Chief Compliance Officer

0001308757-16-000013.txt : 20161102 0001308757-16-000013.hdr.sgml : 20161102 20161101191624 ACCESSION NUMBER: 0001308757-16-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161102 DATE AS OF CHANGE: 20161101 EFFECTIVENESS DATE: 20161102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALASA DINVERNO & FOLTZ LLC CENTRAL INDEX KEY: 0001308757 IRS NUMBER: 364445980 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11054 FILM NUMBER: 161966004 BUSINESS ADDRESS: BUSINESS PHONE: 630-875-4915 MAIL ADDRESS: STREET 1: 500 PARK BLVD STREET 2: SUITE 1400 CITY: ITASCA STATE: IL ZIP: 60143 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001308757 XXXXXXXX 09-30-2016 09-30-2016 BALASA DINVERNO & FOLTZ LLC

500 PARK BLVD SUITE 1400 ITASCA IL 60143

13F HOLDINGS REPORT 028-11054 N Susan C. Korin Chief Compliance Officer (630) 875-4914 Susan C. Korin Itasca IL 11-01-2016 0 182 547846 false INFORMATION TABLE 2 Sep2016.xml Guggenheim S&P 500 Pure Growth GUG S&P500 PU GR 78355W403 841 9981 SH SOLE 0 0 9981 0 Guggenheim S&P Small Cap 600 Pure Growth GUG S&P SC600 PG 78355W809 309 3468 SH SOLE 0 0 3468 0 Guggenheim S&P Small Cap 600 Pure Value GUG S&P SC600 PV 78355W700 249 3957 SH SOLE 0 0 3957 0 Health Fund Sector SPDR SBI HEALTHCARE 81369Y209 216 3000 SH SOLE 0 0 3000 0 iShares Momentum MSCI USAMOMFCT 46432F396 45796 591911 SH SOLE 0 0 591911 0 iShares MSCI EAFE MSCI EAFE IDX 464287465 11760 198881 SH SOLE 0 0 198881 0 iShares MSCI EAFE Growth Index MSCI GRW IDX 464288885 6568 96054 SH SOLE 0 0 96054 0 iShares MSCI EAFE Small Cap Index EAFE SML CP ETF 464288273 290 5538 SH SOLE 0 0 5538 0 iShares MSCI Emerging Market MSCI EMERG MKT 464287234 468 12496 SH SOLE 0 0 12496 0 iShares MSCI KLD 400 Social Index Fund MSCI KLD400 SOC 464288570 1051 13054 SH SOLE 0 0 13054 0 iShares Russell 1000 Growth RUSSELL 1000GRW 464287614 115626 1109975 SH SOLE 0 0 1109975 0 iShares Russell 1000 Index RUSSELL 1000 464287622 709 5882 SH SOLE 0 0 5882 0 iShares Russell 1000 Value RUSSELL1000VAL 464287598 69064 653893 SH SOLE 0 0 653893 0 iShares Russell 2000 Growth RUSL 2000 GROW 464287648 484 3253 SH SOLE 0 0 3253 0 iShares Russell 2000 Index RUSSELL 2000 464287655 411 3312 SH SOLE 0 0 3312 0 iShares Russell 3000 Index RUSSELL 3000 464287689 286 2230 SH SOLE 0 0 2230 0 iShares Russell Midcap Value Index RUS MDCP VAL ETF 464287473 215 2800 SH SOLE 0 0 2800 0 iShares S&P 500 S&P 500 INDEX 464287200 61256 281561 SH SOLE 0 0 281561 0 iShares S&P 500/Barra Growth S&P500 GRW 464287309 1907 15678 SH SOLE 0 0 15678 0 iShares S&P 500/Value Index S&P 500 VALUE 464287408 522 5493 SH SOLE 0 0 5493 0 iShares S&P Small Cap 600 Index CORE S&P SCP ETF 464287804 569 4581 SH SOLE 0 0 4581 0 PowerShares QQQ UNIT SER 1 73935A104 469 3954 SH SOLE 0 0 3954 0 S&P 500 SPDR UNIT SER 1 78462F103 1982 9165 SH SOLE 0 0 9165 0 SPDR MSCI A CWI ex-US MSCI ACWI EXUS 78463X848 1873 57675 SH SOLE 0 0 57675 0 SPDR S&P Dividend S&P DIVID ETF 78464a763 294 3487 SH SOLE 0 0 3487 0 Vanguard High Dividend Yield ETF HIGH DIV YLD 921946406 342 4736 SH SOLE 0 0 4736 0 Vanguard Large Cap Growth ETF GROWTH ETF 922908736 1384 12326 SH SOLE 0 0 12326 0 Vanguard Large Cap Value ETF VALUE ETF 922908744 1124 12920 SH SOLE 0 0 12920 0 Vanguard Small Cap Growth ETF SML CP GRW ETF 922908595 80308 609409 SH SOLE 0 0 609409 0 Vanguard Small Cap Value ETF SM CP VAL ETF 922908611 210 1901 SH SOLE 0 0 1901 0 3M Co. COM 88579y101 525 2980 SH SOLE 0 0 2980 0 Abbott Laboratories COM 002824100 415 9818 SH SOLE 0 0 9818 0 AbbVie Inc. COM 00287y109 949 15045 SH SOLE 0 0 15045 0 ABIOMED, Inc COM 003654100 508 3948 SH SOLE 0 0 3948 0 Accenture LTD Cl A COM g1151c101 1555 12727 SH SOLE 0 0 12727 0 Activision Blizzard COM 00507V109 274 6186 SH SOLE 0 0 6186 0 Aetna Inc. COM 00817Y108 540 4676 SH SOLE 0 0 4676 0 Allstate Corp COM 020002101 721 10423 SH SOLE 0 0 10423 0 Alphabet Inc. Class A Voting Shares CL A 38259P508 1732 2154 SH SOLE 0 0 2154 0 Alphabet Inc. Class C Non Voting Shares CL C 38259p706 1150 1479 SH SOLE 0 0 1479 0 Altria Group COM 718154107 1854 29324 SH SOLE 0 0 29324 0 Amazon.Com COM 231351065 976 1166 SH SOLE 0 0 1166 0 American Intl Group Inc COM 026874784 2236 37677 SH SOLE 0 0 37677 0 American National Insurance Co. COM 028591105 368 3020 SH SOLE 0 0 3020 0 American Shared Hospital Service COM 029595105 176 56500 SH SOLE 0 0 56500 0 Amgen Inc. 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COM 200525103 1362 27640 SH SOLE 0 0 27640 0 Consolidated Edison COM 209115104 426 5664 SH SOLE 0 0 5664 0 Constellation A COM 21036P108 486 2920 SH SOLE 0 0 2920 0 CostCo Companies Inc. COM 22160k105 276 1811 SH SOLE 0 0 1811 0 CVS Health Corporation COM 126650100 653 7340 SH SOLE 0 0 7340 0 Danaher Corp. COM 235851102 367 4678 SH SOLE 0 0 4678 0 DCT Industrial Trust Inc COM 233153105 568 11691 SH SOLE 0 0 11691 0 Delta Airlines Inc. New COM NEW 247361702 376 9545 SH SOLE 0 0 9545 0 Dow Chemical Co. COM 260543103 242 4672 SH SOLE 0 0 4672 0 Duke Energy COM 264399106 272 3399 SH SOLE 0 0 3399 0 Edwards Lifesciences COM 28176E108 819 6791 SH SOLE 0 0 6791 0 Eli Lilly & Co. COM 532457108 242 3017 SH SOLE 0 0 3017 0 Equity Residential PPTY Trust COM 29476L107 528 8213 SH SOLE 0 0 8213 0 Exelon Corporation COM 30161N101 704 21148 SH SOLE 0 0 21148 0 Exxon Mobil Corporation COM 30231G102 2089 23933 SH SOLE 0 0 23933 0 Facebook, Inc. COM 30303m102 1102 8588 SH SOLE 0 0 8588 0 Fleetcor Technologies Inc. COM 339041105 20018 115226 SH SOLE 0 0 115226 0 Ford Motor Company COM 345370860 1217 100807 SH SOLE 0 0 100807 0 General Electric COM 369604103 926 31270 SH SOLE 0 0 31270 0 General Motors Corporation - Old COM 37045v100 1448 45568 SH SOLE 0 0 45568 0 Gilead Sciences Inc. COM 375558103 979 12374 SH SOLE 0 0 12374 0 Glaxosmithkline COM 37733W105 322 7472 SH SOLE 0 0 7472 0 Goodyear Tire & Rubber COM 382550101 338 10461 SH SOLE 0 0 10461 0 Hewlett Packard Enterprise Company COM 42824C109 2369 104130 SH SOLE 0 0 104130 0 Home Depot COM 437076102 1325 10298 SH SOLE 0 0 10298 0 Honeywell International COM 438516106 452 3874 SH SOLE 0 0 3874 0 Horizon Pharma Inc COM 44047T109 906 50000 SH SOLE 0 0 50000 0 HP Inc. COM 428236103 1203 77481 SH SOLE 0 0 77481 0 Hyatt Hotels Corporation COM CL A 448579102 261 5302 SH SOLE 0 0 5302 0 IBM COM 459200101 733 4615 SH SOLE 0 0 4615 0 Illinois Tool Works COM 452308109 470 3926 SH SOLE 0 0 3926 0 IMD Companies, Inc. COM 44969g101 0 300000 SH SOLE 0 0 300000 0 Ingram Micro Inc. CL A 457153104 649 18186 SH SOLE 0 0 18186 0 Intel Corp. COM 458140100 1362 36075 SH SOLE 0 0 36075 0 Intercontinental Hotels Group plc SPON ADR NEW2014 45857P509 268 6526 SH SOLE 0 0 6526 0 J P Morgan Chase & Co. COM 46625H100 1056 15862 SH SOLE 0 0 15862 0 Johnson & Johnson COM 478160104 2522 21349 SH SOLE 0 0 21349 0 KB Home COM 48666k109 556 34499 SH SOLE 0 0 34499 0 Kimberly Clark Corp. COM 494368103 627 4973 SH SOLE 0 0 4973 0 Kraft Heinz Co. COM 500754106 211 2354 SH SOLE 0 0 2354 0 Lincoln National Corp. COM 534187109 214 4548 SH SOLE 0 0 4548 0 Lockheed Martin Corp. COM 539830109 1181 4928 SH SOLE 0 0 4928 0 Lowes Companies Inc. 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COM 65339f101 276 2256 SH SOLE 0 0 2256 0 Nike Inc Cl B COM 654106103 416 7896 SH SOLE 0 0 7896 0 Nisource Inc COM 65473P105 552 22886 SH SOLE 0 0 22886 0 Northern Trust COM 665859104 322 4743 SH SOLE 0 0 4743 0 Northrop Grumman Corp COM 666807102 472 2206 SH SOLE 0 0 2206 0 Nvidia Corp. COM 67066G104 1380 20143 SH SOLE 0 0 20143 0 ONE Gas, Inc. COM 68235P108 857 13859 SH SOLE 0 0 13859 0 Oracle Corp. COM 68389X105 526 13402 SH SOLE 0 0 13402 0 Penumbra, Inc COM 70975L107 4684 61640 SH SOLE 0 0 61640 0 Pepsico Inc COM 713448108 605 5565 SH SOLE 0 0 5565 0 Pfizer Inc. COM 717081103 1110 32766 SH SOLE 0 0 32766 0 Philip Morris International Inc. COM 718172109 243 2504 SH SOLE 0 0 2504 0 Phillips 66 COM 718546104 597 7409 SH SOLE 0 0 7409 0 Pilgrim's Pride Corp COM 72147K108 280 13261 SH SOLE 0 0 13261 0 Procter & Gamble COM 742718109 665 7406 SH SOLE 0 0 7406 0 Prudential Securities COM 744320102 652 7980 SH SOLE 0 0 7980 0 Reinsurance Group of America Inc. 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