0001104659-22-079422.txt : 20220713 0001104659-22-079422.hdr.sgml : 20220713 20220713111938 ACCESSION NUMBER: 0001104659-22-079422 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220713 DATE AS OF CHANGE: 20220713 EFFECTIVENESS DATE: 20220713 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Trellus Management Company, LLC CENTRAL INDEX KEY: 0001307877 IRS NUMBER: 133807183 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10974 FILM NUMBER: 221080466 BUSINESS ADDRESS: STREET 1: 1615 S. CONGRESS AVE STREET 2: SUITE 103 CITY: DELRAY BEACH STATE: FL ZIP: 33445 BUSINESS PHONE: 646-561-2622 MAIL ADDRESS: STREET 1: 1615 S. CONGRESS AVE STREET 2: SUITE 103 CITY: DELRAY BEACH STATE: FL ZIP: 33445 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001307877 XXXXXXXX 06-30-2022 06-30-2022 false Trellus Management Company, LLC

1615 S. Congress Ave Suite 103 Delray Beach FL 33445

13F HOLDINGS REPORT 028-10974 N James Scaplen 646-561-2622 /s/ James Scaplen San Francisco CA 07-13-2022 0 54 82161 INFORMATION TABLE 2 infotable.xml ACADIA PHARMACEUTICALS INC COM 004225108 423 30000 SH Call SOLE 30000 0 0 AEHR TEST SYS COM 00760J108 202 26999 SH SOLE 26999 0 0 ALTERYX INC COM CL A 02156B103 968 20000 SH SOLE 20000 0 0 AMAZON COM INC COM 023135106 1062 10000 SH SOLE 10000 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 6094 40963 SH SOLE 40963 0 0 ASPEN AEROGELS INC COM 04523Y105 1052 106463 SH SOLE 106463 0 0 ATARA BIOTHERAPEUTICS INC COM 046513107 857 110000 SH SOLE 110000 0 0 AUTODESK INC COM 052769106 688 4000 SH SOLE 4000 0 0 CANTALOUPE INC COM 138103106 197 35139 SH SOLE 35139 0 0 CARPARTS COM INC COM 14427M107 972 140000 SH SOLE 140000 0 0 CLEAN ENERGY FUELS CORP COM 184499101 493 110000 SH SOLE 110000 0 0 CODIAK BIOSCIENCES INC COM 192010106 226 78527 SH SOLE 78527 0 0 DANIMER SCIENTIFIC INC COM CL A 236272100 561 122926 SH SOLE 122926 0 0 DATADOG INC CL A COM 23804L103 476 5000 SH SOLE 5000 0 0 DIGITAL TURBINE INC COM NEW 25400W102 489 28000 SH SOLE 28000 0 0 DISNEY WALT CO COM 254687106 1246 13200 SH SOLE 13200 0 0 DUPONT DE NEMOURS INC COM 26614N102 306 5500 SH SOLE 5500 0 0 EBIX INC COM NEW 278715206 1859 110000 SH SOLE 110000 0 0 EBIX INC COM NEW 278715206 1754 103800 SH Call SOLE 103800 0 0 EIGER BIOPHARMACEUTICALS INC COM 28249U105 1890 300000 SH SOLE 300000 0 0 FEDEX CORP COM 31428X106 9068 40000 SH Call SOLE 40000 0 0 GENIUS SPORTS LIMITED SHARES CL A G3934V109 225 100000 SH SOLE 100000 0 0 GREAT ELM GROUP INC COM NEW 39037G109 819 381019 SH SOLE 381019 0 0 IMMUTEP LTD SPONSORED ADS 45257L108 205 100950 SH SOLE 100950 0 0 IMPINJ INC COM 453204109 1594 27168 SH SOLE 27168 0 0 ISHARES TR 20 YR TR BD ETF 464287432 5749 50047 SH SOLE 50047 0 0 LAKESHORE ACQUISITION I CORP *W EXP 07/15/202 G53521111 9 37500 SH SOLE 37500 0 0 LIMELIGHT NETWORKS INC COM 53261M104 358 155151 SH SOLE 155151 0 0 LIVEPERSON INC COM 538146101 606 42860 SH SOLE 42860 0 0 MARATHON DIGITAL HOLDINGS IN COM 565788106 214 40000 SH SOLE 40000 0 0 NETFLIX INC COM 64110L106 350 2000 SH SOLE 2000 0 0 OKTA INC CL A 679295105 452 5000 SH SOLE 5000 0 0 OPKO HEALTH INC COM 68375N103 1493 590000 SH SOLE 590000 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 354 80000 SH SOLE 80000 0 0 PAGSEGURO DIGITAL LTD COM CL A G68707101 205 20000 SH SOLE 20000 0 0 PARATEK PHARMACEUTICALS INC COM 699374302 569 295000 SH SOLE 295000 0 0 PERFORMANT FINL CORP COM 71377E105 447 170000 SH SOLE 170000 0 0 PLBY GROUP INC COM 72814P109 320 50000 SH SOLE 50000 0 0 PROSHARES TR II ULTRA VIX SHORT 74347Y839 234 16100 SH SOLE 16100 0 0 RIMINI STR INC DEL COM 76674Q107 1947 324010 SH SOLE 324010 0 0 RINGCENTRAL INC CL A 76680R206 261 5000 SH SOLE 5000 0 0 SEA LTD SPONSORD ADS 81141R100 267 4000 SH SOLE 4000 0 0 SEMA4 HOLDINGS CORP COM CL A 81663L101 769 610000 SH SOLE 610000 0 0 SIBANYE STILLWATER LTD SPONSORED ADR 82575P107 648 65000 SH SOLE 65000 0 0 SILVERGATE CAP CORP CL A 82837P408 535 10000 SH SOLE 10000 0 0 SNOWFLAKE INC CL A 833445109 324 2333 SH SOLE 2333 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 818 10000 SH SOLE 10000 0 0 TANDEM DIABETES CARE INC COM NEW 875372203 592 10000 SH SOLE 10000 0 0 TWILIO INC CL A 90138F102 335 4000 SH SOLE 4000 0 0 UBER TECHNOLOGIES INC COM 90353T100 298 14560 SH SOLE 14560 0 0 VELO3D INC COMMON STOCK 92259N104 166 120000 SH SOLE 120000 0 0 VERTEX ENERGY INC COM 92534K107 22366 2126076 SH SOLE 2126076 0 0 VICOR CORP COM 925815102 7112 129945 SH SOLE 129945 0 0 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 636 630000 SH SOLE 630000 0 0