Chief Compliance Officer

0001420506-14-000397.txt : 20141021 0001420506-14-000397.hdr.sgml : 20141021 20141021160921 ACCESSION NUMBER: 0001420506-14-000397 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141021 DATE AS OF CHANGE: 20141021 EFFECTIVENESS DATE: 20141021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HHG & Company, LLC CENTRAL INDEX KEY: 0001307203 IRS NUMBER: 061414579 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12169 FILM NUMBER: 141165892 BUSINESS ADDRESS: STREET 1: 23 OLD KINGS HIGHWAY SOUTH CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 203-656-5500 MAIL ADDRESS: STREET 1: PO BOX 4004 CITY: DARIEN STATE: CT ZIP: 06820 FORMER COMPANY: FORMER CONFORMED NAME: HYNES, HIMMELREICH, GLENNON & CO, LLC DATE OF NAME CHANGE: 20090209 FORMER COMPANY: FORMER CONFORMED NAME: HYNES, HIMMELREICH, GLENNON & CO DATE OF NAME CHANGE: 20041028 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001307203 XXXXXXXX 09-30-2014 09-30-2014 false HHG & Company, LLC

PO BOX 4004 DARIEN CT 06820

13F HOLDINGS REPORT 028-12169 N George J. Stapleton Chief Compliance Officer 203-656-5500 George J. Stapleton, Chief Compliance Officer DARIEN CT 10-08-2014 0 163 306034 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR HHG & COMPANY, LLC 3M CO COM 88579Y101 4605 32500 SH SOLE 32500 0 0 ABRAXAS PETE CORP COM 003830106 133 25110 SH SOLE 25110 0 0 ACTAVIS PLC SHS G0083B108 204 844 SH SOLE 844 0 0 AIR PRODS & CHEMS INC COM 009158106 438 3362 SH SOLE 3362 0 0 ALLY FINL INC COM 02005N100 182 155000 SH SOLE 155000 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 599 31222 SH SOLE 31222 0 0 ALTRIA GROUP INC COM 02209S103 1776 38654 SH SOLE 38654 0 0 AMAZON COM INC COM 023135106 1118 3467 SH SOLE 3467 0 0 AMERIGAS PARTNERS L P UNIT L P INT 030975106 843 18487 SH SOLE 18487 0 0 AMPHENOL CORP NEW CL A 032095101 1271 12731 SH SOLE 12731 0 0 APPLE INC COM 037833100 3187 31634 SH SOLE 31634 0 0 ARCH COAL INC COM 039380100 23 10960 SH SOLE 10960 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 824 11529 SH SOLE 11529 0 0 AT&T INC COM 00206R102 4534 128670 SH SOLE 128670 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 4651 55986 SH SOLE 55986 0 0 BAIDU INC SPON ADR REP A 056752108 590 2704 SH SOLE 2704 0 0 BARCLAYS BK PLC ADR 2 PREF 2 06739F390 286 11275 SH SOLE 11275 0 0 BECTON DICKINSON & CO COM 075887109 2813 24716 SH SOLE 24716 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2965 21463 SH SOLE 21463 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1655 8 SH SOLE 8 0 0 BLACKROCK INC COM 09247X101 2279 6940 SH SOLE 6940 0 0 BOEING CO COM 097023105 820 6435 SH SOLE 6435 0 0 BP PLC SPONSORED ADR 055622104 660 15019 SH SOLE 15019 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 2674 52250 SH SOLE 52250 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 202 1790 SH SOLE 1790 0 0 CHEVRON CORP NEW COM 166764100 3396 28465 SH SOLE 28465 0 0 CHIPMOS TECH BERMUDA LTD CALL G2110R904 544 24050 SH SOLE 24050 0 0 CINCINNATI FINL CORP COM 172062101 235 5000 SH SOLE 5000 0 0 CISCO SYS INC COM 17275R102 1583 62886 SH SOLE 62886 0 0 CNH INDL N V SHS N20944109 181 22775 SH SOLE 22775 0 0 CNOOC LTD SPONSORED ADR 126132109 884 5125 SH SOLE 5125 0 0 COCA COLA CO COM 191216100 2416 56631 SH SOLE 56631 0 0 COCA COLA ENTERPRISES INC NE COM 19122T109 51775 1167151 SH SOLE 1167151 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1200 26800 SH SOLE 26800 0 0 COLGATE PALMOLIVE CO COM 194162103 2316 35508 SH SOLE 35508 0 0 COMCAST CORP NEW CL A 20030N101 201 3734 SH SOLE 3734 0 0 COMMERCE BANCSHARES INC COM 200525103 1643 36800 SH SOLE 36800 0 0 CONOCOPHILLIPS COM 20825C104 1603 20954 SH SOLE 20954 0 0 CONSOLIDATED EDISON INC COM 209115104 471 8309 SH SOLE 8309 0 0 CORENERGY INFRASTRUCTURE TR COM 21870U205 94 12539 SH SOLE 12539 0 0 CSX CORP COM 126408103 243 7592 SH SOLE 7592 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 1087 9419 SH SOLE 9419 0 0 DIGITAL RLTY TR INC COM 253868103 1784 28594 SH SOLE 28594 0 0 DISNEY WALT CO COM DISNEY 254687106 462 5187 SH SOLE 5187 0 0 DOMINION RES INC VA NEW COM 25746U109 323 4679 SH SOLE 4679 0 0 DOVER CORP COM 260003108 413 5144 SH SOLE 5144 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 2942 40997 SH SOLE 40997 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 637 8518 SH SOLE 8518 0 0 EATON VANCE TAX MNGED BUY WR COM 27828X100 714 45667 SH SOLE 45667 0 0 EBAY INC COM 278642103 222 3923 SH SOLE 3923 0 0 ECOLAB INC COM 278865100 2245 19552 SH SOLE 19552 0 0 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 217 5400 SH SOLE 5400 0 0 EMERSON ELEC CO COM 291011104 1627 25993 SH SOLE 25993 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 361 9300 SH SOLE 9300 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 587 14570 SH SOLE 14570 0 0 EQUIFAX INC COM 294429105 1871 25037 SH SOLE 25037 0 0 EXXON MOBIL CORP COM 30231G102 12598 133955 SH SOLE 133955 0 0 FEDEX CORP COM 31428X106 216 1335 SH SOLE 1335 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 212 14354 SH SOLE 14354 0 0 GENERAL ELECTRIC CO COM 369604103 4410 172146 SH SOLE 172146 0 0 GENERAL MLS INC COM 370334104 1774 35172 SH SOLE 35172 0 0 GENUINE PARTS CO COM 372460105 1028 11715 SH SOLE 11715 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 446 9694 SH SOLE 9694 0 0 GOOGLE INC CL A 38259P508 528 906 SH SOLE 906 0 0 HALLIBURTON CO COM 406216101 289 4476 SH SOLE 4476 0 0 HANESBRANDS INC COM 410345102 669 6231 SH SOLE 6231 0 0 HCP INC COM 40414L109 1101 27715 SH SOLE 27715 0 0 HEALTH CARE REIT INC COM 42217K106 2697 43250 SH SOLE 43250 0 0 HEALTH NET INC COM 42222G108 1057 22922 SH SOLE 22922 0 0 HEWLETT PACKARD CO COM 428236103 217 6110 SH SOLE 6110 0 0 HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 123 12138 SH SOLE 12138 0 0 HONDA MOTOR LTD AMERN SHS 438128308 240 7000 SH SOLE 7000 0 0 HONEYWELL INTL INC COM 438516106 1064 11425 SH SOLE 11425 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 862 16945 SH SOLE 16945 0 0 ING GROEP N V SPONSORED ADR 456837103 202 14211 SH SOLE 14211 0 0 INTEL CORP COM 458140100 2172 62371 SH SOLE 62371 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 8162 42995 SH SOLE 42995 0 0 ISHARES EM MK MINVOL ETF 464286533 531 8885 SH SOLE 8885 0 0 ISHARES U.S. PFD STK ETF 464288687 3168 80163 SH SOLE 80163 0 0 ISHARES INTL SEL DIV ETF 464288448 393 10978 SH SOLE 10978 0 0 ISHARES GOLD TRUST ISHARES 464285105 223 19088 SH SOLE 19088 0 0 ISHARES TR CORE S&P MCP ETF 464287507 270 1977 SH SOLE 1977 0 0 ISHARES TR SELECT DIVID ETF 464287168 2659 36000 SH SOLE 36000 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 398 10400 SH SOLE 10400 0 0 ISHARES TR CORE S&P500 ETF 464287200 1307 6595 SH SOLE 6595 0 0 ISHARES TR S&P 500 VAL ETF 464287408 965 10709 SH SOLE 10709 0 0 ISHARES TR MSCI EAFE ETF 464287465 237 3702 SH SOLE 3702 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 2307 21593 SH SOLE 21593 0 0 ISHARES TR RUS MD CP GR ETF 464287481 1015 11486 SH SOLE 11486 0 0 JOHNSON & JOHNSON COM 478160104 4609 43242 SH SOLE 43242 0 0 JPMORGAN CHASE & CO COM 46625H100 1742 28926 SH SOLE 28926 0 0 KELLOGG CO COM 487836108 219 3550 SH SOLE 3550 0 0 KIMBERLY CLARK CORP COM 494368103 2752 25585 SH SOLE 25585 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 521 5590 SH SOLE 5590 0 0 LAUDER ESTEE COS INC CL A 518439104 371 4970 SH SOLE 4970 0 0 LILLY ELI & CO COM 532457108 1395 21514 SH SOLE 21514 0 0 LINEAR TECHNOLOGY CORP COM 535678106 1767 39799 SH SOLE 39799 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 102 20145 SH SOLE 20145 0 0 MARRIOTT INTL INC NEW CL A 571903202 395 5647 SH SOLE 5647 0 0 MCDONALDS CORP COM 580135101 2061 21743 SH SOLE 21743 0 0 MEADWESTVACO CORP COM 583334107 1196 29217 SH SOLE 29217 0 0 MEDTRONIC INC COM 585055106 2187 35308 SH SOLE 35308 0 0 MERCK & CO INC NEW COM 58933Y105 1738 29315 SH SOLE 29315 0 0 METLIFE INC COM 59156R108 1117 20800 SH SOLE 20800 0 0 MICRON TECHNOLOGY INC COM 595112103 243 7095 SH SOLE 7095 0 0 MICROSOFT CORP COM 594918104 5298 554394 SH SOLE 554394 0 0 NIKE INC CL B 654106103 1253 14048 SH SOLE 14048 0 0 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 279 8957 SH SOLE 8957 0 0 NOVARTIS A G SPONSORED ADR 66987V109 2482 26366 SH SOLE 26366 0 0 OMNICOM GROUP INC COM 681919106 1689 24528 SH SOLE 24528 0 0 ORACLE CORP COM 68389X105 2461 64281 SH SOLE 64281 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 339 23403 SH SOLE 23403 0 0 PEPSICO INC COM 713448108 3811 40943 SH SOLE 40943 0 0 PFIZER INC COM 717081103 8552 289203 SH SOLE 289203 0 0 PHILIP MORRIS INTL INC COM 718172109 1191 14276 SH SOLE 14276 0 0 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 299 11719 SH SOLE 11719 0 0 PPL CORP COM 69351T106 316 9611 SH SOLE 9611 0 0 PRAXAIR INC COM 74005P104 2547 19747 SH SOLE 19747 0 0 PRICE T ROWE GROUP INC COM 74144T108 1257 16032 SH SOLE 16032 0 0 PROCTER & GAMBLE CO COM 742718109 4490 53622 SH SOLE 53622 0 0 QUALCOMM INC COM 747525103 333 4454 SH SOLE 4454 0 0 RAYTHEON CO COM NEW 755111507 1246 12258 SH SOLE 12258 0 0 REALTY INCOME CORP COM 756109104 1500 36771 SH SOLE 36771 0 0 REPUBLIC SVCS INC COM 760759100 1766 45263 SH SOLE 45263 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 317 4717 SH SOLE 4717 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 914 12007 SH SOLE 12007 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 2832 35796 SH SOLE 35796 0 0 SCHLUMBERGER LTD COM 806857108 462 4540 SH SOLE 4540 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 539 10150 SH SOLE 10150 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 864 9530 SH SOLE 9530 0 0 SOUTHERN CO COM 842587107 2190 50172 SH SOLE 50172 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1312 17501 SH SOLE 17501 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1419 7200 SH SOLE 7200 0 0 STARBUCKS CORP COM 855244109 445 5900 SH SOLE 5900 0 0 STERIS CORP COM 859152100 1943 36010 SH SOLE 36010 0 0 STONEMOR PARTNERS L P COM UNITS 86183Q100 2080 80660 SH SOLE 80660 0 0 SYSCO CORP COM 871829107 240 6311 SH SOLE 6311 0 0 TEXAS INSTRS INC COM 882508104 384 8058 SH SOLE 8058 0 0 TJX COS INC NEW COM 872540109 2377 40175 SH SOLE 40175 0 0 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 16177 336314 SH SOLE 336314 0 0 TORTOISE PWR & ENERGY INFRAS COM 89147X104 515 18329 SH SOLE 18329 0 0 TOTAL S A SPONSORED ADR 89151E109 327 5079 SH SOLE 5079 0 0 TRAVELERS COMPANIES INC COM 89417E109 1070 11395 SH SOLE 11395 0 0 UNILEVER N V N Y SHS NEW 904784709 1128 28435 SH SOLE 28435 0 0 UNITED PARCEL SERVICE INC CL B 911312106 4264 43380 SH SOLE 43380 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2343 22187 SH SOLE 22187 0 0 V F CORP COM 918204108 2251 34089 SH SOLE 34089 0 0 VALSPAR CORP COM 920355104 1950 24688 SH SOLE 24688 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 328 2800 SH SOLE 2800 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 267 4827 SH SOLE 4827 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 325 7796 SH SOLE 7796 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 1810 23523 SH SOLE 23523 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 284 7145 SH SOLE 7145 0 0 VARIAN MED SYS INC COM 92220P105 1244 15530 SH SOLE 15530 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 5708 114189 SH SOLE 114189 0 0 VISA INC COM CL A 92826C839 704 3300 SH SOLE 3300 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 879 26722 SH SOLE 26722 0 0 WARREN RES INC COM 93564A100 85 16010 SH SOLE 16010 0 0 WATERS CORP COM 941848103 1290 13010 SH SOLE 13010 0 0 WISCONSIN ENERGY CORP COM 976657106 1781 41427 SH SOLE 41427 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 1349 22788 SH SOLE 22788 0 0 WISDOMTREE TR EMERG MKTS ETF 97717W315 751 15710 SH SOLE 15710 0 0 WISDOMTREE TR SMALLCAP DIVID 97717W604 213 3280 SH SOLE 3280 0 0