0000899243-21-021640.txt : 20210602
0000899243-21-021640.hdr.sgml : 20210602
20210602183816
ACCESSION NUMBER: 0000899243-21-021640
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210528
FILED AS OF DATE: 20210602
DATE AS OF CHANGE: 20210602
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bingle Michael J
CENTRAL INDEX KEY: 0001306831
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39606
FILM NUMBER: 21990669
MAIL ADDRESS:
STREET 1: SILVER LAKE TECHNOLOGY MANAGEMENT
STREET 2: 2725 SAND HILL ROAD, SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Silver Lake Group, L.L.C.
CENTRAL INDEX KEY: 0001418226
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39606
FILM NUMBER: 21990674
BUSINESS ADDRESS:
STREET 1: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 6502338120
MAIL ADDRESS:
STREET 1: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Silver Lake Partners IV, L.P.
CENTRAL INDEX KEY: 0001552054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39606
FILM NUMBER: 21990671
BUSINESS ADDRESS:
STREET 1: C/O SILVER LAKE
STREET 2: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-233-8020
MAIL ADDRESS:
STREET 1: C/O SILVER LAKE
STREET 2: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Silver Lake Technology Investors IV (Delaware II), L.P.
CENTRAL INDEX KEY: 0001824494
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39606
FILM NUMBER: 21990670
BUSINESS ADDRESS:
STREET 1: C/O SILVER LAKE
STREET 2: 2776 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-233-8120
MAIL ADDRESS:
STREET 1: C/O SILVER LAKE
STREET 2: 2776 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SLTA IV (GP), L.L.C.
CENTRAL INDEX KEY: 0001672568
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39606
FILM NUMBER: 21990673
BUSINESS ADDRESS:
STREET 1: C/O SILVER LAKE
STREET 2: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: (650)233-8120
MAIL ADDRESS:
STREET 1: C/O SILVER LAKE
STREET 2: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Silver Lake Technology Associates IV, L.P.
CENTRAL INDEX KEY: 0001672566
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39606
FILM NUMBER: 21990672
BUSINESS ADDRESS:
STREET 1: C/O SILVER LAKE
STREET 2: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: (650)233-8120
MAIL ADDRESS:
STREET 1: C/O SILVER LAKE
STREET 2: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SoFi Technologies, Inc.
CENTRAL INDEX KEY: 0001818874
STANDARD INDUSTRIAL CLASSIFICATION: FUNCTIONS RELATED TO DEPOSITORY BANKING, NEC [6099]
IRS NUMBER: 981547291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 234 1ST STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: (855) 456-7634
MAIL ADDRESS:
STREET 1: 234 1ST STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: Social Capital Hedosophia Holdings Corp. V
DATE OF NAME CHANGE: 20200722
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-05-28
0
0001818874
SoFi Technologies, Inc.
SOFI
0001418226
Silver Lake Group, L.L.C.
C/O SILVER LAKE
2775 SAND HILL ROAD, SUITE 100
MENLO PARK
CA
94025
1
0
0
0
0001672568
SLTA IV (GP), L.L.C.
C/O SILVER LAKE
2775 SAND HILL ROAD, SUITE 100
MENLO PARK
CA
94025
1
0
0
0
0001672566
Silver Lake Technology Associates IV, L.P.
C/O SILVER LAKE
2775 SAND HILL ROAD, SUITE 100
MENLO PARK
CA
94025
1
0
0
0
0001552054
Silver Lake Partners IV, L.P.
C/O SILVER LAKE
2775 SAND HILL ROAD, SUITE 100
MENLO PARK
CA
94025
1
0
0
0
0001824494
Silver Lake Technology Investors IV (Delaware II), L.P.
C/O SILVER LAKE
2775 SAND HILL ROAD, SUITE 100
MENLO PARK
CA
94025
1
0
0
0
0001306831
Bingle Michael J
C/O SILVER LAKE
2775 SAND HILL ROAD, SUITE 100
MENLO PARK
CA
94025
1
0
0
0
Common Stock
2021-05-28
4
A
0
37883895
A
37883895
I
Held through Silver Lake Partners IV, L.P.
Common Stock
2021-05-28
4
A
0
631648
A
631648
I
Held through Silver Lake Technology Investors IV (Delaware II), L.P.
Series 1 Redeemable Preferred Stock
2021-05-28
4
A
0
224261
A
224261
I
Held through Silver Lake Partners IV, L.P.
Series 1 Redeemable Preferred Stock
2021-05-28
4
A
0
3739
A
3739
I
Held through Silver Lake Technology Investors IV (Delaware II), L.P.
Warrants
8.86
2021-05-28
4
A
0
843994
A
2021-05-28
2024-05-29
Common Stock
843994
843994
I
Held through Silver Lake Partners IV, L.P.
Warrants
8.86
2021-05-28
4
A
0
14071
A
2021-05-28
2024-05-29
Common Stock
14071
14071
I
Held through Silver Lake Technology Investors IV (Delaware II), L.P.
Reflects securities acquired in connection with the transactions consummated on May 28, 2021 pursuant to the terms of an Agreement and Plan of Merger, dated as of January 7, 2021, as amended on March 16, 2021 (the "Merger Agreement"), by and among Social Capital Hedosophia Holdings Corp. V ("SCH"), Plutus Merger Sub Inc. ("Merger Sub"), a Delaware corporation and subsidiary of SCH, and Social Finance, Inc. ("SoFi"), pursuant to which Merger Sub merged with and into SoFi, with SoFi surviving the merger as a wholly owned subsidiary of SCH, which has changed its name to SoFi Technologies, Inc. (the "Issuer").
Pursuant to the Merger Agreement, former stockholders (other than holders of Series 1 Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock) of SoFi received their pro rata portion of approximately 657,000,000 shares of common stock ("Common Stock") of the Issuer, former holders of Series 1 Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock of SoFi received Series 1 Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock of the Issuer on a one-for-one basis, and former holders of warrants to purchase Series H preferred stock of SoFi received warrants to purchase shares of Common Stock of the Issuer.
These securities are directly owned by Silver Lake Partners IV, L.P. ("SLP IV").
These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV").
Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Michael Bingle is a director of the Issuer and Vice Chairman of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer.
The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. This filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, or are subject to Section 16 of the Exchange Act, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any.
By: /s/ Andrew J. Schader; Managing Director and General Counsel of Silver Lake Group, L.L.C.
2021-06-02
By: /s/ Andrew J. Schader; Managing Director and General Counsel of Silver Lake Group, L.L.C., managing member of SLTA IV (GP), L.L.C.
2021-06-02
By: /s/ Andrew J. Schader; Managing Director and General Counsel of Silver Lake Group, L.L.C., managing member of SLTA IV (GP), L.L.C., general partner of Silver Lake Technology Associates IV, L.P.
2021-06-02
By: /s/ Andrew J. Schader; Managing Director and General Counsel of Silver Lake Group, L.L.C., managing member of SLTA IV (GP), L.L.C., general partner of Silver Lake Technology Associates IV, L.P., general partner of Silver Lake Partners IV, L.P.
2021-06-02
By: /s/ Andrew J. Schader; Managing Director and General Counsel of Silver Lake Group, L.L.C., managing member of SLTA IV (GP), L.L.C., GP of Silver Lake Technology Associates IV, L.P., GP of Silver Lake Technology Investors IV (Delaware II), L.P.
2021-06-02
MICHAEL BINGLE: /s/ Michael Bingle
2021-06-02