0001104659-20-078325.txt : 20200629
0001104659-20-078325.hdr.sgml : 20200629
20200629215420
ACCESSION NUMBER: 0001104659-20-078325
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190819
FILED AS OF DATE: 20200629
DATE AS OF CHANGE: 20200629
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rosen Howard B
CENTRAL INDEX KEY: 0001307068
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38150
FILM NUMBER: 201000207
MAIL ADDRESS:
STREET 1: C/O ACELRX PHARMACEUTICALS, INC.
STREET 2: 351 GALVESTON DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kala Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001479419
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 270604595
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 490 ARSENAL WAY
STREET 2: SUITE 120
CITY: WATERTOWN
STATE: MA
ZIP: 02472
BUSINESS PHONE: 781-996-5252
MAIL ADDRESS:
STREET 1: 490 ARSENAL WAY
STREET 2: SUITE 120
CITY: WATERTOWN
STATE: MA
ZIP: 02472
4
1
a4.xml
4
X0306
4
2019-08-19
0
0001479419
Kala Pharmaceuticals, Inc.
KALA
0001307068
Rosen Howard B
C/O KALA PHARMACEUTICALS, INC.
490 ARSENAL WAY, SUITE 120
WATERTOWN
MA
02472
1
0
0
0
Common Stock
2019-08-19
4
M
0
2880
0.68
A
2880
D
Common Stock
2019-08-19
4
M
0
1944
0.47
A
4824
D
Common Stock
8240
I
See Footnote
Stock Option (right to buy)
0.68
2019-08-19
4
M
0
2880
0
D
2023-05-10
Common Stock
2880
0
D
Stock Option (right to buy)
0.47
2019-08-19
4
M
0
1944
0
D
2021-06-16
Common Stock
1944
0
D
These shares arc owned directly by the Rosen/Doherty Rcvocablc Trust Dated 6/11/01 (the 'Trust"), and indirectly by Mr. Rosen as co-trustee of the Trust. Prior reports filed on July 19, 2017 and Junc 3, 2019 incorrectly reported that these shares were directly hcld by Mr. Rosen.
The option was fully vested.
The option was fully vested.
/s/ Mary Reumuth, Attorney-in-Fact
2020-06-29