0001104659-22-048402.txt : 20220421 0001104659-22-048402.hdr.sgml : 20220421 20220421161901 ACCESSION NUMBER: 0001104659-22-048402 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220421 DATE AS OF CHANGE: 20220421 EFFECTIVENESS DATE: 20220421 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Trellus Management Company, LLC CENTRAL INDEX KEY: 0001307877 IRS NUMBER: 133807183 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10974 FILM NUMBER: 22841661 BUSINESS ADDRESS: STREET 1: 1615 S. CONGRESS AVE STREET 2: SUITE 103 CITY: DELRAY BEACH STATE: FL ZIP: 33445 BUSINESS PHONE: 646-561-2622 MAIL ADDRESS: STREET 1: 1615 S. CONGRESS AVE STREET 2: SUITE 103 CITY: DELRAY BEACH STATE: FL ZIP: 33445 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001307877 XXXXXXXX 03-31-2022 03-31-2022 false Trellus Management Company, LLC

1615 S. Congress Ave Suite 103 Delray Beach FL 33445

13F HOLDINGS REPORT 028-10974 N James Scaplen 646-561-2622 /s/ James Scaplen San Francisco CA 04-21-2022 0 55 171752 INFORMATION TABLE 2 infotable.xml ALTERYX INC COM CL A 02156B103 1431 20000 SH SOLE 20000 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 6781 40963 SH SOLE 40963 0 0 ASPEN AEROGELS INC COM 04523Y105 3640 105563 SH SOLE 105563 0 0 ATARA BIOTHERAPEUTICS INC COM 046513107 883 95000 SH SOLE 95000 0 0 AUTODESK INC COM 052769106 857 4000 SH SOLE 4000 0 0 CANTALOUPE INC COM 138103106 297 43797 SH SOLE 43797 0 0 CARPARTS COM INC COM 14427M107 938 140000 SH SOLE 140000 0 0 CODIAK BIOSCIENCES INC COM 192010106 527 84033 SH SOLE 84033 0 0 COINBASE GLOBAL INC COM CL A 19260Q107 608 3200 SH SOLE 3200 0 0 CONSTELLIUM SE CL A SHS F21107101 1534 85199 SH SOLE 85199 0 0 CONSTELLIUM SE CL A SHS F21107101 900 50000 SH Call SOLE 50000 0 0 COOPER STD HLDGS INC COM 21676P103 219 25000 SH SOLE 25000 0 0 COUPA SOFTWARE INC COM 22266L106 356 3500 SH SOLE 3500 0 0 DANIMER SCIENTIFIC INC COM CL A 236272100 336 57300 SH SOLE 57300 0 0 DATADOG INC CL A COM 23804L103 757 5000 SH SOLE 5000 0 0 DIGITAL TURBINE INC COM NEW 25400W102 657 15000 SH SOLE 15000 0 0 DIREXION SHS ETF TR SP BIOTCH BL NEW 25490K323 313 20000 SH Call SOLE 20000 0 0 DISNEY WALT CO COM 254687106 1811 13200 SH SOLE 13200 0 0 EBIX INC COM NEW 278715206 3647 110000 SH SOLE 110000 0 0 EBIX INC COM NEW 278715206 1783 53800 SH Call SOLE 53800 0 0 EIGER BIOPHARMACEUTICALS INC COM 28249U105 2490 300000 SH SOLE 300000 0 0 ENOVIX CORPORATION COM 293594107 404 28294 SH SOLE 28294 0 0 FEDEX CORP COM 31428X106 9256 40000 SH Call SOLE 40000 0 0 GORES GUGGENHEIM INC CLASS A COM 38286Q107 222 19531 SH SOLE 19531 0 0 GREAT ELM GROUP INC COM NEW 39037G109 690 381019 SH SOLE 381019 0 0 GTY TECHNOLOGY HOLDINGS INC COM 362409104 174 53787 SH SOLE 53787 0 0 IMPINJ INC COM 453204109 1726 27168 SH SOLE 27168 0 0 ISHARES TR 20 YR TR BD ETF 464287432 3348 25347 SH SOLE 25347 0 0 LAKESHORE ACQUISITION I CORP *W EXP 07/15/202 G53521111 13 37500 SH SOLE 37500 0 0 LIVEPERSON INC COM 538146101 527 21598 SH SOLE 21598 0 0 MARATHON DIGITAL HOLDINGS IN COM 565788106 699 25000 SH SOLE 25000 0 0 NETFLIX INC COM 64110L106 375 1000 SH SOLE 1000 0 0 OKTA INC CL A 679295105 755 5000 SH SOLE 5000 0 0 OPKO HEALTH INC COM 68375N103 1455 422881 SH SOLE 422881 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 364 40000 SH SOLE 40000 0 0 PAGSEGURO DIGITAL LTD COM CL A G68707101 401 20000 SH SOLE 20000 0 0 PARATEK PHARMACEUTICALS INC COM 699374302 876 295000 SH SOLE 295000 0 0 PERFORMANT FINL CORP COM 71377E105 266 85482 SH SOLE 85482 0 0 PLBY GROUP INC COM 72814P109 655 50000 SH SOLE 50000 0 0 PROSHARES TR ULTRAPRO SHORT S 74347B110 1697 127100 SH SOLE 127100 0 0 PROSHARES TR II ULTRA VIX SHORT 74347Y839 945 70200 SH SOLE 70200 0 0 RIMINI STR INC DEL COM 76674Q107 1879 324010 SH SOLE 324010 0 0 ROBLOX CORP CL A 771049103 231 5000 SH SOLE 5000 0 0 ROKU INC COM CL A 77543R102 251 2000 SH SOLE 2000 0 0 SEA LTD SPONSORD ADS 81141R100 479 4000 SH SOLE 4000 0 0 SEMA4 HOLDINGS CORP COM CL A 81663L101 143 46500 SH SOLE 46500 0 0 SNOWFLAKE INC CL A 833445109 305 1333 SH SOLE 1333 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 79037 175000 SH Put SOLE 175000 0 0 SUNOPTA INC COM 8676EP108 301 60000 SH SOLE 60000 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1043 10000 SH SOLE 10000 0 0 TWILIO INC CL A 90138F102 659 4000 SH SOLE 4000 0 0 UBER TECHNOLOGIES INC COM 90353T100 520 14560 SH SOLE 14560 0 0 VERTEX ENERGY INC COM 92534K107 21133 2126076 SH SOLE 2126076 0 0 VICOR CORP COM 925815102 9168 129945 SH SOLE 129945 0 0 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 995 630000 SH SOLE 630000 0 0