Chief Compliance Officer

0000909012-21-000093.txt : 20210611 0000909012-21-000093.hdr.sgml : 20210611 20210611111930 ACCESSION NUMBER: 0000909012-21-000093 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20210611 DATE AS OF CHANGE: 20210611 EFFECTIVENESS DATE: 20210611 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Laffer Tengler Investments CENTRAL INDEX KEY: 0001307878 IRS NUMBER: 200536838 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10975 FILM NUMBER: 211010330 BUSINESS ADDRESS: STREET 1: 310 SEVEN SPRINGS WAY STREET 2: SUITE 230 CITY: BRENTWOOD STATE: TN ZIP: 37027 BUSINESS PHONE: 7045945448 MAIL ADDRESS: STREET 1: 310 SEVEN SPRINGS WAY STREET 2: SUITE 230 CITY: BRENTWOOD STATE: TN ZIP: 37027 FORMER COMPANY: FORMER CONFORMED NAME: Laffer Investments DATE OF NAME CHANGE: 20041104 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001307878 XXXXXXXX 09-30-2020 09-30-2020 true 1 RESTATEMENT Laffer Tengler Investments

310 SEVEN SPRINGS WAY SUITE 230 BRENTWOOD TN 37027

13F HOLDINGS REPORT 028-10975 N Katherine Mach Chief Compliance Officer 7045945448 /s/ KATHERINE MACH Charllotte NC 06-11-2021 0 269 199972584 false INFORMATION TABLE 2 aci_13f.xml Alibaba Group Holdings AMERICAN DEPOSITARY RECEIPT 01609w102 76434 260 SH SOLE 0 260 0 0 Alstom SA Unspon ADR AMERICAN DEPOSITARY RECEIPT 021244207 58187 11755 SH SOLE 0 11755 0 0 Ashtead Group PLC ADR AMERICAN DEPOSITARY RECEIPT 045055100 64991 448 SH SOLE 0 448 0 0 B&M European Value AMERICAN DEPOSITARY RECEIPT 05590y100 86690 3389 SH SOLE 0 3389 0 0 Calbee Inc ADR AMERICAN DEPOSITARY RECEIPT 12825n107 44503 5501 SH SOLE 0 5501 0 0 Capgemini AMERICAN DEPOSITARY RECEIPT 13961r100 76701 2988 SH SOLE 0 2988 0 0 Compass Group AMERICAN DEPOSITARY RECEIPT 20449x401 48393 3207 SH SOLE 0 3207 0 0 Daikin Inds Ltd ADR AMERICAN DEPOSITARY RECEIPT 23381B106 73765 4009 SH SOLE 0 4009 0 0 FAST Retailing Co AMERICAN DEPOSITARY RECEIPT 31188h101 62953 1005 SH SOLE 0 1005 0 0 Genmab AMERICAN DEPOSITARY RECEIPT 372303206 109939 3003 SH SOLE 0 3003 0 0 Kerry Group AMERICAN DEPOSITARY RECEIPT 492460100 30275 237 SH SOLE 0 237 0 0 Kion Group AMERICAN DEPOSITARY RECEIPT 497216101 77965 3628 SH SOLE 0 3628 0 0 Kose Corp ADR AMERICAN DEPOSITARY RECEIPT 500679105 37018 1503 SH SOLE 0 1503 0 0 Lonza Group AMERICAN DEPOSITARY RECEIPT 54338v101 121563 1968 SH SOLE 0 1968 0 0 Murata Manufacturers AMERICAN DEPOSITARY RECEIPT 626425102 79523 4921 SH SOLE 0 4921 0 0 NESTLE S A SPNSD ADR REPSTING REG SHS AMERICAN DEPOSITARY RECEIPT 641069406 83955 704 SH SOLE 0 704 0 0 Nidec Corp AMERICAN DEPOSITARY RECEIPT 654090109 98949 4225 SH SOLE 0 4225 0 0 Reckitt Bencksier - ADR AMERICAN DEPOSITARY RECEIPT 756255204 54587 2778 SH SOLE 0 2778 0 0 SAP AG SPON ADR AMERICAN DEPOSITARY RECEIPT 803054204 69647 447 SH SOLE 0 447 0 0 Temenos AMERICAN DEPOSITARY RECEIPT 87974r208 28010 208 SH SOLE 0 208 0 0 Tencent Holdings Ltd - ADR AMERICAN DEPOSITARY RECEIPT 88032Q109 60479 894 SH SOLE 0 894 0 0 Treasury Wine Estates AMERICAN DEPOSITARY RECEIPT 89465j109 47576 7382 SH SOLE 0 7382 0 0 YUM CHINA HOLDINGS INC AMERICAN DEPOSITARY RECEIPT 98850p109 50514 954 SH SOLE 0 954 0 0 3M CO COM COMMON STOCKS 88579Y101 1057668 6603 SH SOLE 0 6603 0 0 ABBOTT LABS COM COMMON STOCKS 002824100 226366 2080 SH SOLE 0 2080 0 0 ABBVIE INC COM COMMON STOCKS 00287Y109 1721055 19649 SH SOLE 0 19649 0 0 ADIDAS AG SPONS ADR COMMON STOCKS 00687A107 12561 77 SH SOLE 0 77 0 0 AIA GROUP LTD SPON ADR COMMON STOCKS 001317205 48895 1227 SH SOLE 0 1227 0 0 Alphabet Inc Class A COMMON STOCKS 02079k305 542272 370 SH SOLE 0 370 0 0 Alphabet Inc Class C COMMON STOCKS 02079K107 461454 314 SH SOLE 0 314 0 0 Amazon Com Inc COMMON STOCKS 023135106 894239 284 SH SOLE 0 284 0 0 American Express Co COMMON STOCKS 025816109 457741 4566 SH SOLE 0 4566 0 0 AMGEN INC COM COMMON STOCKS 031162100 2543508 10007 SH SOLE 0 10007 0 0 APPLE INC COM COMMON STOCKS 037833100 4815843 41584 SH SOLE 0 41584 0 0 Archer Daniels Midland Co COMMON STOCKS 039483102 81682 1757 SH SOLE 0 1757 0 0 Ares Capital Corp COMMON STOCKS 04010l103 312675 22414 SH SOLE 0 22414 0 0 ASML Holding NV-NY Reg Shs COMMON STOCKS N07059210 76808 208 SH SOLE 0 208 0 0 AT&T INC COM COMMON STOCKS 00206R102 935726 32821 SH SOLE 0 32821 0 0 Bank of New York Mellon Corp COMMON STOCKS 064058100 55630 1620 SH SOLE 0 1620 0 0 Baxter Intl Inc COMMON STOCKS 071813109 132853 1652 SH SOLE 0 1652 0 0 BCE Inc COMMON STOCKS 05534b760 337565 8140 SH SOLE 0 8140 0 0 Becton Dickinson and Company COMMON STOCKS 075887109 93072 400 SH SOLE 0 400 0 0 Berkshire Hathaway Inc Cl B COMMON STOCKS 084670702 427796 2009 SH SOLE 0 2009 0 0 BLACKROCK INC COM COMMON STOCKS 09247X101 1206656 2141 SH SOLE 0 2141 0 0 BOEING CO COM COMMON STOCKS 097023105 265903 1609 SH SOLE 0 1609 0 0 Brighthouse Financial COMMON STOCKS 10922n103 3148 117 SH SOLE 0 117 0 0 Bristol Myers Squibb COMMON STOCKS 110122108 56069 930 SH SOLE 0 930 0 0 BROADCOM INC COM COMMON STOCKS 11135F101 1955669 5368 SH SOLE 0 5368 0 0 BUNGE LIMITED COM COMMON STOCKS G16962105 64848 1419 SH SOLE 0 1419 0 0 California Resources Corp COMMON STOCKS 13057Q206 0 11 SH SOLE 0 11 0 0 Capital One Finl Corp COMMON STOCKS 14040H105 64099 892 SH SOLE 0 892 0 0 Carrier Global Corporation COMMON STOCKS 14448c104 20461 670 SH SOLE 0 670 0 0 Caterpillar Inc COMMON STOCKS 149123101 129014 865 SH SOLE 0 865 0 0 Chemours Co COMMON STOCKS 163851108 836 40 SH SOLE 0 40 0 0 CHEVRON CORP NEW COM COMMON STOCKS 166764100 978719 13593 SH SOLE 0 13593 0 0 Chipotle Mexican Grill Inc. 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Horton Inc COMMON STOCKS 23331A109 1075836 14225 SH SOLE 0 14225 0 0 Dow Chem Co COMMON STOCKS 260557103 92641 1969 SH SOLE 0 1969 0 0 DU PONT E.I.DE NEMOURS & COMPANY COMMON STOCKS 26614n102 109240 1969 SH SOLE 0 1969 0 0 Duke Energy Corp COMMON STOCKS 26441C204 52781 596 SH SOLE 0 596 0 0 Eaton Corp COMMON STOCKS G29183103 381898 3743 SH SOLE 0 3743 0 0 Ecolab Inc COMMON STOCKS 278865100 94124 471 SH SOLE 0 471 0 0 Eli Lilly & Co COMMON STOCKS 532457108 22203 150 SH SOLE 0 150 0 0 EMERSON ELECTRIC COMPANY COMMON STOCKS 291011104 168449 2569 SH SOLE 0 2569 0 0 Enbridge Inc COMMON STOCKS 29250N105 311505 10668 SH SOLE 0 10668 0 0 Equinix Inc COMMON STOCKS 29444u700 168784 222 SH SOLE 0 222 0 0 Eurofins Scientific COMMON STOCKS F3322K104 62560 79 SH SOLE 0 79 0 0 Exxon Mobil Corp COMMON STOCKS 30231G102 109444 3188 SH SOLE 0 3188 0 0 FACEBOOK INC CL A COMMON STOCKS 30303M102 905912 3459 SH SOLE 0 3459 0 0 Fastenal Co. 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Perpetual Conv Pfd CONVERTIBLE PREFERRED STOCK G16962204 1734364 17907 SH SOLE 0 17907 0 0 Centerpoint Energy Inc CONVERTIBLE PREFERRED STOCK 15189T503 2299761 62751 SH SOLE 0 62751 0 0 Danaher Corp CONVERTIBLE PREFERRED STOCK 235851300 5346038 3614 SH SOLE 0 3614 0 0 Dominion Energy CONVERTIBLE PREFERRED STOCK 25746U133 4343979 42568 SH SOLE 0 42568 0 0 DTE Energy Co CONVERTIBLE PREFERRED STOCK 233331842 2311352 50903 SH SOLE 0 50903 0 0 Energizer Holdings Inc CONVERTIBLE PREFERRED STOCK 29272W208 266333 3154 SH SOLE 0 3154 0 0 Fortive Corporation CONVERTIBLE PREFERRED STOCK 34959J207 2608705 2766 SH SOLE 0 2766 0 0 International Flavor & Fragrances CONVERTIBLE PREFERRED STOCK 459506309 2125809 47650 SH SOLE 0 47650 0 0 KKR & CO Inc CONVERTIBLE PREFERRED STOCK 48251W401 2136688 41005 SH SOLE 0 41005 0 0 Sempra Energy CONVERTIBLE PREFERRED STOCK 816851406 2623707 26493 SH SOLE 0 26493 0 0 South Jersey Industries CONVERTIBLE PREFERRED STOCK 838518116 1129208 33836 SH SOLE 0 33836 0 0 Southern Co CONVERTIBLE PREFERRED STOCK 842587602 1642780 35433 SH SOLE 0 35433 0 0 Stanley Black & Decker CONVERTIBLE PREFERRED STOCK 854502846 2933185 28952 SH SOLE 0 28952 0 0 Wells Fargo & Company PFD CONVERTIBLE PREFERRED STOCK 949746804 3127525 2322 SH SOLE 0 2322 0 0 FRANKLIN FTSE JAPAN ETF EXCHANGE TRADED FUND 35473P744 215169 8222 SH SOLE 0 8222 0 0 Franklin FTSE United Kingdon ETF EXCHANGE TRADED FUND 35473P678 193481 10051 SH SOLE 0 10051 0 0 Harvest CSI 300 China A-Shares ETF EXCHANGE TRADED FUND 233051879 233084 6760 SH SOLE 0 6760 0 0 Innovator S&P Inv Grade Preferred ETF EXCHANGE TRADED FUND 45783G201 1866334 76994 SH SOLE 0 76994 0 0 Invesco Bulletshares 2020 High Yield Corp Bond E EXCHANGE TRADED FUND 46138j601 83465 3573 SH SOLE 0 3573 0 0 Invesco Bulletshares 2021 Corp Bond ETF EXCHANGE TRADED FUND 46138j700 317710 14902 SH SOLE 0 14902 0 0 Invesco Bulletshares 2021 High Yield Corp Bond E EXCHANGE TRADED FUND 46138j809 79831 3480 SH SOLE 0 3480 0 0 Invesco BulletShares 2022 Corp Bond ETF EXCHANGE TRADED FUND 46138j882 325088 14885 SH SOLE 0 14885 0 0 Invesco BulletShares 2023 Corp Bond ETF EXCHANGE TRADED FUND 46138j866 330314 15159 SH SOLE 0 15159 0 0 Invesco BulletShares 2024 Corp Bond ETF EXCHANGE TRADED FUND 46138j841 147718 6660 SH SOLE 0 6660 0 0 Invesco BulletShares 2025 Corp Bond ETF EXCHANGE TRADED FUND 46138j825 150862 6750 SH SOLE 0 6750 0 0 Invesco QQQ NASDAQ 100 EXCHANGE TRADED FUND 46090e103 212825 766 SH SOLE 0 766 0 0 Invesco Senior Loan ETF EXCHANGE TRADED FUND 46138G508 496954 22859 SH SOLE 0 22859 0 0 Invesco Ultra Short Duration ETF EXCHANGE TRADED FUND 46090A887 71788 1421 SH SOLE 0 1421 0 0 iShares 0-5 Year Investment Grade Corporate Bond EXCHANGE TRADED FUND 46434V100 2970058 56985 SH SOLE 0 56985 0 0 iShares 1-3 Year Credit Bond EXCHANGE TRADED FUND 464288646 2408791 43868 SH SOLE 0 43868 0 0 iShares 10-20 Year Treasury Bond ETF EXCHANGE TRADED FUND 464288653 5993 36 SH SOLE 0 36 0 0 iShares Convertible Bond ETF EXCHANGE TRADED FUND 46435G102 515185 6380 SH SOLE 0 6380 0 0 iShares Floating Rate Bond ETF EXCHANGE TRADED FUND 46429B655 2660162 52448 SH SOLE 0 52448 0 0 iShares iBoxx Investment Grade EXCHANGE TRADED FUND 464287242 763670 5669 SH SOLE 0 5669 0 0 iShares Interest Rate Hedged Long-Term Corporate EXCHANGE TRADED FUND 46431W812 189283 8150 SH SOLE 0 8150 0 0 iShares Lehman 20 plus Tr EXCHANGE TRADED FUND 464287432 6367 39 SH SOLE 0 39 0 0 iShares MBS ETF EXCHANGE TRADED FUND 464288588 1007841 9129 SH SOLE 0 9129 0 0 iShares MSCI Canada ETF EXCHANGE TRADED FUND 464286509 209001 7625 SH SOLE 0 7625 0 0 ISHARES MSCI FRANCE ETF EXCHANGE TRADED FUND 464286707 202453 7246 SH SOLE 0 7246 0 0 iShares MSCI Germany Index EXCHANGE TRADED FUND 464286806 213348 7324 SH SOLE 0 7324 0 0 ISHARES MSCI TAIWAN CAPPED ETF EXCHANGE TRADED FUND 46434g772 216013 4811 SH SOLE 0 4811 0 0 iShares S&P 500 Growth Index Fund EXCHANGE TRADED FUND 464287309 618139 2675 SH SOLE 0 2675 0 0 iShares S&P 500 Value EXCHANGE TRADED FUND 464287408 486458 4326 SH SOLE 0 4326 0 0 iShares Short Maturity Bond ETF EXCHANGE TRADED FUND 46431W507 1157390 23097 SH SOLE 0 23097 0 0 PIMCO Investment Grade Corp Bond ETF EXCHANGE TRADED FUND 72201r817 22588 197 SH SOLE 0 197 0 0 Schwab Strategic U.S. TIPS ETF EXCHANGE TRADED FUND 808524870 7703 125 SH SOLE 0 125 0 0 SPDR S&P 500 ETF EXCHANGE TRADED FUND 78462f103 212320 634 SH SOLE 0 634 0 0 Sprott Physical Gold Trust EXCHANGE TRADED FUND 85207h104 36722 2440 SH SOLE 0 2440 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS EXCHANGE TRADED FUND 92189H300 8110 263 SH SOLE 0 263 0 0 VanEck Vectors Investment Grade Floating Rate Bo EXCHANGE TRADED FUND 92189F486 181638 7205 SH SOLE 0 7205 0 0 Vanguard Intermediate-Term Treasury ETF EXCHANGE TRADED FUND 92206c706 31645 449 SH SOLE 0 449 0 0 Vanguard Intermediate - Term Corporate Bond ETF EXCHANGE TRADED FUND 92206C870 5748 60 SH SOLE 0 60 0 0 Vanguard Mortgage-Backed Securities Index Fund E EXCHANGE TRADED FUND 92206c771 10854 200 SH SOLE 0 200 0 0 Vanguard Short-Term Corporate Bond ETF EXCHANGE TRADED FUND 92206C409 181690 2193 SH SOLE 0 2193 0 0 Vanguard Short Term Bond ETF EXCHANGE TRADED FUND 921937827 8305 100 SH SOLE 0 100 0 0 Vanguard Total Bond Market ETF EXCHANGE TRADED FUND 921937835 36081 409 SH SOLE 0 409 0 0 AB Concentrated International Growth MUTUAL FUND 01878t475 15306 1176 SH SOLE 0 1176 0 0 Calamos Growth Fund MUTUAL FUND 128119302 5351 148 SH SOLE 0 148 0 0 Gateway Fund MUTUAL FUND 367829207 2722 78 SH SOLE 0 78 0 0 mfus03463k406 MUTUAL FUND 03463k406 20 2 SH SOLE 0 2 0 0 mfus670690155 MUTUAL FUND 670690155 286732 13576 SH SOLE 0 13576 0 0 mfus94975p405 MUTUAL FUND 94975p405 20202 20202 SH SOLE 0 20202 0 0 mfus94988a759 MUTUAL FUND 94988a759 85500 85500 SH SOLE 0 85500 0 0 Schwab Fundamental US Large Co Index Fund MUTUAL FUND 808509442 183865 11116 SH SOLE 0 11116 0 0 Seafarer Overseas Growth & Income Fund MUTUAL FUND 317609295 31352 2528 SH SOLE 0 2528 0 0 Stone Ridge Alternative Lending Risk Premium Fun MUTUAL FUND 86172r101 15374 309 SH SOLE 0 309 0 0 Stone Ridge High Yield Reinsurance Risk Premium MUTUAL FUND 861728400 22086 2387 SH SOLE 0 2387 0 0 T Rowe Price Global Multi-Sector Bond Fund MUTUAL FUND 87282m107 790895 68004 SH SOLE 0 68004 0 0 TW Rowe Price Blue Chip MUTUAL FUND 77954Q106 303792 1961 SH SOLE 0 1961 0 0 VanEck International Investors Gold Fund MUTUAL FUND 921075420 50822 2574 SH SOLE 0 2574 0 0 Versus Capital MultiMgr Real Estate Fd MUTUAL FUND 92532p207 1623 60 SH SOLE 0 60 0 0 Victory Incore Low Duration Bond Fund MUTUAL FUND 92647k366 494421 48663 SH SOLE 0 48663 0 0 WCM Focused International Growth Fund MUTUAL FUND 461418444 68152 3171 SH SOLE 0 3171 0 0 WESTERN ASSET CORE PLUS BOND C MUTUAL FUND 957663503 53757 4324 SH SOLE 0 4324 0 0 Brunswick Corp PREFERRED STOCK 117043406 294294 10725 SH SOLE 0 10725 0 0 Chsin 6.75 Perp 24 Pref Series 3 PREFERRED STOCK 12542r704 78750 3000 SH SOLE 0 3000 0 0 Citigroup Inc PREFERRED STOCK 172967358 274859 9778 SH SOLE 0 9778 0 0 Citizens Financial Group PREFERRED STOCK 174610204 295274 10679 SH SOLE 0 10679 0 0 CoBank ACB PREFERRED STOCK 19075q870 62428 615 SH SOLE 0 615 0 0 Digital Realty Trust PREFERRED STOCK 253868848 285839 11032 SH SOLE 0 11032 0 0 Du Pont E I De N Pfd PREFERRED STOCK 263534307 103500 1000 SH SOLE 0 1000 0 0 Goldman Sachs Group Inc PREFERRED STOCK 38144G804 59438 2572 SH SOLE 0 2572 0 0 Morgan Stanley PFD Perpetual PREFERRED STOCK 61763E207 277364 10216 SH SOLE 0 10216 0 0 Nustar Logistics LP PREFERRED STOCK 67059T204 213755 11168 SH SOLE 0 11168 0 0 PUBLIC STORAGE 5.60 DEPSHS RP H PREFERRED STOCK 74460w644 279377 9907 SH SOLE 0 9907 0 0 Wells Fargo & Co PREFERRED STOCK 949746556 108670 4170 SH SOLE 0 4170 0 0 Wesco International Inc PREFERRED STOCK 95082P303 274624 9808 SH SOLE 0 9808 0 0 wtus674599162 WARRANTS 674599162 552 184 SH SOLE 0 184 0 0