0001104659-21-129905.txt : 20211026 0001104659-21-129905.hdr.sgml : 20211026 20211026141833 ACCESSION NUMBER: 0001104659-21-129905 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211026 DATE AS OF CHANGE: 20211026 EFFECTIVENESS DATE: 20211026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Trellus Management Company, LLC CENTRAL INDEX KEY: 0001307877 IRS NUMBER: 133807183 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10974 FILM NUMBER: 211347691 BUSINESS ADDRESS: STREET 1: 1615 S. CONGRESS AVE STREET 2: SUITE 103 CITY: DELRAY BEACH STATE: FL ZIP: 33445 BUSINESS PHONE: 646-561-2622 MAIL ADDRESS: STREET 1: 1615 S. CONGRESS AVE STREET 2: SUITE 103 CITY: DELRAY BEACH STATE: FL ZIP: 33445 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001307877 XXXXXXXX 09-30-2021 09-30-2021 false Trellus Management Company, LLC

1615 S. Congress Ave Suite 103 Delray Beach FL 33445

13F HOLDINGS REPORT 028-10974 N James Scaplen 646-561-2622 /s/ James Scaplen San Francisco CA 10-26-2021 0 63 137234 INFORMATION TABLE 2 infotable.xml AEROVIRONMENT INC COM 008073108 863 10000 SH SOLE 10000 0 0 ALTERYX INC COM CL A 02156B103 1462 20000 SH SOLE 20000 0 0 AMERICAN TOWER CORP NEW COM 03027X100 5043 19000 SH SOLE 19000 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 8722 51600 SH SOLE 51600 0 0 ASPEN AEROGELS INC COM 04523Y105 4857 105563 SH SOLE 105563 0 0 ATARA BIOTHERAPEUTICS INC COM 046513107 1881 105100 SH SOLE 105100 0 0 AUTODESK INC COM 052769106 1141 4000 SH SOLE 4000 0 0 BLACKROCK INC COM 09247X101 2181 2600 SH SOLE 2600 0 0 BONANZA CREEK ENERGY INC COM NEW 097793400 944 19700 SH SOLE 19700 0 0 CANTALOUPE INC COM 138103106 1074 99600 SH SOLE 99600 0 0 CARPARTS COM INC COM 14427M107 2185 140000 SH SOLE 140000 0 0 CODIAK BIOSCIENCES INC COM 192010106 1028 62970 SH SOLE 62970 0 0 COINBASE GLOBAL INC COM CL A 19260Q107 842 3700 SH SOLE 3700 0 0 COMMSCOPE HLDG CO INC COM 20337X109 1223 90000 SH SOLE 90000 0 0 CONSTELLIUM SE CL A SHS F21107101 2817 150000 SH SOLE 150000 0 0 CONSTELLIUM SE CL A SHS F21107101 6838 364100 SH Call SOLE 364100 0 0 COUPANG INC CL A 22266T109 909 32636 SH SOLE 32636 0 0 DANIMER SCIENTIFIC INC COM CL A 236272100 1503 92000 SH SOLE 92000 0 0 DATADOG INC CL A COM 23804L103 707 5000 SH SOLE 5000 0 0 DERMTECH INC COM 24984K105 739 23025 SH SOLE 23025 0 0 DESKTOP METAL INC COM CL A 25058X105 825 115000 SH SOLE 115000 0 0 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 1444 13500 SH SOLE 13500 0 0 DISNEY WALT CO COM 254687106 2233 13200 SH SOLE 13200 0 0 EBIX INC COM NEW 278715206 2962 110000 SH SOLE 110000 0 0 EIGER BIOPHARMACEUTICALS INC COM 28249U105 1630 244081 SH SOLE 244081 0 0 FEDEX CORP COM 31428X106 1096 5000 SH SOLE 5000 0 0 FEDEX CORP COM 31428X106 6579 30000 SH Call SOLE 30000 0 0 FINTECH ACQUISITION CORP V UNIT 99/99/9999 31810Q305 408 37800 SH SOLE 37800 0 0 GENIUS SPORTS LIMITED SHARES CL A G3934V109 4366 233957 SH SOLE 233957 0 0 GENTHERM INC COM 37253A103 1625 20080 SH SOLE 20080 0 0 GREAT ELM GROUP INC COM NEW 39037G109 670 299049 SH SOLE 299049 0 0 GREENIDGE GENERATION HLDGS I CLASS A COM 39531G100 439 17200 SH SOLE 17200 0 0 GTY TECHNOLOGY HOLDINGS INC COM 362409104 645 85778 SH SOLE 85778 0 0 IMPINJ INC COM 453204109 2263 39616 SH SOLE 39616 0 0 INTELLICHECK INC COM NEW 45817G201 453 55349 SH SOLE 55349 0 0 KATAPULT HOLDINGS INC COM 485859102 209 38411 SH SOLE 38411 0 0 KNOWLES CORP COM 49926D109 562 30000 SH SOLE 30000 0 0 LAKESHORE ACQUISITION I CORP *W EXP 07/15/202 G53521111 19 37500 SH SOLE 37500 0 0 LIVEPERSON INC COM 538146101 1273 21598 SH SOLE 21598 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 473 18500 SH SOLE 18500 0 0 PARATEK PHARMACEUTICALS INC COM 699374302 1434 295000 SH SOLE 295000 0 0 PDC ENERGY INC COM 69327R101 474 10000 SH SOLE 10000 0 0 PEGASYSTEMS INC COM 705573103 572 4500 SH SOLE 4500 0 0 PORCH GROUP INC COM 733245104 336 19000 SH SOLE 19000 0 0 PROSHARES TR II ULTRA SILVER NEW 74347W353 816 25500 SH SOLE 25500 0 0 RIMINI STR INC DEL COM 76674Q107 3127 324010 SH SOLE 324010 0 0 RINGCENTRAL INC CL A 76680R206 740 3400 SH SOLE 3400 0 0 SCOTTS MIRACLE-GRO CO CL A 810186106 1385 9464 SH SOLE 9464 0 0 SHAKE SHACK INC CL A 819047101 392 5000 SH SOLE 5000 0 0 SIERRA WIRELESS INC COM 826516106 486 31335 SH SOLE 31335 0 0 SNOWFLAKE INC CL A 833445109 1210 4000 SH SOLE 4000 0 0 SPDR GOLD TR GOLD SHS 78463V107 8211 50000 SH Call SOLE 50000 0 0 SQUARE INC CL A 852234103 720 3000 SH SOLE 3000 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1675 15000 SH SOLE 15000 0 0 UBER TECHNOLOGIES INC COM 90353T100 652 14560 SH SOLE 14560 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 2947 100000 SH Call SOLE 100000 0 0 VERTEX ENERGY INC COM 92534K107 11665 2226076 SH SOLE 2226076 0 0 VICOR CORP COM 925815102 17433 129945 SH SOLE 129945 0 0 VIR BIOTECHNOLOGY INC COM 92764N102 1065 24464 SH SOLE 24464 0 0 VIR BIOTECHNOLOGY INC COM 92764N102 910 20900 SH Call SOLE 20900 0 0 WABTEC COM 929740108 1293 15000 SH SOLE 15000 0 0 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 1248 379336 SH SOLE 379336 0 0 WM TECHNOLOGY INC COM 92971A109 1312 90514 SH SOLE 90514 0 0