Chief Executive Officer

0000909012-17-000189.txt : 20171116 0000909012-17-000189.hdr.sgml : 20171116 20171116115511 ACCESSION NUMBER: 0000909012-17-000189 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171116 DATE AS OF CHANGE: 20171116 EFFECTIVENESS DATE: 20171116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Laffer Investments CENTRAL INDEX KEY: 0001307878 IRS NUMBER: 200536838 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10975 FILM NUMBER: 171207285 BUSINESS ADDRESS: STREET 1: 103 MURPHY COURT CITY: NASHVILLE STATE: TN ZIP: 37203 BUSINESS PHONE: 6154600100 MAIL ADDRESS: STREET 1: 103 MURPHY COURT CITY: NASHVILLE STATE: TN ZIP: 37203 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001307878 XXXXXXXX 09-30-2017 09-30-2017 Laffer Investments

103 MURPHY COURT NASHVILLE TN 37203

13F HOLDINGS REPORT 028-10975 N Arthur B. Laffer, Jr. Chief Executive Officer 615 460 0100 /s/ ARTHUR B. LAFFER Nashville TN 11-16-2017 0 206 378859829 false INFORMATION TABLE 2 aci_13f.xml Activision Blizzard Inc. COMMON STOCKS 00507V109 3140669 48685 SH OTR ALL 48685 0 0 Advance Auto Parts Inc COMMON STOCKS 00751Y106 903216 9105 SH OTR ALL 9105 0 0 Aetna Inc COMMON STOCKS 00817Y108 2577552 16210 SH OTR ALL 16210 0 0 Agilent Technologies COMMON STOCKS 00846U101 2291298 35690 SH OTR ALL 35690 0 0 Altria Group Inc COMMON STOCKS 02209s103 743789 11728 SH OTR ALL 11728 0 0 Ameriprise Financial, Inc. COMMON STOCKS 03076C106 2135573 14380 SH OTR ALL 14380 0 0 Amerisourcebergen Corp Com COMMON STOCKS 03073E105 1725834 20856 SH OTR ALL 20856 0 0 Ametek Inc. COMMON STOCKS 031100100 2063750 31250 SH OTR ALL 31250 0 0 Amgen Inc COMMON STOCKS 031162100 482719 2589 SH OTR ALL 2589 0 0 Amphenol Corp COMMON STOCKS 032095101 2143084 25320 SH OTR ALL 25320 0 0 Analog Devices Inc COMMON STOCKS 032654105 2558214 29688 SH OTR ALL 29688 0 0 Andeavor COMMON STOCKS 03349M105 1807084 17519 SH OTR ALL 17519 0 0 Aon PLC COMMON STOCKS G0408V102 2413572 16520 SH OTR ALL 16520 0 0 Applied Materials Inc COMMON STOCKS 038222105 3081644 59160 SH OTR ALL 59160 0 0 Ares Capital Corp COMMON STOCKS 04010l103 733878 44776 SH OTR ALL 44776 0 0 AT&T Inc COMMON STOCKS 00206r102 694719 17736 SH OTR ALL 17736 0 0 Automatic Data Processing Inc. COMMON STOCKS 053015103 2250352 20585 SH OTR ALL 20585 0 0 Baker Hughes GE Co. COMMON STOCKS 05722G100 1010712 27600 SH OTR ALL 27600 0 0 Bank of New York Mellon Corp COMMON STOCKS 064058100 2322806 43810 SH OTR ALL 43810 0 0 BB&T Corp COMMON STOCKS 054937107 1978990 42160 SH OTR ALL 42160 0 0 BCE Inc COMMON STOCKS 05534b760 762486 16282 SH OTR ALL 16282 0 0 Best Buy Inc COMMON STOCKS 086516101 1872844 32880 SH OTR ALL 32880 0 0 Block H & R Inc COMMON STOCKS 093671105 1769658 66830 SH OTR ALL 66830 0 0 Boeing Co COMMON STOCKS 097023105 426564 1678 SH OTR ALL 1678 0 0 Bristol Myers Squibb COMMON STOCKS 110122108 3232956 50721 SH OTR ALL 50721 0 0 Broadcom Corp New COMMON STOCKS y09827109 3279868 13523 SH OTR ALL 13523 0 0 Cardinal Health Inc COMMON STOCKS 14149Y108 1639406 24498 SH OTR ALL 24498 0 0 Centurylink Inc COMMON STOCKS 156700106 1275069 67464 SH OTR ALL 67464 0 0 Cintas Corp COMMON STOCKS 172908105 1899446 13165 SH OTR ALL 13165 0 0 Cisco Sys Inc COMMON STOCKS 17275r102 767604 22825 SH OTR ALL 22825 0 0 Citizens Financial Group COMMON STOCKS 174610105 1802612 47600 SH OTR ALL 47600 0 0 Clorox Co COMMON STOCKS 189054109 1896865 14380 SH OTR ALL 14380 0 0 CME Group Inc COMMON STOCKS 12572q105 3132986 23091 SH OTR ALL 23091 0 0 CMS Energy Corp COMMON STOCKS 125896100 1822228 39340 SH OTR ALL 39340 0 0 Comerica Inc COMMON STOCKS 200340107 1742541 22850 SH OTR ALL 22850 0 0 Cooper Cos Inc/The COMMON STOCKS 216648402 2120948 8945 SH OTR ALL 8945 0 0 Corning Inc COMMON STOCKS 219350105 2130154 71195 SH OTR ALL 71195 0 0 CVS Corp COMMON STOCKS 126650100 755625 9292 SH OTR ALL 9292 0 0 D.R. Horton Inc COMMON STOCKS 23331A109 2200222 55102 SH OTR ALL 55102 0 0 Darden Restaurants COMMON STOCKS 237194105 1569061 19917 SH OTR ALL 19917 0 0 Dentsply Intl Inc COMMON STOCKS 24906P109 1664512 27830 SH OTR ALL 27830 0 0 Digital Realty Trust COMMON STOCKS 253868103 2025809 17120 SH OTR ALL 17120 0 0 Dr Pepper Snapple Group Inc. COMMON STOCKS 26138E109 1677391 18960 SH OTR ALL 18960 0 0 Dun & Bradstreet Corp COMMON STOCKS 26483E100 1417873 12180 SH OTR ALL 12180 0 0 Enbridge Inc COMMON STOCKS 29250N105 2208942 52795 SH OTR ALL 52795 0 0 EQT Midstream Partners LP COMMON STOCKS 26885b100 392018 5229 SH OTR ALL 5229 0 0 Equifax Inc COMMON STOCKS 294429105 1480150 13965 SH OTR ALL 13965 0 0 Expedia Inc. COMMON STOCKS 30212P303 1949667 13545 SH OTR ALL 13545 0 0 Fastenal Co. 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COMMON STOCKS 45866F104 2195995 31965 SH OTR ALL 31965 0 0 International Paper Co COMMON STOCKS 460146103 1820399 32038 SH OTR ALL 32038 0 0 Intuit COMMON STOCKS 461202103 2234440 15720 SH OTR ALL 15720 0 0 Invesco Ltd. COMMON STOCKS G491BT108 1711704 48850 SH OTR ALL 48850 0 0 J P Morgan Chase & Co COMMON STOCKS 46625h100 7245484 75861 SH OTR ALL 75861 0 0 JB Hunt COMMON STOCKS 445658107 1710632 15400 SH OTR ALL 15400 0 0 Johnson & Johnson COMMON STOCKS 478160104 791240 6086 SH OTR ALL 6086 0 0 Keycorp COMMON STOCKS 493267108 1751483 93065 SH OTR ALL 93065 0 0 Kla-Tencor Corp COMMON STOCKS 482480100 2167700 20450 SH OTR ALL 20450 0 0 Kohl's Corp COMMON STOCKS 500255104 1221228 26752 SH OTR ALL 26752 0 0 Lam Research Corp COMMON STOCKS 512807108 2931033 15840 SH OTR ALL 15840 0 0 Lauder Estee Cos Inc COMMON STOCKS 518439104 2507819 23255 SH OTR ALL 23255 0 0 Legg Mason Inc COMMON STOCKS 524901105 1740646 44280 SH OTR ALL 44280 0 0 Leggett & Platt Inc COMMON STOCKS 524660107 1454858 30481 SH OTR ALL 30481 0 0 Leucadia National Corp COMMON STOCKS 527288104 1633170 64680 SH OTR ALL 64680 0 0 Lowe's Cos Inc COMMON STOCKS 548661107 2469746 30895 SH OTR ALL 30895 0 0 LyondellBasell Industries NV COMMON STOCKS n53745100 771797 7792 SH OTR ALL 7792 0 0 M & T Bk Corp COMMON STOCKS 55261F104 1806868 11220 SH OTR ALL 11220 0 0 Macquarie Infrastructure Corp COMMON STOCKS 55608b105 699496 9691 SH OTR ALL 9691 0 0 Marathon Oil Corp COMMON STOCKS 565849106 1206704 88990 SH OTR ALL 88990 0 0 Marsh & Mclennan Cos COMMON STOCKS 571748102 2366962 28242 SH OTR ALL 28242 0 0 Martin Marietta Materials COMMON STOCKS 573284106 1470626 7131 SH OTR ALL 7131 0 0 Mckesson Corp COMMON STOCKS 58155Q103 2023504 13173 SH OTR ALL 13173 0 0 Medtronic Inc COMMON STOCKS G5960L103 3347998 43050 SH OTR ALL 43050 0 0 Microchip Technology COMMON STOCKS 595017104 2255722 25125 SH OTR ALL 25125 0 0 Microsoft Corp COMMON STOCKS 594918104 10919638 146592 SH OTR ALL 146592 0 0 Moody's Corp COMMON STOCKS 615369105 2401372 17250 SH OTR ALL 17250 0 0 Morgan Stanley COMMON STOCKS 617446448 2530129 52525 SH OTR ALL 52525 0 0 NextEra Energy Inc COMMON STOCKS 65339f101 470278 3209 SH OTR ALL 3209 0 0 Northern Trust Corp COMMON STOCKS 665859104 1740234 18930 SH OTR ALL 18930 0 0 Omnicom Group COMMON STOCKS 681919106 1506583 20340 SH OTR ALL 20340 0 0 Paychex Inc COMMON STOCKS 704326107 2466274 41132 SH OTR ALL 41132 0 0 People's United Financial COMMON STOCKS 712704105 1395782 76945 SH OTR ALL 76945 0 0 Perkinelmer Inc COMMON STOCKS 714046109 1969093 28550 SH OTR ALL 28550 0 0 Pfizer Inc COMMON STOCKS 717081103 750521 21023 SH OTR ALL 21023 0 0 Pioneer Nat Res Co COMMON STOCKS 723787107 1473186 9985 SH OTR ALL 9985 0 0 PNC FINANCIAL SERVICES GROUP INC COMMON STOCKS 693475105 2619928 19440 SH OTR ALL 19440 0 0 Progressive Corp COMMON STOCKS 743315103 2435768 50305 SH OTR ALL 50305 0 0 Prudential Finl Inc COMMON STOCKS 744320102 2080363 19567 SH OTR ALL 19567 0 0 Quest Diagnostics In COMMON STOCKS 74834L100 1676624 17905 SH OTR ALL 17905 0 0 Robert Half International, Inc. 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Perpetual Conv Pfd CONVERTIBLE PREFERRED STOCK G16962204 1951324 18829 SH OTR ALL 18829 0 0 Crown Castle Int Corp CONVERTIBLE PREFERRED STOCK 22822V309 3503040 3280 SH OTR ALL 3280 0 0 Dominion Resources CONVERTIBLE PREFERRED STOCK 25746U836 4791017 94572 SH OTR ALL 94572 0 0 Entertainment Properties CONVERTIBLE PREFERRED STOCK 26884U307 344789 9479 SH OTR ALL 9479 0 0 Hess Corp CONVERTIBLE PREFERRED STOCK 42809H404 2047227 34910 SH OTR ALL 34910 0 0 Kinder Morgan Inc/Delaware CONVERTIBLE PREFERRED STOCK 49456B200 251870 5975 SH OTR ALL 5975 0 0 Rayonier CONVERTIBLE PREFERRED STOCK 75508B203 352042 3335 SH OTR ALL 3335 0 0 Stanley Black & Decker CONVERTIBLE PREFERRED STOCK 854502887 3240271 28360 SH OTR ALL 28360 0 0 Stericycle Inc CONVERTIBLE PREFERRED STOCK 858912207 1858697 31960 SH OTR ALL 31960 0 0 Teva Pharmaceutical Cv Pfd CONVERTIBLE PREFERRED STOCK M8769Q136 1722139 4973 SH OTR ALL 4973 0 0 Wells Fargo & Company PFD CONVERTIBLE PREFERRED STOCK 949746804 3409480 2586 SH OTR ALL 2586 0 0 Welltower Inc Pfd CONVERTIBLE PREFERRED STOCK 95040Q203 2245528 35271 SH OTR ALL 35271 0 0 Alerian MLP ETF EXCHANGE TRADED FUND 00162Q866 13003 1159 SH OTR ALL 1159 0 0 Financial Select Sector SPDR Fund EXCHANGE TRADED FUND 81369Y605 131989 5104 SH OTR ALL 5104 0 0 Guggenheim Enhanced Short Duration Bond ETF EXCHANGE TRADED FUND 18383M654 434642 8629 SH OTR ALL 8629 0 0 iShares 1-3 Year Credit Bond EXCHANGE TRADED FUND 464288646 346390 3288 SH OTR ALL 3288 0 0 ISHARES CURNCY HDG MSCI SPAIN ETF EXCHANGE TRADED FUND 46435g813 476674 20698 SH OTR ALL 20698 0 0 ISHARES CURRENCY HEDGED MSCI GER ETF EXCHANGE TRADED FUND 46434v704 471395 16546 SH OTR ALL 16546 0 0 iShares Floating Rate Bond ETF EXCHANGE TRADED FUND 46429B655 583976 11464 SH OTR ALL 11464 0 0 iShares GNMA Bond Fund EXCHANGE TRADED FUND 46429B333 89274 1788 SH OTR ALL 1788 0 0 iShares High Yield Hedged EXCHANGE TRADED FUND 46431W606 59020 643 SH OTR ALL 643 0 0 iShares iBoxx High Yield Corp Bond ETF EXCHANGE TRADED FUND 464288513 355838 4009 SH OTR ALL 4009 0 0 iShares iBoxx Investment Grade EXCHANGE TRADED FUND 464287242 577418 4763 SH OTR ALL 4763 0 0 iShares Interest Rate Hedged 10 plus Year EXCHANGE TRADED FUND 46431W812 119974 4661 SH OTR ALL 4661 0 0 iShares Intermediate Credit EXCHANGE TRADED FUND 464288638 567874 5155 SH OTR ALL 5155 0 0 iShares Lehman 1-3 Tr EXCHANGE TRADED FUND 464287457 111811 1324 SH OTR ALL 1324 0 0 iShares MBS ETF EXCHANGE TRADED FUND 464288588 649668 6066 SH OTR ALL 6066 0 0 ISHARES MSCI FRANCE ETF EXCHANGE TRADED FUND 464286707 504782 16336 SH OTR ALL 16336 0 0 ISHARES MSCI HONG KONG ETF EXCHANGE TRADED FUND 464286871 510589 20680 SH OTR ALL 20680 0 0 ISHARES MSCI INDIA INDEX ETF EXCHANGE TRADED FUND 46429b598 508879 15491 SH OTR ALL 15491 0 0 ISHARES MSCI SINGAPORE CAPPED ETF EXCHANGE TRADED FUND 46434g780 472744 19351 SH OTR ALL 19351 0 0 ISHARES MSCI TAIWAN CAPPED ETF EXCHANGE TRADED FUND 46434g772 485689 13454 SH OTR ALL 13454 0 0 iShares TIPS Bond ETF EXCHANGE TRADED FUND 464287176 22716 200 SH OTR ALL 200 0 0 SPDR S&P 500 ETF EXCHANGE TRADED FUND 78462f103 515272 2051 SH OTR ALL 2051 0 0 Vanguard Short-Term Corporate Bond ETF EXCHANGE TRADED FUND 92206C409 112742 1407 SH OTR ALL 1407 0 0 Citigroup Inc PREFERRED STOCK 172967358 309555 10678 SH OTR ALL 10678 0 0 Digital Realty Trust Inc PREFERRED STOCK 253868871 262087 9664 SH OTR ALL 9664 0 0 Morgan Stanley PFD Perpetual PREFERRED STOCK 61763E207 327930 11351 SH OTR ALL 11351 0 0 Nustar Logistics LP PREFERRED STOCK 67059T204 310660 12250 SH OTR ALL 12250 0 0 Wells Fargo & Co PREFERRED STOCK 949746556 312137 11442 SH OTR ALL 11442 0 0 CyrusOne Inc. REITS - usd 23283r100 445275 7556 SH OTR ALL 7556 0 0 Omega Healthcare Investors Inc REITS - usd 681936100 638295 20003 SH OTR ALL 20003 0 0 W P Carey Inc REITS - usd 92936u109 772693 11466 SH OTR ALL 11466 0 0 Safeway Casa Ley CVR WARRANTS 786cvr209 84315 83481 SH OTR ALL 83481 0 0 Safeway PDC, LLC CVR WARRANTS 786cvr308 2504 83481 SH OTR ALL 83481 0 0