0000950170-23-066001.txt : 20231124
0000950170-23-066001.hdr.sgml : 20231124
20231124160017
ACCESSION NUMBER: 0000950170-23-066001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231122
FILED AS OF DATE: 20231124
DATE AS OF CHANGE: 20231124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Steinberg David
CENTRAL INDEX KEY: 0001308562
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40464
FILM NUMBER: 231436709
MAIL ADDRESS:
STREET 1: 1010 WISCONSIN AVE
STREET 2: SUITE 600
CITY: WASHINGTON
STATE: DC
ZIP: 20007
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ACI Investment Partners, LLC
CENTRAL INDEX KEY: 0001861905
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40464
FILM NUMBER: 231436708
BUSINESS ADDRESS:
STREET 1: 3 PARK AVENUE
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: (212) 967-5055
MAIL ADDRESS:
STREET 1: 3 PARK AVENUE
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Zeta Global Holdings Corp.
CENTRAL INDEX KEY: 0001851003
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 800814458
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 PARK AVENUE
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: (212) 967-5055
MAIL ADDRESS:
STREET 1: 3 PARK AVENUE
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
4
1
ownership.xml
4
X0508
4
2023-11-22
0001851003
Zeta Global Holdings Corp.
ZETA
0001308562
Steinberg David
3 PARK AVE, 33RD FLOOR
NEW YORK
NY
10016
true
true
true
false
Chief Executive Officer
0001861905
ACI Investment Partners, LLC
3 PARK AVENUE, 33RD FLOOR
NEW YORK
NY
10016
false
false
true
false
false
Class A Common Stock
2023-11-22
4
G
false
531579
0
D
1709750
I
By ACI Investment Partners, LLC
Class A Common Stock
2023-11-22
4
G
false
115757
0
D
1594003
I
By ACI Investment Partners, LLC
Class A Common Stock
2023-11-22
4
G
false
26424
0
D
105660
I
By Spouse
Class A Common Stock
487043
I
By IAC Investment Company IX, LLC
Class A Common Stock
8744
D
Class B Common Stock
2023-11-22
4
G
false
547646
0
D
Class A Common Stock
547646
23516163
I
By ACI Investment Partners, LLC
Class B Common Stock
2023-11-22
4
G
false
242220
0
D
Class A Common Stock
242220
23273943
I
By ACI Investment Partners, LLC
Class B Common Stock
2023-11-22
4
G
false
6206
0
D
Class A Common Stock
6206
5059578
I
By IAC Investment Company IX, LLC
Class B Common Stock
2023-11-22
4
G
false
7760
0
D
Class A Common Stock
7760
464354
I
By Family Trusts
Class B Common Stock
Class A Common Stock
15337
15337
I
By CAIVIS Acquisition Corp. II
Class B Common Stock
Class A Common Stock
194601
194601
I
By Kica Investments LLC
Class B Common Stock
Class A Common Stock
47676
47676
I
By Spouse
Represents a transfer to a trust managed by an independent trustee that was established for trust, estate and tax planning purposes and will also be used to satisfy any tax withholding obligations arising from the vesting of certain restricted stock awards.
Securities held directly by ACI Investment Partners, LLC ("ACI"). Mr. Steinberg is the managing member of ACI. Mr. Steinberg disclaims beneficial ownership of the shares held directly by ACI except to the extent of his pecuniary interest therein, if any.
Represents transfers to certain charitable trusts and foundations.
Securities held directly by IAC Investment Company IX, LLC ("IAC"). Mr. Steinberg is the managing member of IAC. Mr. Steinberg disclaims beneficial ownership of the shares held directly by IAC except to the extent of his pecuniary interest therein, if any.
The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.
Mr. Steinberg is co-trustee of each family trust and as a result may be deemed to share beneficial ownership of the securities held of record by each trust to the extent of his pecuniary interest therein, if any.
Securities held direcly by CAIVIS Acquisition Corp. II ("CAIVIS"), which is a wholly owned subsidiary of CAIVIS Investment Company V, LLC, of which Mr. Steinberg is the majority shareholder.
Securities held directly by Kica Investments LLC ("Kica"), of which Mr. Steinberg is managing member. Mr. Steinberg disclaims beneficial ownership of the shares held directly by Kica except to the extent of his pecuniary interest therein, if any.
ACI Investment Partners, LLC, /s/ David A. Steinberg, Managing Member
2023-11-24
David A. Steinberg, /s/ Steven Vine, Attorney-in-fact
2023-11-24