0001209191-17-035814.txt : 20170526
0001209191-17-035814.hdr.sgml : 20170526
20170526161947
ACCESSION NUMBER: 0001209191-17-035814
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170525
FILED AS OF DATE: 20170526
DATE AS OF CHANGE: 20170526
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dolby Laboratories, Inc.
CENTRAL INDEX KEY: 0001308547
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 900199783
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0924
BUSINESS ADDRESS:
STREET 1: 1275 MARKET STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 415 558 0200
MAIL ADDRESS:
STREET 1: 1275 MARKET STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dolby Dagmar
CENTRAL INDEX KEY: 0001537372
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32431
FILM NUMBER: 17874212
MAIL ADDRESS:
STREET 1: C/O DOLBY LABORATORIES, INC.
STREET 2: 100 POTRERO AVENUE
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARITAL TRUST UNDER DOLBY FAMILY TRUST DATED MAY 7, 1999
CENTRAL INDEX KEY: 0001598817
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32431
FILM NUMBER: 17874213
BUSINESS ADDRESS:
STREET 1: 2515 SCOTT STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94115
BUSINESS PHONE: 415-563-6947
MAIL ADDRESS:
STREET 1: 2515 SCOTT STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAGMAR DOLBY TRUST UNDER DOLBY FAMILY TRUST INSTRUMENT DATED MAY 7, 1999
CENTRAL INDEX KEY: 0001598813
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32431
FILM NUMBER: 17874214
BUSINESS ADDRESS:
STREET 1: 2515 SCOTT STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94115
BUSINESS PHONE: 415-563-6947
MAIL ADDRESS:
STREET 1: 2515 SCOTT STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dagmar Dolby 2016 Trust BB, dated March 23, 2016
CENTRAL INDEX KEY: 0001670400
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32431
FILM NUMBER: 17874215
BUSINESS ADDRESS:
STREET 1: 2515 SCOTT STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94115
BUSINESS PHONE: 415-563-6947
MAIL ADDRESS:
STREET 1: 2515 SCOTT STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94115
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-25
0
0001308547
Dolby Laboratories, Inc.
DLB
0001537372
Dolby Dagmar
C/O DOLBY LABORATORIES, INC.
1275 MARKET STREET
SAN FRANCISCO
CA
94103
0
0
1
0
0001670400
Dagmar Dolby 2016 Trust BB, dated March 23, 2016
C/O DOLBY LABORATORIES, INC.
1275 MARKET STREET
SAN FRANCISCO
CA
94103
0
0
1
0
0001598813
DAGMAR DOLBY TRUST UNDER DOLBY FAMILY TRUST INSTRUMENT DATED MAY 7, 1999
C/O DOLBY LABORATORIES, INC.
1275 MARKET STREET
SAN FRANCISCO
CA
94103
0
0
1
0
0001598817
MARITAL TRUST UNDER DOLBY FAMILY TRUST DATED MAY 7, 1999
C/O DOLBY LABORATORIES, INC.
1275 MARKET STREET
SAN FRANCISCO
CA
94103
0
0
1
0
Class B Common Stock
2017-05-25
5
G
0
E
1937600
0.00
D
Class A Common Stock
1937600
2712400
I
By Trust
Class B Common Stock
2017-05-25
5
G
0
E
1937600
0.00
A
Class A Common Stock
1937600
14073794
I
By Trust
Class B Common Stock
2017-05-25
5
G
0
E
1937600
0.00
D
Class A Common Stock
1937600
12136194
I
By Trust
Class B Common Stock
2017-05-25
5
G
0
E
1937600
0.00
A
Class A Common Stock
1937600
1937600
I
By Trust
Class B Common Stock
2017-05-25
5
G
0
E
390000
0.00
D
Class A Common Stock
390000
24932162
I
By Trust
Class B Common Stock
2017-05-25
5
G
0
E
390000
0.00
A
Class A Common Stock
390000
12526194
I
By Trust
Class B Common Stock
Class A Common Stock
160592
I
By Trust
Class B Common Stock
Class A Common Stock
663262
I
By Trust
Class B Common Stock
Class A Common Stock
1040000
I
By Trust
Shares of Class B Common Stock are convertible, at no cost, at any time at the option of the holder into shares of Class A Common Stock on a 1-for-1 basis.
On May 25, 2017, the Dagmar Dolby 2016 Trust BB transferred 1,937,600 shares of Class B Common Stock to the Dagmar Dolby Trust (each such trust as defined below). The Dagmar Dolby 2016 Trust BB is a grantor retained annuity trust ("GRAT") whose trust instrument requires an annual annuity payment to the Dagmar Dolby Trust, and such share transfer was made in satisfaction of this annuity payment requirement and pursuant to the terms of the trust instrument of the Dagmar Dolby 2016 Trust BB. No reporting person paid or received any funds or other consideration in exchange for such share transfer. Applicable rules consider such a share transfer to be exempt from the reporting requirements of Section 16(a) and the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and as a result the reporting persons are voluntarily reporting such share transfer on this Form 4.
Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Dagmar Dolby as the Trustee of the Dagmar Dolby 2016 Trust BB, dated March 23, 2016 (the "Dagmar Dolby 2016 Trust BB"), voting power of which is held by David E. Dolby, son of Dagmar Dolby, as Special Trustee of the Dagmar Dolby 2016 Trust BB. This report is filed jointly by Dagmar Dolby and the Dagmar Dolby 2016 Trust BB with respect to the securities held and transactions effected by the Dagmar Dolby 2016 Trust BB; however, as a result of and following the transaction described in footnote 2, the Dagmar Dolby 2016 Trust BB is no longer a reporting person under Section 16(a) of the Exchange Act. The reporting persons disclaim beneficial ownership of these securities except to the extent of their respective pecuniary interest therein.
Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Dagmar Dolby as the Trustee of the Dagmar Dolby Trust under the Dolby Family Trust instrument, dated May 7, 1999 (the "Dagmar Dolby Trust"), voting power of which is shared by the Trustee and David E. Dolby as Special Trustee of the Dagmar Dolby Trust. This report is filed jointly by Dagmar Dolby and the Dagmar Dolby Trust with respect to the securities held and transactions effected by the Dagmar Dolby Trust. The reporting persons disclaim beneficial ownership of these securities except to the extent of their respective pecuniary interest therein.
On May 25, 2017, the Dagmar Dolby Trust contributed 1,937,600 shares of Class B Common Stock to a newly formed GRAT, the Dagmar Dolby 2017 Trust BB (as defined below). The establishment of such GRAT and such share contribution were effected solely for tax and estate planning purposes and for no value, and no reporting person paid or received any funds or other consideration in exchange for such transactions. Applicable rules consider such transactions to be exempt from the reporting requirements of Section 16(a) and the provisions of Section 16(b) of the Exchange Act, and as a result the reporting persons are voluntarily reporting such transactions on this Form 4.
Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Dagmar Dolby as the Trustee of the Dagmar Dolby 2017 Trust BB, dated May 25, 2017 (the "Dagmar Dolby 2017 Trust BB"), voting power of which is held by David E. Dolby as Special Trustee of the Dagmar Dolby 2017 Trust BB. This report is filed by Dagmar Dolby with respect to the securities held and transactions effected by the Dagmar Dolby 2017 Trust BB. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
On May 25, 2017, the Marital Trust (as defined below) transferred 390,000 shares of Class B Common Stock to the Dagmar Dolby Trust. Such share transfer was effected solely for tax and estate planning purposes and for no value, and no reporting person paid or received any funds or other consideration in exchange for such share transfer.
Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Dagmar Dolby as the Trustee of the Marital Trust under the Dolby Family Trust instrument, dated May 7, 1999 (the "Marital Trust"), voting power of which is shared by the Trustee and David E. Dolby as Special Trustee of the Marital Trust. This report is filed jointly by Dagmar Dolby and the Marital Trust with respect to the securities held and transactions effected by the Marital Trust. The reporting persons disclaim beneficial ownership of these securities except to the extent of their respective pecuniary interest therein.
Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Dagmar Dolby as the Trustee of the Ray Dolby 2002 Trust A, dated April 19, 2002 (the "Ray Dolby 2002 Trust A"), voting power of which is held by Thomas E. Dolby, son of Dagmar Dolby, as Special Trustee of the Ray Dolby 2002 Trust A. This report is filed by Dagmar Dolby with respect to the securities held by the Ray Dolby 2002 Trust A. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Dagmar Dolby as the Trustee of the Ray Dolby 2002 Trust B, dated April 19, 2002 (the "Ray Dolby 2002 Trust B"), voting power of which is held by David E. Dolby as Special Trustee of the Ray Dolby 2002 Trust B. This report is filed by Dagmar Dolby with respect to the securities held by the Ray Dolby 2002 Trust B. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Dolby Holdings II LLC, a limited liability company (the "Family LLC"), investment power of which is held by Dagmar Dolby, manager of the Family LLC, and voting power of which is held by (i) Thomas E. Dolby, a special manager of the Family LLC, with respect to 50% of such shares, and (ii) David E. Dolby, a special manager of the Family LLC, with respect to 50% of such shares. This report is filed by Dagmar Dolby with respect to the securities held by the Family LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
/s/ Daniel Rodriguez, Attorney-in-Fact
2017-05-26