0001144204-17-025394.txt : 20170508
0001144204-17-025394.hdr.sgml : 20170508
20170508213148
ACCESSION NUMBER: 0001144204-17-025394
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170504
FILED AS OF DATE: 20170508
DATE AS OF CHANGE: 20170508
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fifth Street Asset Management Inc.
CENTRAL INDEX KEY: 0001611988
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 465610118
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 992-4533
MAIL ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Arthur Michael W
CENTRAL INDEX KEY: 0001307979
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36701
FILM NUMBER: 17824215
MAIL ADDRESS:
STREET 1: C/O EINSTEIN NOAH RESTAURANT GROUP, INC.
STREET 2: 555 ZANG STREET, SUITE 300
CITY: LAKEWOOD
STATE: CO
ZIP: 80228
4
1
v466454_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-05-04
0
0001611988
Fifth Street Asset Management Inc.
FSAM
0001307979
Arthur Michael W
C/O FIFTH STREET (FSAM)
777 WEST PUTNAM AVENUE, 3RD FLOOR
GREENWICH
CT
06830
1
0
0
0
Option (right to buy)
4.60
2017-05-04
4
A
0
5000
0
A
2022-05-04
Class A Common Stock
5000
5000
D
The option shall vest on the earlier to occur of the one-year anniversary of the grant date and the date that is immediately prior to the first annual meeting of the Company' stockholders occurring after the grant date. The date of grant of the option was May 4, 2017.
/s/ Kerry S. Acocella, as attorney-in-fact for Michael W. Arthur
2017-05-08