&P 500 VALUE
464287408
571
5493
SH
SOLE
0
0
5493
0
iShares S&P Small Cap 600 Index
CORE S&P SCP ETF
464287804
412
5960
SH
SOLE
0
0
5960
0
PowerShares QQQ
UNIT SER 1
73935A104
523
3954
SH
SOLE
0
0
3954
0
S&P 500 SPDR
UNIT SER 1
78462F103
2109
8947
SH
SOLE
0
0
8947
0
SPDR MSCI A CWI ex-US
MSCI ACWI EXUS
78463X848
1817
53282
SH
SOLE
0
0
53282
0
SPDR Russell 2000
SPDR RUSSEL 2000
78468R853
211
2592
SH
SOLE
0
0
2592
0
SPDR S&P Dividend
S&P DIVID ETF
78464a763
307
3487
SH
SOLE
0
0
3487
0
Vanguard FTSE Developed Markets ETF
MSCI EAFE IDX
921943858
212
5394
SH
SOLE
0
0
5394
0
Vanguard High Dividend Yield ETF
HIGH DIV YLD
921946406
349
4500
SH
SOLE
0
0
4500
0
Vanguard Large Cap Growth ETF
GROWTH ETF
922908736
1509
12404
SH
SOLE
0
0
12404
0
Vanguard Large Cap Value ETF
VALUE ETF
922908744
1231
12904
SH
SOLE
0
0
12904
0
Vanguard Small Cap Growth ETF
SML CP GRW ETF
922908595
86785
616938
SH
SOLE
0
0
616938
0
Vanguard Small Cap Value ETF
SM CP VAL ETF
922908611
245
1993
SH
SOLE
0
0
1993
0
3M Co.
COM
88579y101
560
2925
SH
SOLE
0
0
2925
0
Aaron's, Inc
COM PAR $0.50
002535300
689
23164
SH
SOLE
0
0
23164
0
Abbott Laboratories
COM
002824100
454
10223
SH
SOLE
0
0
10223
0
AbbVie Inc.
COM
00287y109
970
14889
SH
SOLE
0
0
14889
0
ABIOMED, Inc
COM
003654100
356
2846
SH
SOLE
0
0
2846
0
Accenture LTD Cl A
COM
g1151c101
1120
9342
SH
SOLE
0
0
9342
0
Adobe Systems Inc.
COM
00724f101
212
1629
SH
SOLE
0
0
1629
0
Aetna Inc.
COM
00817Y108
461
3614
SH
SOLE
0
0
3614
0
Allstate Corp
COM
020002101
954
11706
SH
SOLE
0
0
11706
0
Alphabet Inc. Class A Voting Shares
CL A
38259P508
1816
2142
SH
SOLE
0
0
2142
0
Alphabet Inc. Class C Non Voting Shares
CL C
38259p706
1225
1477
SH
SOLE
0
0
1477
0
Altria Group
COM
718154107
2096
29345
SH
SOLE
0
0
29345
0
Amazon.Com
COM
231351065
1139
1285
SH
SOLE
0
0
1285
0
American Eagle Outfitters
COM
02553E106
299
21345
SH
SOLE
0
0
21345
0
American Intl Group Inc
COM
026874784
774
12403
SH
SOLE
0
0
12403
0
American Shared Hospital Service
COM
029595105
244
56500
SH
SOLE
0
0
56500
0
Amgen Inc.
COM
311621007
1023
6236
SH
SOLE
0
0
6236
0
AMR Corp. Escrow Pending Possible Future Distribution
COM
001esc102
0
14833
SH
SOLE
0
0
14833
0
Annaly Mtg. Management
COM
357104090
508
45766
SH
SOLE
0
0
45766
0
Anthem Inc.
COM
036752103
469
2837
SH
SOLE
0
0
2837
0
AON Corp.
COM
0408v1025
455
3830
SH
SOLE
0
0
3830
0
Apple Computer, Inc.
COM
378331003
9872
68716
SH
SOLE
0
0
68716
0
Aptar Group
COM
383361037
893
11600
SH
SOLE
0
0
11600
0
Arrow Electronics Inc.
COM
427351002
326
4446
SH
SOLE
0
0
4446
0
Assurant Inc.
COM
04621X108
358
3737
SH
SOLE
0
0
3737
0
Assured Guaranty Ltd.
COM
G0585R106
2482
66881
SH
SOLE
0
0
66881
0
AT&T Inc.
COM
00206R102
2260
54398
SH
SOLE
0
0
54398
0
Autozone Inc.
COM
533321022
215
298
SH
SOLE
0
0
298
0
Bank of America Corp.
COM
605051044
1466
62135
SH
SOLE
0
0
62135
0
Baxter International Inc.
COM
718131097
525
10122
SH
SOLE
0
0
10122
0
Berkshire Hathaway
CL B NEW
846707024
2218
13308
SH
SOLE
0
0
13308
0
Berkshire Hathaway CL A
CL A
084990175
6746
2700
SH
SOLE
0
0
2700
0
Best Buy Inc.
COM
865161012
372
7573
SH
SOLE
0
0
7573
0
Biogen Idec Inc.
COM
09062x103
296
1082
SH
SOLE
0
0
1082
0
Boeing Co.
COM
970231056
751
4249
SH
SOLE
0
0
4249
0
Bristol-Myers Squibb Company
COM
110122108
1158
21287
SH
SOLE
0
0
21287
0
British Petroleum Amoco
COM
556221042
322
9327
SH
SOLE
0
0
9327
0
Broadcom Ltd.
SHS
y0486s104
369
1684
SH
SOLE
0
0
1684
0
C H Robinson
COM
12541W100
427
5528
SH
SOLE
0
0
5528
0
Capital One Financial
COM
14040H105
258
2979
SH
SOLE
0
0
2979
0
Caterpillar Inc.
COM
149123101
343
3693
SH
SOLE
0
0
3693
0
Celgene Corp.
COM
151020104
497
3998
SH
SOLE
0
0
3998
0
Charles Schwab
COM
808513105
387
9481
SH
SOLE
0
0
9481
0
Chemical Financial
COM
163731102
222
4335
SH
SOLE
0
0
4335
0
ChevronTexaco Corp.
COM
166764100
2003
18652
SH
SOLE
0
0
18652
0
Chimera Investment Corp. REIT
COM
16934Q109
634
31409
SH
SOLE
0
0
31409
0
Cigna Corp
COM
125509109
268
1827
SH
SOLE
0
0
1827
0
Circuit City Stores Inc
COM
172737108
314
8164
SH
SOLE
0
0
8164
0
Cisco Systems Inc.
COM
17275R102
823
24358
SH
SOLE
0
0
24358
0
Citigroup Inc.
COM
172967424
814
13606
SH
SOLE
0
0
13606
0
Coca Cola
COM
191216100
495
11665
SH
SOLE
0
0
11665
0
Colgate-Palmolive Co
COM
194162103
332
4539
SH
SOLE
0
0
4539
0
ComCast
COM
20030N101
937
24934
SH
SOLE
0
0
24934
0
Commerce Bancshares Inc.
COM
200525103
1275
22708
SH
SOLE
0
0
22708
0
Consolidated Edison
COM
209115104
449
5787
SH
SOLE
0
0
5787
0
Corning Inc.
COM
219350105
291
10782
SH
SOLE
0
0
10782
0
CostCo Companies Inc.
COM
22160k105
307
1832
SH
SOLE
0
0
1832
0
Cummins Inc.
COM
231021106
201
1332
SH
SOLE
0
0
1332
0
CVS Health Corporation
COM
126650100
590
7514
SH
SOLE
0
0
7514
0
Danaher Corp.
COM
235851102
459
5364
SH
SOLE
0
0
5364
0
DCT Industrial Trust Inc
COM
233153105
563
11691
SH
SOLE
0
0
11691
0
Dean Foods
COM
242370104
422
21455
SH
SOLE
0
0
21455
0
Dell Technologies Inc. Class V
COM CL V
24703L103
1139
17773
SH
SOLE
0
0
17773
0
Dow Chemical Co.
COM
260543103
465
7311
SH
SOLE
0
0
7311
0
Duke Energy
COM
264399106
498
6074
SH
SOLE
0
0
6074
0
DXC Technology Company
COM
23355L106
569
8004
SH
SOLE
0
0
8004
0
Ebay, Inc.
COM
278642103
242
7216
SH
SOLE
0
0
7216
0
Edwards Lifesciences
COM
28176E108
590
6276
SH
SOLE
0
0
6276
0
EI DuPont de Nemours & Co.
COM
263534109
217
2702
SH
SOLE
0
0
2702
0
Eli Lilly & Co.
COM
532457108
281
3345
SH
SOLE
0
0
3345
0
Equity Residential PPTY Trust
COM
29476L107
538
8643
SH
SOLE
0
0
8643
0
Exelon Corporation
COM
30161N101
868
24123
SH
SOLE
0
0
24123
0
Exxon Mobil Corporation
COM
30231G102
1814
22123
SH
SOLE
0
0
22123
0
Facebook, Inc.
COM
30303m102
1176
8282
SH
SOLE
0
0
8282
0
Fed Ex Corp
COM
31428X106
240
1229
SH
SOLE
0
0
1229
0
Fleetcor Technologies Inc.
COM
339041105
17270
114046
SH
SOLE
0
0
114046
0
Ford Motor Company
COM
345370860
327
28093
SH
SOLE
0
0
28093
0
Gamestop Corp.
COM
36467w109
360
15949
SH
SOLE
0
0
15949
0
General Dynamics Corp.
COM
369550108
202
1079
SH
SOLE
0
0
1079
0
General Electric
COM
369604103
835
28005
SH
SOLE
0
0
28005
0
General Motors Corporation - Old
COM
37045v100
1709
48334
SH
SOLE
0
0
48334
0
Gilead Sciences Inc.
COM
375558103
836
12310
SH
SOLE
0
0
12310
0
Glaxosmithkline
COM
37733W105
296
7030
SH
SOLE
0
0
7030
0
Goldman Sachs Group
COM
38141G104
212
924
SH
SOLE
0
0
924
0
Goodyear Tire & Rubber
COM
382550101
259
7183
SH
SOLE
0
0
7183
0
Half Robert Int'l
COM
770323103
775
15870
SH
SOLE
0
0
15870
0
Hewlett Packard Enterprise Company
COM
42824C109
2217
93555
SH
SOLE
0
0
93555
0
Home Depot
COM
437076102
1867
12716
SH
SOLE
0
0
12716
0
Honeywell International
COM
438516106
487
3903
SH
SOLE
0
0
3903
0
Horizon Pharma Inc
COM
44047T109
739
50000
SH
SOLE
0
0
50000
0
HP Inc.
COM
428236103
1259
70419
SH
SOLE
0
0
70419
0
IBM
COM
459200101
1024
5880
SH
SOLE
0
0
5880
0
Illinois Tool Works
COM
452308109
535
4042
SH
SOLE
0
0
4042
0
IMD Companies, Inc.
COM
44969g101
1
300000
SH
SOLE
0
0
300000
0
Intel Corp.
COM
458140100
1425
39499
SH
SOLE
0
0
39499
0
Intuit Inc.
COM
461202103
312
2692
SH
SOLE
0
0
2692
0
J P Morgan Chase & Co.
COM
46625H100
1512
17208
SH
SOLE
0
0
17208
0
Johnson & Johnson
COM
478160104
3023
24274
SH
SOLE
0
0
24274
0
KB Home
COM
48666k109
566
28463
SH
SOLE
0
0
28463
0
Kimberly Clark Corp.
COM
494368103
737
5596
SH
SOLE
0
0
5596
0
Kraft Heinz Co.
COM
500754106
231
2539
SH
SOLE
0
0
2539
0
Kroger Co.
COM
501044101
238
8083
SH
SOLE
0
0
8083
0
Lear Corp.
COM
521865105
223
1574
SH
SOLE
0
0
1574
0
Lincoln National Corp.
COM
534187109
308
4701
SH
SOLE
0
0
4701
0
Lockheed Martin Corp.
COM
539830109
1080
4035
SH
SOLE
0
0
4035
0
Lowes Companies Inc.
COM
548661107
348
4236
SH
SOLE
0
0
4236
0
LyondellBasell Industries NV
SHS - A -
n53745100
455
4990
SH
SOLE
0
0
4990
0
Marathon Petroleum Corporation
COM
56585A102
260
5148
SH
SOLE
0
0
5148
0
Masimo Corp.
COM
574795100
279
2996
SH
SOLE
0
0
2996
0
Mastercard Incorporated
COM
57636Q104
441
3919
SH
SOLE
0
0
3919
0
McDonald's Corporation
COM
580135101
523
4036
SH
SOLE
0
0
4036
0
Medtronic PLC Ordinary
SHS
G5960L103
252
3129
SH
SOLE
0
0
3129
0
Merck & Co, Inc.
COM
589331107
874
13750
SH
SOLE
0
0
13750
0
Metlife Inc.
COM
59156R108
321
6069
SH
SOLE
0
0
6069
0
Microsoft Corp.
COM
594918104
2820
42826
SH
SOLE
0
0
42826
0
Mondelez International Inc.
COM
609207105
234
5421
SH
SOLE
0
0
5421
0
Morgan Stanley / Dean Witter
COM
617446448
407
9496
SH
SOLE
0
0
9496
0
Nano Labs Corp
COM
148411101
0
620614
SH
SOLE
0
0
620614
0
NeuStar, Inc.
CL A
64126X201
403
12153
SH
SOLE
0
0
12153
0
Nextera Energy, Inc.
COM
65339f101
307
2389
SH
SOLE
0
0
2389
0
Nike Inc Cl B
COM
654106103
457
8207
SH
SOLE
0
0
8207
0
Nisource Inc
COM
65473P105
508
21364
SH
SOLE
0
0
21364
0
Northern Trust
COM
665859104
453
5227
SH
SOLE
0
0
5227
0
Northrop Grumman Corp
COM
666807102
499
2096
SH
SOLE
0
0
2096
0
Nvidia Corp.
COM
67066G104
1960
17991
SH
SOLE
0
0
17991
0
ONE Gas, Inc.
COM
68235P108
605
8951
SH
SOLE
0
0
8951
0
Oracle Corp.
COM
68389X105
611
13703
SH
SOLE
0
0
13703
0
Penumbra, Inc
COM
70975L107
4848
58092
SH
SOLE
0
0
58092
0
Pepsico Inc
COM
713448108
792
7084
SH
SOLE
0
0
7084
0
Pfizer Inc.
COM
717081103
1226
35843
SH
SOLE
0
0
35843
0
Philip Morris International Inc.
COM
718172109
324
2873
SH
SOLE
0
0
2873
0
Phillips 66
COM
718546104
312
3935
SH
SOLE
0
0
3935
0
Popular Inc New F
COM NEW
733174700
209
5124
SH
SOLE
0
0
5124
0
PPG Industries
COM
693506107
210
1996
SH
SOLE
0
0
1996
0
Procter & Gamble
COM
742718109
968
10776
SH
SOLE
0
0
10776
0
Prudential Securities
COM
744320102
894
8384
SH
SOLE
0
0
8384
0
Quality Care Properties, Inc
COM
747545101
790
41908
SH
SOLE
0
0
41908
0
Reinsurance Group of America Inc.
COM NEW
759351604
1160
9138
SH
SOLE
0
0
9138
0
Reynolds American Inc.
COM
761713106
496
7871
SH
SOLE
0
0
7871
0
Rockwell Medical, Inc.
COM
774374102
321
51300
SH
SOLE
0
0
51300
0
Rollins Inc.
COM
775711107
286
7711
SH
SOLE
0
0
7711
0
Ross Stores Inc
COM
778296103
229
3482
SH
SOLE
0
0
3482
0
Rowan Companies Inc
COM
779382100
194
12469
SH
SOLE
0
0
12469
0
Sherwin Williams
COM
824348106
276
891
SH
SOLE
0
0
891
0
Solar Wind Energy Tower Inc.
COM
83416B109
0
65000
SH
SOLE
0
0
65000
0
Starbucks Corp.
COM
855244109
610
10444
SH
SOLE
0
0
10444
0
TE Connectivity LTD
COM
H84989104
206
2757
SH
SOLE
0
0
2757
0
Technology Data Corp.
COM
878237106
501
5331
SH
SOLE
0
0
5331
0
Texas Instruments Inc.
COM
882508104
490
6087
SH
SOLE
0
0
6087
0
Thermo Fisher Scientific Inc
COM
883556102
327
2131
SH
SOLE
0
0
2131
0
Time Warner Inc. New
COM
887317105
560
5726
SH
SOLE
0
0
5726
0
TJX Companies Inc.
COM
872540109
461
5830
SH
SOLE
0
0
5830
0
Travelers Companies Inc
COM
89417E109
416
3448
SH
SOLE
0
0
3448
0
Twenty-First Century Fox, Inc.
COM
90130A101
203
6281
SH
SOLE
0
0
6281
0
Tyson Foods Inc. Class A
COM
902494103
1123
18205
SH
SOLE
0
0
18205
0
Ulta Salon, Cosmetics & Fragrance
COM
90384S303
282
989
SH
SOLE
0
0
989
0
Union Pacific
COM
907818108
376
3553
SH
SOLE
0
0
3553
0
United Continental Holdings
COM
910047109
1093
15466
SH
SOLE
0
0
15466
0
United Health Care Corp.
COM
91324P102
1405
8568
SH
SOLE
0
0
8568
0
United Technologies Corp.
COM
913017109
280
2499
SH
SOLE
0
0
2499
0
United Therapeutics Corporation
COM
91307C102
346
2559
SH
SOLE
0
0
2559
0
US Bancorp
COM
902973304
341
6617
SH
SOLE
0
0
6617
0
Valero Energy Corp.
COM
91913Y100
937
14130
SH
SOLE
0
0
14130
0
Verizon Communications
COM
92343V104
818
16776
SH
SOLE
0
0
16776
0
Visa, Inc.
COM
82826C839
737
8293
SH
SOLE
0
0
8293
0
Wal-Mart
COM
931142103
3044
42224
SH
SOLE
0
0
42224
0
Walgreen Boots Alliance, Inc.
COM
931427108
944
11372
SH
SOLE
0
0
11372
0
Walt Disney Co.
COM
254687106
3091
27264
SH
SOLE
0
0
27264
0
WEC Energy Group Inc.
COM
976657106
362
5974
SH
SOLE
0
0
5974
0
Wells Fargo & Co New
COM
949746101
2647
47561
SH
SOLE
0
0
47561
0
Whole Foods Market, Inc.
COM
966837106
634
21325
SH
SOLE
0
0
21325
0
World Fuel Services
COM
981475106
487
13437
SH
SOLE
0
0
13437
0