N-PX 1 a13-19389_3npx.htm N-PX

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-21666

 

Hatteras Master Fund, L.P.

(Exact name of registrant as specified in charter)

 

8540 Colonnade Center Drive, Suite 401

Raleigh, NC 27615

(Address of principal executive offices) (Zip code)

 

David B. Perkins

Hatteras Investment Partners, LLC

8540 Colonnade Center Drive, Suite 401

Raleigh, NC 27615

(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 919.846.2324

 

Date of fiscal year end: March 31

 

Date of reporting period: July 1, 2012 - June 30, 2013

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.

 

 

 


 

PROXY VOTING RECORD

 

FOR PERIOD JULY 1, 2012 TO JUNE 30, 2013

 

NAME OF
ISSUER

 

TICKER
SYMBOL

 

CUSIP
NUMBER

 

SHARE-
HOLDER
MEETING
DATE

 

MATTER VOTED ON

 

MATTER
PROPOSED
BY?

 

DID
REGISTRANT
VOTE?

 

WHAT
VOTE
WAS
CAST?

 

FOR OR
AGAINST
MANAGEMENT

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NGP Energy Technology Partners II, L.P.

 

N/A

 

N/A

 

May 1, 2013

 

Proposal : To amend Clause (a) of the Definition of Investment Period in the Partnership Agreement to Extend the Period of Time Therein to the Sixth Anniversary of the Commencement Date and to modify the Management Fee Related to such Extension Period

 

Board of Directors

 

Yes

 

For

 

For Mgt.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Saltus European debt Strategies Ltd.

 

N/A

 

N/A

 

July 13, 2012

 

Proposal 1 : Approval of annual accounts

 

Board of Directors

 

Yes

 

For

 

For Mgt.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Saltus European debt Strategies Ltd.

 

N/A

 

N/A

 

July 13, 2012

 

Proposal 2 : Re-elect Rupert Dorey as a director

 

Board of Directors

 

Yes

 

For

 

For Mgt.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Saltus European debt Strategies Ltd.

 

N/A

 

N/A

 

July 13, 2012

 

Proposal 3 : Re-elect Jon Macintosh as a director

 

Board of Directors

 

Yes

 

For

 

For Mgt.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Saltus European debt Strategies Ltd.

 

N/A

 

N/A

 

July 13, 2012

 

Proposal 4 : Re-appoint BDO limited as auditors

 

Board of Directors

 

Yes

 

For

 

For Mgt.

 


 

Saltus European debt Strategies Ltd.

 

N/A

 

N/A

 

July 13, 2012

 

Proposal 5 : Approve the Proposals Implementation Resolution, facilitating the Proposals

 

Board of Directors

 

Yes

 

For

 

For Mgt.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Saltus European debt Strategies Ltd.

 

N/A

 

N/A

 

July 13, 2012

 

Proposal 6 : Conditional upon resolution 5 being passed, grant repurchase authority

 

Board of Directors

 

Yes

 

For

 

For Mgt.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Saltus European debt Strategies Ltd.

 

N/A

 

N/A

 

July 13, 2012

 

Proposal 7 : Conditional upon resolution 5 not being passed, approve Managed Winding-down

 

Board of Directors

 

Yes

 

For

 

For Mgt.

 


 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant

Hatteras Master Fund, L.P.

 

 

 

 

 

 

 

By (Signature and Title)*

/s/ David B. Perkins

 

 

David B. Perkins, President

 

 

 

 

 

 

 

Date

August 30, 2013