0000899243-17-010121.txt : 20170412 0000899243-17-010121.hdr.sgml : 20170412 20170412211653 ACCESSION NUMBER: 0000899243-17-010121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170412 FILED AS OF DATE: 20170412 DATE AS OF CHANGE: 20170412 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Okta, Inc. CENTRAL INDEX KEY: 0001660134 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 264175727 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 301 BRANNAN STREET, 1ST FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 888-722-7871 MAIL ADDRESS: STREET 1: 301 BRANNAN STREET, 1ST FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Losch William E CENTRAL INDEX KEY: 0001306938 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38044 FILM NUMBER: 17759078 MAIL ADDRESS: STREET 1: DREAMWORKS ANIMATION SKG, INC. STREET 2: 1000 FLOWER STREET CITY: GLENDALE STATE: CA ZIP: 91201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-04-12 0 0001660134 Okta, Inc. OKTA 0001306938 Losch William E C/O OKTA, INC. 301 BRANNAN STREET SAN FRANCISCO CA 94107 0 1 0 0 Chief Financial Officer Common Stock 2017-04-12 4 J 0 361422 D 0 I By Trust Class B Common Stock 2017-04-12 4 J 0 361422 A Class A Common Stock 361422 361422 I By Trust Employee Stock Option (Right to Buy) 1.40 2017-04-12 4 J 0 722842 0.00 D 2023-08-29 Common Stock 722842 0 D Employee Stock Option (Right to Buy) 1.40 2017-04-12 4 J 0 722842 0.00 A 2023-08-29 Class B Common Stock 722842 722842 D Employee Stock Option (Right to Buy) 7.17 2017-04-12 4 J 0 150000 0.00 D 2025-08-27 Common Stock 150000 0 D Employee Stock Option (Right to Buy) 7.17 2017-04-12 4 J 0 150000 0.00 A 2025-08-27 Class B Common Stock 150000 150000 D Employee Stock Option (Right to Buy) 8.97 2017-04-12 4 J 0 350000 0.00 D 2026-07-29 Common Stock 350000 0 D Employee Stock Option (Right to Buy) 8.97 2017-04-12 4 J 0 350000 0.00 A 2026-07-29 Class B Common Stock 350000 350000 D Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. 25% of the shares subject to the option vested on June 24, 2014, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person. The shares subject to the option shall vest in 48 equal monthly installments commencing on August 1, 2015, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person. 20% of the shares subject to the option shall vest on July 29, 2017, 20% of the shares subject to the option shall vest on July 29, 2018, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person. /s/ Larissa Schwartz, attorney-in-fact of the Reporting Person 2017-04-12