0000950170-23-066001.txt : 20231124 0000950170-23-066001.hdr.sgml : 20231124 20231124160017 ACCESSION NUMBER: 0000950170-23-066001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231122 FILED AS OF DATE: 20231124 DATE AS OF CHANGE: 20231124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Steinberg David CENTRAL INDEX KEY: 0001308562 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40464 FILM NUMBER: 231436709 MAIL ADDRESS: STREET 1: 1010 WISCONSIN AVE STREET 2: SUITE 600 CITY: WASHINGTON STATE: DC ZIP: 20007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ACI Investment Partners, LLC CENTRAL INDEX KEY: 0001861905 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40464 FILM NUMBER: 231436708 BUSINESS ADDRESS: STREET 1: 3 PARK AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: (212) 967-5055 MAIL ADDRESS: STREET 1: 3 PARK AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zeta Global Holdings Corp. CENTRAL INDEX KEY: 0001851003 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 800814458 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 PARK AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: (212) 967-5055 MAIL ADDRESS: STREET 1: 3 PARK AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 4 1 ownership.xml 4 X0508 4 2023-11-22 0001851003 Zeta Global Holdings Corp. ZETA 0001308562 Steinberg David 3 PARK AVE, 33RD FLOOR NEW YORK NY 10016 true true true false Chief Executive Officer 0001861905 ACI Investment Partners, LLC 3 PARK AVENUE, 33RD FLOOR NEW YORK NY 10016 false false true false false Class A Common Stock 2023-11-22 4 G false 531579 0 D 1709750 I By ACI Investment Partners, LLC Class A Common Stock 2023-11-22 4 G false 115757 0 D 1594003 I By ACI Investment Partners, LLC Class A Common Stock 2023-11-22 4 G false 26424 0 D 105660 I By Spouse Class A Common Stock 487043 I By IAC Investment Company IX, LLC Class A Common Stock 8744 D Class B Common Stock 2023-11-22 4 G false 547646 0 D Class A Common Stock 547646 23516163 I By ACI Investment Partners, LLC Class B Common Stock 2023-11-22 4 G false 242220 0 D Class A Common Stock 242220 23273943 I By ACI Investment Partners, LLC Class B Common Stock 2023-11-22 4 G false 6206 0 D Class A Common Stock 6206 5059578 I By IAC Investment Company IX, LLC Class B Common Stock 2023-11-22 4 G false 7760 0 D Class A Common Stock 7760 464354 I By Family Trusts Class B Common Stock Class A Common Stock 15337 15337 I By CAIVIS Acquisition Corp. II Class B Common Stock Class A Common Stock 194601 194601 I By Kica Investments LLC Class B Common Stock Class A Common Stock 47676 47676 I By Spouse Represents a transfer to a trust managed by an independent trustee that was established for trust, estate and tax planning purposes and will also be used to satisfy any tax withholding obligations arising from the vesting of certain restricted stock awards. Securities held directly by ACI Investment Partners, LLC ("ACI"). Mr. Steinberg is the managing member of ACI. Mr. Steinberg disclaims beneficial ownership of the shares held directly by ACI except to the extent of his pecuniary interest therein, if any. Represents transfers to certain charitable trusts and foundations. Securities held directly by IAC Investment Company IX, LLC ("IAC"). Mr. Steinberg is the managing member of IAC. Mr. Steinberg disclaims beneficial ownership of the shares held directly by IAC except to the extent of his pecuniary interest therein, if any. The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class. Mr. Steinberg is co-trustee of each family trust and as a result may be deemed to share beneficial ownership of the securities held of record by each trust to the extent of his pecuniary interest therein, if any. Securities held direcly by CAIVIS Acquisition Corp. II ("CAIVIS"), which is a wholly owned subsidiary of CAIVIS Investment Company V, LLC, of which Mr. Steinberg is the majority shareholder. Securities held directly by Kica Investments LLC ("Kica"), of which Mr. Steinberg is managing member. Mr. Steinberg disclaims beneficial ownership of the shares held directly by Kica except to the extent of his pecuniary interest therein, if any. ACI Investment Partners, LLC, /s/ David A. Steinberg, Managing Member 2023-11-24 David A. Steinberg, /s/ Steven Vine, Attorney-in-fact 2023-11-24