0001178937-23-000022.txt : 20230908 0001178937-23-000022.hdr.sgml : 20230908 20230908180404 ACCESSION NUMBER: 0001178937-23-000022 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230908 DATE AS OF CHANGE: 20230908 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Beneficient CENTRAL INDEX KEY: 0001775734 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 721573705 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-41715 FILM NUMBER: 231246352 BUSINESS ADDRESS: STREET 1: 325 N. SAINT PAUL STREET STREET 2: SUITE 4850 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2144454705 MAIL ADDRESS: STREET 1: 325 N. SAINT PAUL STREET STREET 2: SUITE 4850 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: Beneficient Co Group, L.P. DATE OF NAME CHANGE: 20190503 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Hatteras Master Fund, L.P. CENTRAL INDEX KEY: 0001307689 IRS NUMBER: 201820123 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: 8510 COLONNADE CENTER DRIVE STREET 2: SUITE 150 CITY: RALEIGH STATE: NC ZIP: 27615 BUSINESS PHONE: (919) 846-2324 MAIL ADDRESS: STREET 1: 8510 COLONNADE CENTER DRIVE STREET 2: SUITE 150 CITY: RALEIGH STATE: NC ZIP: 27615 144 1 primary_doc.xml 144 0001307689 XXXXXXXX LIVE 0001775734 Beneficient 001-41715 325 N. SAINT PAUL STREET SUITE 4850 DALLAS TX 75201 2144454705 Hatteras Master Fund, L.P. 10% Stockholder common BTIG, LLC

600 Montgomery Street, 6th Floor San Francisco CA 94111

500000 1590000.00 239965936 09/08/2023 NASDAQ common 06/07/2023 Business combination with SPAC Issuer N 500000 12/07/2021 In-kind Exchange Y 09/08/2023 David Perkins