0001306877-13-000006.txt : 20130509 0001306877-13-000006.hdr.sgml : 20130509 20130509090226 ACCESSION NUMBER: 0001306877-13-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130509 DATE AS OF CHANGE: 20130509 EFFECTIVENESS DATE: 20130509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GEMS MANAGEMENT LTD CENTRAL INDEX KEY: 0001306877 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15152 FILM NUMBER: 13826690 BUSINESS ADDRESS: STREET 1: CENTREVILLE HOUSE, SUITE 2B STREET 2: 2ND TERRACE WEST, PO BOX CB-12809 CITY: NASSAU STATE: C5 ZIP: 00000 BUSINESS PHONE: 242-326-1904 MAIL ADDRESS: STREET 1: CENTREVILLE HOUSE, SUITE 2B STREET 2: 2ND TERRACE WEST, PO BOX CB-12809 CITY: NASSAU STATE: C5 ZIP: 00000 13F-HR 1 gemsmanagement13f1q13.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 ----------------- FORM 13F ----------------- FORM 13F COVER PAGE Report for the Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gems Management Limited. Address: Centreville House, Suite 2B, 2nd Terrace West PO BOx CB 12809 Nassau, Bahamas Form 13F File Number: 028-15152 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Cedric Lancelot Carroll Title: Managing Director Phone: (242) 326-1904 Signature, Place, and Date of Signing: Cedric Lancelot Carroll Nassau, Bahamas 9 May 2013 ------------------------ ------------------------ ------------------------ [Signature] [City, State] [Date] Report type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this report manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holding are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 43 ------------- Form 13F Information Table Value Total: $71,358 ------------- (thousands) List of Other Included Managers: N/A Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE Form 13F Information Table For the quarter ended March 31, 2013
TITLE OF VALUE SH OR PRN SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ADOBE SYS INC COM 00724F101 1,207 27,731 SH SOLE 27,731 AMERICAN CAPITAL AGENCY CORP COM 02503X105 18,029 550,000 SH SOLE 550,000 APPLE INC COM 037833100 841 1,900 SH SOLE 1,900 CITIGROUP INC COM NEW 172967424 474 10,725 SH SOLE 10,725 CREDIT SUISSE NASSAU BRH INVRS VIX STERM 22542D795 9,873 423,570 SH SOLE 423,570 DELL INC COM 24702R101 1,170 81,681 SH SOLE 81,681 HEWLETT PACKARD CO COM 428236103 1,196 50,170 SH SOLE 50,170 ISHARES INC HIGH YLD CORP 464288513 1,068 11,320 SH SOLE 11,320 ISHARES INC MSCI JAPAN 464286848 1,035 95,794 SH SOLE 95,794 ISHARES INC MSCI MEXICO CAP 464286822 1,399 18,757 SH SOLE 18,757 ISHARES INC MSCI TURKEY FD 464286715 1,409 19,799 SH SOLE 19,799 ISHARES INC NASDQ BIO INDX 464287556 457 2,860 SH SOLE 2,860 ISHARES INC RUSSELL 2000 464287655 453 4,785 SH SOLE 4,785 ISHARES TR DJ HOME CONSTN 464288752 2,017 84,440 SH SOLE 84,440 ISHARES TR PHILL INVSTMRK 46429B408 1,424 34,604 SH SOLE 34,604 ISHARES TR RUSSELL MCP VL 464287473 453 7,944 SH SOLE 7,944 ISHARES TR TRANSP AVE IDX 464287192 524 4,711 SH SOLE 4,711 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 655 14,408 SH SOLE 14,408 LEGG MASON INC COM 524901105 528 16,425 SH SOLE 16,425 MARKET VECTORS ETF TR PHARMACEUTICAL 57060U217 455 10,108 SH SOLE 10,108 MICRON TECHNOLOGY INC COM 595112103 1,185 118,776 SH SOLE 118,776 MOTOROLA SOLUTIONS INC COM NEW 620076307 1,192 18,612 SH SOLE 18,612 NETFLIX INC COM 64110L106 1,168 6,169 SH SOLE 6,169 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 1,771 16,940 SH SOLE 16,940 PLANTRONICS INC NEW COM 727493108 1,201 27,170 SH SOLE 27,170 PROSHARES TR PSHS ULT S&P 500 74347R107 1,457 19,967 SH SOLE 19,967 PROSHARES TR PSHS ULTRA DOW30 74347R305 951 10,822 SH SOLE 10,822 PROSHARES TR PSHS ULTRA O&G 74347R719 388 6,971 SH SOLE 6,971 PROSHARES TR PSHS ULTRUSS2000 74347R842 869 15,191 SH SOLE 15,191 PROSHARES TR ULT R/EST NEW 74347X625 488 6,040 SH SOLE 6,040 PROSHARES TR ULTRA FNCLS NEW 74347X633 454 5,375 SH SOLE 5,375 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 461 11,580 SH SOLE 11,580 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 456 9,907 SH SOLE 9,907 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 463 11,841 SH SOLE 11,841 SILVER BAY RLTY TR CORP COM 82735Q102 534 25,800 SH SOLE 25,800 SONY CORP ADR NEW 835699307 1,167 67,063 SH SOLE 67,063 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 1,070 26,039 SH SOLE 26,039 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 3,516 116,966 SH SOLE 116,966 SPDR SERIES TRUST S&P REGL BKG 78464A698 450 14,168 SH SOLE 14,168 SYMANTEC CORP COM 871503108 1,190 48,227 SH SOLE 48,227 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 844 38,572 SH SOLE 38,572 WISDOMTREE TRUST JAPN HEDGE EQT 97717W851 4,236 98,079 SH SOLE 98,079 YAHOO INC COM 984332106 1,180 50,149 SH SOLE 50,149