0001209191-18-046852.txt : 20180815
0001209191-18-046852.hdr.sgml : 20180815
20180815170631
ACCESSION NUMBER: 0001209191-18-046852
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180813
FILED AS OF DATE: 20180815
DATE AS OF CHANGE: 20180815
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Losch William E
CENTRAL INDEX KEY: 0001306938
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38044
FILM NUMBER: 181021660
MAIL ADDRESS:
STREET 1: DREAMWORKS ANIMATION SKG, INC.
STREET 2: 1000 FLOWER STREET
CITY: GLENDALE
STATE: CA
ZIP: 91201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Okta, Inc.
CENTRAL INDEX KEY: 0001660134
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 264175727
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 301 BRANNAN STREET, 1ST FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 888-722-7871
MAIL ADDRESS:
STREET 1: 301 BRANNAN STREET, 1ST FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-08-13
0
0001660134
Okta, Inc.
OKTA
0001306938
Losch William E
C/O OKTA, INC.
301 BRANNAN STREET
SAN FRANCISCO
CA
94107
0
1
0
0
Chief Financial Officer
Class A Common Stock
2018-08-13
4
C
0
15000
0.00
A
15000
D
Class A Common Stock
2018-08-13
4
S
0
7457
54.7509
D
7543
D
Class A Common Stock
2018-08-13
4
S
0
7543
55.8583
D
0
D
Class A Common Stock
2500
D
Employee Stock Option (Right to Buy)
1.40
2018-08-13
4
M
0
13936
0.00
D
2023-08-29
Class B Common Stock
13936
163820
D
Employee Stock Option (Right to Buy)
7.17
2018-08-13
4
M
0
1064
0.00
D
2025-08-27
Class B Common Stock
1064
134536
D
Class B Common Stock
2018-08-13
4
M
0
15000
0.00
A
Class A Common Stock
15000
15000
D
Class B Common Stock
2018-08-13
4
C
0
15000
0.00
D
Class A Common Stock
15000
0
D
Employee Stock Option (Right to Buy)
8.97
2026-07-29
Class B Common Stock
315200
315200
D
Employee Stock Option (Right to Buy)
39.21
2028-03-21
Class A Common Stock
81500
81500
D
Restricted Stock Units
Class A Common Stock
35300
35300
D
Class B Common Stock
Class A Common Stock
402886
I
By Trust
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.42 to $55.41 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.44 to $56.20 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares subject to the option are fully vested and exercisable by the Reporting Person.
The shares subject to the option shall vest in 48 equal monthly installments commencing on August 1, 2015, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person.
20% of the shares subject to the option vested on July 29, 2017, 20% of the shares subject to the option vested on July 29, 2018, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person.
25% of the shares subject to the option shall vest on February 1, 2019, and the remaining shares subject to the option shall vest in 36 equal
monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock.
25% of the shares underlying the RSU shall vest on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
/s/ Larissa Schwartz, attorney-in-fact of the Reporting Person
2018-08-15