0001104659-20-078325.txt : 20200629 0001104659-20-078325.hdr.sgml : 20200629 20200629215420 ACCESSION NUMBER: 0001104659-20-078325 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190819 FILED AS OF DATE: 20200629 DATE AS OF CHANGE: 20200629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosen Howard B CENTRAL INDEX KEY: 0001307068 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38150 FILM NUMBER: 201000207 MAIL ADDRESS: STREET 1: C/O ACELRX PHARMACEUTICALS, INC. STREET 2: 351 GALVESTON DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kala Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001479419 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 270604595 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 490 ARSENAL WAY STREET 2: SUITE 120 CITY: WATERTOWN STATE: MA ZIP: 02472 BUSINESS PHONE: 781-996-5252 MAIL ADDRESS: STREET 1: 490 ARSENAL WAY STREET 2: SUITE 120 CITY: WATERTOWN STATE: MA ZIP: 02472 4 1 a4.xml 4 X0306 4 2019-08-19 0 0001479419 Kala Pharmaceuticals, Inc. KALA 0001307068 Rosen Howard B C/O KALA PHARMACEUTICALS, INC. 490 ARSENAL WAY, SUITE 120 WATERTOWN MA 02472 1 0 0 0 Common Stock 2019-08-19 4 M 0 2880 0.68 A 2880 D Common Stock 2019-08-19 4 M 0 1944 0.47 A 4824 D Common Stock 8240 I See Footnote Stock Option (right to buy) 0.68 2019-08-19 4 M 0 2880 0 D 2023-05-10 Common Stock 2880 0 D Stock Option (right to buy) 0.47 2019-08-19 4 M 0 1944 0 D 2021-06-16 Common Stock 1944 0 D These shares arc owned directly by the Rosen/Doherty Rcvocablc Trust Dated 6/11/01 (the 'Trust"), and indirectly by Mr. Rosen as co-trustee of the Trust. Prior reports filed on July 19, 2017 and Junc 3, 2019 incorrectly reported that these shares were directly hcld by Mr. Rosen. The option was fully vested. The option was fully vested. /s/ Mary Reumuth, Attorney-in-Fact 2020-06-29