Chief Compliance Officer

0001308757-13-000006.txt : 20131011 0001308757-13-000006.hdr.sgml : 20131011 20131011093724 ACCESSION NUMBER: 0001308757-13-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131011 DATE AS OF CHANGE: 20131011 EFFECTIVENESS DATE: 20131011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALASA DINVERNO & FOLTZ LLC CENTRAL INDEX KEY: 0001308757 IRS NUMBER: 364445980 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11054 FILM NUMBER: 131147059 BUSINESS ADDRESS: BUSINESS PHONE: 630-875-4915 MAIL ADDRESS: STREET 1: 500 PARK BLVD STREET 2: SUITE 1400 CITY: ITASCA STATE: IL ZIP: 60143 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001308757 XXXXXXXX 09-30-2013 09-30-2013 BALASA DINVERNO & FOLTZ LLC

500 PARK BLVD SUITE 1400 ITASCA IL 60143

13F HOLDINGS REPORT 028-11054 N Michael C. Foltz Chief Compliance Officer 630-875-4926 Michael C. Foltz Itasca IL 10-11-2013 0 144 601689 false INFORMATION TABLE 2 sept2013.xml iShares MSCI EAFE MSCI EAFE IDX 464287465 38522 603787 SH SOLE 0 0 603787 0 iShares MSCI EAFE Growth Index MSCI GRW IDX 464288885 9271 136075 SH SOLE 0 0 136075 0 iShares MSCI EAFE Small Cap Index EAFE SML CP ETF 464288273 306 6309 SH SOLE 0 0 6309 0 iShares MSCI EAFE Value Index EAFE VALUE ETF 464288877 221 4059 SH SOLE 0 0 4059 0 iShares MSCI Emerging Market MSCI EMERG MKT 464287234 791 19402 SH SOLE 0 0 19402 0 iShares MSCI KLD 400 Social Index Fund MSCI KLD400 SOC 464288570 569 9035 SH SOLE 0 0 9035 0 iShares Russell 1000 Growth RUSSELL 1000GRW 464287614 174661 2233515 SH SOLE 0 0 2233515 0 iShares Russell 1000 Index RUSSELL 1000 464287622 381 4042 SH SOLE 0 0 4042 0 iShares Russell 1000 Value RUSSELL1000VAL 464287598 121502 1409535 SH SOLE 0 0 1409535 0 iShares Russell 2000 Index RUSSELL 2000 464287655 252 2367 SH SOLE 0 0 2367 0 iShares Russell 3000 Index RUSSELL 3000 464287689 225 2221 SH SOLE 0 0 2221 0 iShares S&P 500 S&P 500 INDEX 464287200 139106 823600 SH SOLE 0 0 823600 0 iShares S&P 500/Barra Growth S&P500 GRW 464287309 1237 13846 SH SOLE 0 0 13846 0 iShares S&P 500/Value Index S&P 500 VALUE 464287408 338 4314 SH SOLE 0 0 4314 0 iShares S&P/Barra 600 Value S&P SMLCP VALU 464287879 232 2267 SH SOLE 0 0 2267 0 PowerShares QQQ UNIT SER 1 73935A104 271 3431 SH SOLE 0 0 3431 0 S&P 500 SPDR UNIT SER 1 78462F103 995 5924 SH SOLE 0 0 5924 0 SPDR MSCI ACWI ex-US MSCI ACWI EXUS 78463X848 6644 193999 SH SOLE 0 0 193999 0 3M Co. 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COM 882508104 312 7747 SH SOLE 0 0 7747 0 Tiffany & Co COM 886547108 407 5310 SH SOLE 0 0 5310 0 Time Warner Inc. COM 887317105 410 6237 SH SOLE 0 0 6237 0 TJX Companies Inc. COM 872540109 248 4404 SH SOLE 0 0 4404 0 Travelers Companies Inc COM 89417E109 326 3845 SH SOLE 0 0 3845 0 Twenty-First Century Fox, Inc. COM 90130a101 333 9933 SH SOLE 0 0 9933 0 Union Pacific COM 907818108 428 2753 SH SOLE 0 0 2753 0 United Health Care Corp. COM 91324P102 399 5572 SH SOLE 0 0 5572 0 United Parcel Service Class B COM 911312106 324 3549 SH SOLE 0 0 3549 0 United Technologies Corp. COM 913017109 561 5201 SH SOLE 0 0 5201 0 US Bancorp COM 902973304 305 8347 SH SOLE 0 0 8347 0 Verizon Communications COM 92343V104 658 14088 SH SOLE 0 0 14088 0 Visa, Inc. COM 82826C839 963 5040 SH SOLE 0 0 5040 0 Wal-Mart COM 931142103 1106 14949 SH SOLE 0 0 14949 0 Walgreen Company COM 931422109 576 10698 SH SOLE 0 0 10698 0 Walt Disney Co. 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