0001178937-23-000033.txt : 20231206
0001178937-23-000033.hdr.sgml : 20231206
20231206195911
ACCESSION NUMBER: 0001178937-23-000033
CONFORMED SUBMISSION TYPE: 144
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20231206
DATE AS OF CHANGE: 20231206
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Beneficient
CENTRAL INDEX KEY: 0001775734
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 721573705
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 144
SEC ACT: 1933 Act
SEC FILE NUMBER: 001-41715
FILM NUMBER: 231470854
BUSINESS ADDRESS:
STREET 1: 325 N. SAINT PAUL STREET
STREET 2: SUITE 4850
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 2144454705
MAIL ADDRESS:
STREET 1: 325 N. SAINT PAUL STREET
STREET 2: SUITE 4850
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: Beneficient Co Group, L.P.
DATE OF NAME CHANGE: 20190503
REPORTING-OWNER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hatteras Master Fund, L.P.
CENTRAL INDEX KEY: 0001307689
IRS NUMBER: 201820123
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 144
BUSINESS ADDRESS:
STREET 1: 8510 COLONNADE CENTER DRIVE
STREET 2: SUITE 150
CITY: RALEIGH
STATE: NC
ZIP: 27615
BUSINESS PHONE: (919) 846-2324
MAIL ADDRESS:
STREET 1: 8510 COLONNADE CENTER DRIVE
STREET 2: SUITE 150
CITY: RALEIGH
STATE: NC
ZIP: 27615
144
1
primary_doc.xml
144
0001307689
XXXXXXXX
LIVE
0001775734
Beneficient
001-41715
325 N. SAINT PAUL STREET
SUITE 4850
DALLAS
TX
75201
2144454705
Hatteras Master Fund, L.P.
10% Stockholder
Common
BTIG, LLC
600 Montgomery Street
6th Floor
San Francisco
CA
94111
500000
250550.00
257209584
12/05/2023
Nasdaq
Common
06/07/2023
Business combination with SPAC
Issuer
N
500000
12/07/2021
In-kind Exchange
N
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
09/08/2023
10171
31744.71
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
09/11/2023
97402
294962.48
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
09/12/2023
12215
35997.61
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
09/13/2023
80608
214651.04
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
10/16/2023
9390
9775.93
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
10/17/2023
24437
23178.49
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
10/18/2023
15655
13009.31
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
10/19/2023
201739
159938.68
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
10/20/2023
33721
23672.14
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
10/23/2023
10780
6875.48
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
10/24/2023
18638
11719.57
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
10/25/2023
7745
4774.02
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
10/26/2023
11371
7119.38
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
10/27/2023
5855
3666.40
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
10/30/2023
7413
4439.65
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
10/31/2023
5618
3364.62
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
11/01/2023
11786
6949.03
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
11/02/2023
8762
5351.83
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
11/03/2023
8788
5787.78
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
11/06/2023
7149
4808.42
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
11/07/2023
42642
32267.20
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
11/08/2023
12103
9610.99
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
11/09/2023
14965
12049.82
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
11/10/2023
44598
35330.54
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
11/13/2023
16204
12634.26
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
11/14/2023
22869
13677.95
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
11/15/2023
12260
6689.06
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
11/16/2023
10083
5310.72
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
11/17/2023
5087
2645.75
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
11/20/2023
2079
1089.60
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
11/21/2023
8830
4544.80
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
11/22/2023
46757
27193.87
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
11/24/2023
10823
6568.48
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
11/27/2023
16198
9582.74
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
11/28/2023
14303
8201.34
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
11/29/2023
8391
4968.31
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
11/30/2023
5234
2922.67
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
12/01/2023
36611
21523.61
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
12/04/2023
67264
34197.02
Hatteras Master Fund, LP
8510 Colonnade Center Drive
Suite 150
Raleigh
NC
27615
Common
12/05/2023
28639
14273.68
12/05/2023
/s/ David Perkins