0001104659-23-047812.txt : 20230420 0001104659-23-047812.hdr.sgml : 20230420 20230420163604 ACCESSION NUMBER: 0001104659-23-047812 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230420 DATE AS OF CHANGE: 20230420 EFFECTIVENESS DATE: 20230420 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Trellus Management Company, LLC CENTRAL INDEX KEY: 0001307877 IRS NUMBER: 133807183 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10974 FILM NUMBER: 23833609 BUSINESS ADDRESS: STREET 1: 1615 S. CONGRESS AVE STREET 2: SUITE 103 CITY: DELRAY BEACH STATE: FL ZIP: 33445 BUSINESS PHONE: 646-561-2622 MAIL ADDRESS: STREET 1: 1615 S. CONGRESS AVE STREET 2: SUITE 103 CITY: DELRAY BEACH STATE: FL ZIP: 33445 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001307877 XXXXXXXX 03-31-2023 03-31-2023 false Trellus Management Company, LLC

1615 S. Congress Ave Suite 103 Delray Beach FL 33445

13F HOLDINGS REPORT 028-10974 N James Scaplen 646-561-2622 /s/ James Scaplen San Francisco CA 04-20-2023 0 50 84974470 INFORMATION TABLE 2 infotable.xml ALLIANCE RESOURCE PARTNERS L UT LTD PART 01877R108 1578464 78258 SH SOLE 78258 0 0 ALTERYX INC COM CL A 02156B103 1471000 25000 SH SOLE 25000 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 6000670 40963 SH SOLE 40963 0 0 APPLIED DIGITAL CORP COM NEW 038169207 212800 95000 SH SOLE 95000 0 0 ASPEN AEROGELS INC COM 04523Y105 1354879 181863 SH SOLE 181863 0 0 AUTODESK INC COM 052769106 832640 4000 SH SOLE 4000 0 0 AVIAT NETWORKS INC COM NEW 05366Y201 506700 14704 SH SOLE 14704 0 0 BARCLAYS BANK PLC IPTH SR B S&P 06748F324 255987 5700 SH SOLE 5700 0 0 BLOCK INC CL A 852234103 686500 10000 SH SOLE 10000 0 0 CAMECO CORP COM 13321L108 523400 20000 SH SOLE 20000 0 0 CANTALOUPE INC COM 138103106 571140 100200 SH SOLE 100200 0 0 CARPARTS COM INC COM 14427M107 961200 180000 SH SOLE 180000 0 0 CENTENE CORP DEL COM 15135B101 1896300 30000 SH SOLE 30000 0 0 CLEAN ENERGY FUELS CORP COM 184499101 610400 140000 SH SOLE 140000 0 0 DANIMER SCIENTIFIC INC COM CL A 236272100 226410 65626 SH SOLE 65626 0 0 DATADOG INC CL A COM 23804L103 363300 5000 SH SOLE 5000 0 0 DERMTECH INC COM 24984K105 137455 37352 SH SOLE 37352 0 0 DIGITAL TURBINE INC COM NEW 25400W102 618000 50000 SH SOLE 50000 0 0 DIGITAL TURBINE INC COM NEW 25400W102 1236000 100000 SH Call SOLE 100000 0 0 DIREXION SHS ETF TR DAILY SM CP BEAR 25460E232 635256 20400 SH SOLE 20400 0 0 DISNEY WALT CO COM 254687106 1321716 13200 SH SOLE 13200 0 0 EBIX INC COM NEW 278715206 1450900 110000 SH SOLE 110000 0 0 EBIX INC COM NEW 278715206 1036734 78600 SH Call SOLE 78600 0 0 EQT CORP COM 26884L109 319100 10000 SH SOLE 10000 0 0 FENNEC PHARMACEUTICALS INC COM 31447P100 98684 11861 SH SOLE 11861 0 0 GENEDX HOLDINGS CORP COM CL A 81663L101 547500 1500000 SH SOLE 1500000 0 0 GENIUS SPORTS LIMITED SHARES CL A G3934V109 229463 46077 SH SOLE 46077 0 0 GLOBALSTAR INC COM 378973408 696000 600000 SH SOLE 600000 0 0 ISHARES TR 20 YR TR BD ETF 464287432 1089973 10247 SH SOLE 10247 0 0 MIRATI THERAPEUTICS INC COM 60468T105 502822 13524 SH SOLE 13524 0 0 MOSAIC CO NEW COM 61945C103 458800 10000 SH SOLE 10000 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 1024830 88500 SH SOLE 88500 0 0 PARATEK PHARMACEUTICALS INC COM 699374302 322580 127000 SH SOLE 127000 0 0 PERFORMANT FINL CORP COM 71377E105 1105000 325000 SH SOLE 325000 0 0 PLANET LABS PBC COM CL A 72703X106 314400 80000 SH SOLE 80000 0 0 PRIMERICA INC COM 74164M108 620064 3600 SH SOLE 3600 0 0 PROSHARES TR II ULTA BLMBG 2017 74347Y888 746454 28200 SH SOLE 28200 0 0 PROSHARES TR II ULTRA BLOOMBERG 74347Y870 147649 40900 SH SOLE 40900 0 0 PROSOMNUS INC *W EXP 04/20/202 50535E116 5925 37500 SH SOLE 37500 0 0 RANPAK HOLDINGS CORP COM CL A 75321W103 302238 57900 SH SOLE 57900 0 0 RIMINI STR INC DEL COM 76674Q107 1334921 324010 SH SOLE 324010 0 0 RINGCENTRAL INC CL A 76680R206 306700 10000 SH SOLE 10000 0 0 SIBANYE STILLWATER LTD SPONSORED ADR 82575P107 665600 80000 SH SOLE 80000 0 0 SNOWFLAKE INC CL A 833445109 359959 2333 SH SOLE 2333 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 20469500 50000 SH Put SOLE 50000 0 0 UBER TECHNOLOGIES INC COM 90353T100 461552 14560 SH SOLE 14560 0 0 VERTEX ENERGY INC COM 92534K107 20956231 2121076 SH SOLE 2121076 0 0 VICOR CORP COM 925815102 6099618 129945 SH SOLE 129945 0 0 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 600075 630000 SH SOLE 630000 0 0 ZSCALER INC COM 98980G102 700980 6000 SH SOLE 6000 0 0