0001078782-20-000803.txt : 20201103 0001078782-20-000803.hdr.sgml : 20201103 20201103164454 ACCESSION NUMBER: 0001078782-20-000803 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201001 FILED AS OF DATE: 20201103 DATE AS OF CHANGE: 20201103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rochford Living Trust Lloyd Timothy Rochford, Trustee CENTRAL INDEX KEY: 0001307230 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36057 FILM NUMBER: 201284066 MAIL ADDRESS: STREET 1: 5 CLANCY LANE SOUTH CITY: RANCHO MIRAGE STATE: CA ZIP: 92270 FORMER NAME: FORMER CONFORMED NAME: Rochford Lloyd Timothy DATE OF NAME CHANGE: 20041028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RING ENERGY, INC. CENTRAL INDEX KEY: 0001384195 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 980495938 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6555 SOUTH LEWIS STREET CITY: TULSA STATE: OK ZIP: 74136 BUSINESS PHONE: 918-499-3880 MAIL ADDRESS: STREET 1: 6555 SOUTH LEWIS STREET CITY: TULSA STATE: OK ZIP: 74136 FORMER COMPANY: FORMER CONFORMED NAME: Transglobal Mining Corp. DATE OF NAME CHANGE: 20070425 FORMER COMPANY: FORMER CONFORMED NAME: Blanca Corp. DATE OF NAME CHANGE: 20061220 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-10-01 0 0001384195 RING ENERGY, INC. REI 0001307230 Rochford Living Trust Lloyd Timothy Rochford, Trustee 5 CLANCY LANE SOUTH RANCHO MIRAGE CA 92270 0 0 0 1 Prior Director Common Stock 2020-10-01 4 J 0 275550 0 A 1679500 D Common Stock 2020-10-29 4 P 0 142800 0.7 A 1822300 D Restricted stock 2020-10-01 4 J 0 275550 0 D 0 D Warrants to purchase common stock 0.8 2020-10-29 4 P 0 142800 0.7 A 2020-10-29 2025-10-29 Common Stock 142800 142800 D Accelerated vesting of restricted stock. Shares are held by Rochford Family Trust Acquired pursuant to a public underwritten offering. Shares and warrants were purchased in public offering at an aggregate price of $0.70. /s/ L. Timothy Rochford 2020-11-03