0000950170-24-081503.txt : 20240703
0000950170-24-081503.hdr.sgml : 20240703
20240703160725
ACCESSION NUMBER: 0000950170-24-081503
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240703
FILED AS OF DATE: 20240703
DATE AS OF CHANGE: 20240703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Steinberg David
CENTRAL INDEX KEY: 0001308562
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40464
FILM NUMBER: 241100108
MAIL ADDRESS:
STREET 1: 1010 WISCONSIN AVE
STREET 2: SUITE 600
CITY: WASHINGTON
STATE: DC
ZIP: 20007
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ACI Investment Partners, LLC
CENTRAL INDEX KEY: 0001861905
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40464
FILM NUMBER: 241100107
BUSINESS ADDRESS:
STREET 1: 3 PARK AVENUE
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: (212) 967-5055
MAIL ADDRESS:
STREET 1: 3 PARK AVENUE
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Zeta Global Holdings Corp.
CENTRAL INDEX KEY: 0001851003
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 800814458
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 PARK AVENUE
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: (212) 967-5055
MAIL ADDRESS:
STREET 1: 3 PARK AVENUE
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
4
1
ownership.xml
4
X0508
4
2024-07-03
0001851003
Zeta Global Holdings Corp.
ZETA
0001308562
Steinberg David
3 PARK AVE, 33RD FLOOR
NEW YORK
NY
10016
true
true
true
false
Chief Executive Officer
0001861905
ACI Investment Partners, LLC
3 PARK AVENUE, 33RD FLOOR
NEW YORK
NY
10016
false
false
true
false
false
Class A Common Stock
2024-07-03
4
M
false
740700
0
A
2229731
I
By ACI Investment Partners, LLC
Class A Common Stock
2024-07-03
4
F
false
97157
17.40
D
2132576
I
By ACI Investment Partners, LLC
Class A Common Stock
105660
I
By Spouse
Class A Common Stock
11634
D
Performance-Based Restricted Stock Units
2024-07-03
4
M
false
275600
0
D
Class A Common Stock
275600
0
I
By ACI Investment Partners, LLC
Performance-Based Restricted Stock Units
2024-07-03
4
M
false
238500
0
D
Class A Common Stock
238500
211500
I
By ACI Investment Partners, LLC
Performance-Based Restricted Stock Units
2024-07-03
4
M
false
141457
0
D
Class A Common Stock
141457
105468
I
By ACI Investment Partners, LLC
On each of August 18, 2021, February 23, 2022 and April 21, 2023, the reporting person was granted an award of performance-based restricted stock units (respectively, the "2021 PSUs," the "2022 PSUs" and the "2023 PSUs", and collectively, the "PSUs"), which are earned in the form of restricted stock units based on the volume-weighted average closing price per share of the Issuer's Class A Common Stock during the final 20 consecutive trading days of each fiscal quarter. Each PSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. On July 3, 2024, the Issuer determined that the performance conditions exceeded the target level with respect to the 2021 PSUs and were partially met with respect to the 2022 PSUs and 2023 PSUs, resulting in these securities being earned, which securities vest in three equal annual installments beginning on July 3, 2024.
Securities held directly by ACI Investment Partners, LLC ("ACI"). Mr. Steinberg is the managing member of ACI. Mr. Steinberg disclaims beneficial ownership of the shares held directly by ACI except to the extent of his pecuniary interest therein, if any.
Withholding of shares in satisfaction of taxes due upon the vesting of PSUs under the Issuer's Incentive Award Plan.
Share balance includes stock purchased under an Employee Stock Purchase Plan (ESPP) not previously reported.
Additional PSUs may be earned based upon the volume-weighted average closing price per share of the Issuer's Class A Common Stock during the final 20 consecutive trading days of each fiscal quarter ending with, and including, the fourth fiscal quarter of (i) 2025, with respect to the 2021 PSUs, (ii) 2026, with respect to the 2022 PSUs, and (iii) 2027, with respect to the 2023 PSUs. To the extent earned, the PSUs vest in three equal annual installments, with the first installment vesting on the date the Company determines the number of PSUs that are eligible to vest for such quarter, and the second and third installments vesting on the first and second anniversaries of such determination date, subject to the reporting person's continued service with the Company through each applicable vesting date. Any unearned PSUs will expire on January 1 of the fifth year following the grant date.
ACI Investment Partners, LLC, /s/ David A. Steinberg, Managing Member
2024-07-03
David A. Steinberg, /s/ Steven Vine, Attorney-in-fact
2024-07-03