0001752724-20-247756.txt : 20201125 0001752724-20-247756.hdr.sgml : 20201125 20201125114548 ACCESSION NUMBER: 0001752724-20-247756 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201125 PERIOD START: 20201231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Energy & Resources Trust CENTRAL INDEX KEY: 0001306550 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-21656 FILM NUMBER: 201348288 BUSINESS ADDRESS: STREET 1: 100 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 BUSINESS PHONE: 888-825-2257 MAIL ADDRESS: STREET 1: 100 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock Global Energy & Resources Trust DATE OF NAME CHANGE: 20041020 NPORT-P 1 primary_doc.xml NPORT-P false 0001306550 XXXXXXXX BlackRock Energy and Resources Trust 811-21656 0001306550 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Kinder Morgan Inc 100.00000000 14.00000000 USD 2020-10-16 XXXX 23250.75000000 N N N TOTAL SE 529900S21EQ1BO4ESM68 TOTAL SE 000000000 570080.00000000 NS 19578002.88000000 9.751982531059 Long EC CORP FR N 2 N N N Aker BP ASA 549300NFTY73920OYK69 Aker BP ASA 000000000 131571.00000000 NS 2056742.84000000 1.024482444378 Long EC CORP NO N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 EXXON MOBIL CORP OCT20 37 CALL 000000000 -110.00000000 NC USD -6985.00000000 -0.00347929246 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Exxon Mobil Corp Exxon Mobil Corp 100.00000000 37.00000000 USD 2020-10-30 XXXX 2619.61000000 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 BRW82YYV6 OCT20 GALP PL CALL OCT20 9.187 CALL 000000000 -96000.00000000 NC -106.59000000 -0.00005309345 N/A DE DE N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written Galp Energia SGPS SA Galp Energia SGPS SA 1.00000000 9.18700000 EUR 2020-10-20 XXXX 22068.20000000 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 BRW7VKPY0 OCT20 BP. LN CALL OCT20 2.7756 CALL 000000000 -673000.00000000 NC -1363.40000000 -0.00067912202 N/A DE GB N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written BP PLC BP PLC 1.00000000 2.77560000 GBP 2020-10-15 XXXX 105053.89000000 N N N JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 BRW8MW2X9 NOV20 STO AU CALL NOV20 5.2681 CALL 000000000 -41400.00000000 NC -2798.09000000 -0.00139375425 N/A DE AU N 2 JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 Call Written Santos Ltd Santos Ltd 1.00000000 5.26810000 AUD 2020-11-04 XXXX 1550.35000000 N N N Baker Hughes Co 3C7474T6CDKPR9K6YT90 Baker Hughes Co 05722G100 214622.00000000 NS USD 2852326.38000000 1.420769891655 Long EC CORP US N 1 N N N Galp Energia SGPS SA 2138003319Y7NM75FG53 Galp Energia SGPS SA 000000000 422898.00000000 NS 3922583.92000000 1.953874973812 Long EC CORP PT N 2 N N N Canadian Natural Resources Ltd 549300T15RIMIKZC5Q38 Canadian Natural Resources Ltd 000000000 111474.00000000 NS 1786530.86000000 0.889887382523 Long EC CORP CA N 1 N N N Kinder Morgan Inc 549300WR7IX8XE0TBO16 Kinder Morgan Inc 49456B101 682614.00000000 NS USD 8416630.62000000 4.192400791832 Long EC CORP US N 1 N N N TC Energy Corp 549300UGKOFV2IWJJG27 TC Energy Corp 000000000 222866.00000000 NS 9356170.93000000 4.660394424610 Long EC CORP CA N 1 N N N Santos Ltd 5299000RK70B5O2M7077 Santos Ltd 000000000 755530.00000000 NS 2671388.87000000 1.330643260887 Long EC CORP AU N 2 N N N Suncor Energy Inc 549300W70ZOQDVLCHY06 Suncor Energy Inc 000000000 567269.00000000 NS 6927110.47000000 3.450457164002 Long EC CORP CA N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 WILLIAMS COS INC/THE NOV20 22 CALL 000000000 -117.00000000 NC USD -3744.00000000 -0.00186492068 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Williams Cos Inc/The Williams Cos Inc/The 100.00000000 22.00000000 USD 2020-11-20 XXXX 5040.01000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 CHEVRON CORP OCT20 92 CALL 000000000 -268.00000000 NC USD -536.00000000 -0.00026698650 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Chevron Corp Chevron Corp 100.00000000 92.00000000 USD 2020-10-02 XXXX 70687.24000000 N N N The Montreal Exchange / Bourse De Montreal N/A CANADIAN NATURAL RESOURCES LTD OCT20 24.5 CALL 000000000 -300.00000000 NC -1126.51000000 -0.00056112494 N/A DE CA N 1 The Montreal Exchange / Bourse De Montreal N/A Call Written Canadian Natural Resources Ltd Canadian Natural Resources Ltd 100.00000000 24.50000000 CAD 2020-10-09 XXXX 11635.52000000 N N N Chevron Corp N/A Chevron Corp 166764100 379473.00000000 NS USD 27322056.00000000 13.60936631063 Long EC CORP US N 1 N N N Lundin Energy AB 549300IULC8F8IGXKI15 Lundin Energy AB 000000000 208972.00000000 NS 4144084.69000000 2.064206535866 Long EC CORP SE N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 EOG RESOURCES INC OCT20 40.5 CALL 000000000 -192.00000000 NC USD -10464.00000000 -0.00521221422 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written EOG Resources Inc EOG Resources Inc 100.00000000 40.50000000 USD 2020-10-30 XXXX 7873.34000000 N N N BARCLAYS BANK PLC G5GSEF7VJP5I7OUK5573 BRW8GSN95 NOV20 LKOD LN CALL NOV20 66.53 CALL 000000000 -4800.00000000 NC USD -1943.52000000 -0.00096808511 N/A DE US N 2 BARCLAYS BANK PLC G5GSEF7VJP5I7OUK5573 Call Written LUKOIL PJSC LUKOIL PJSC 1.00000000 66.53000000 USD 2020-11-06 XXXX 9900.00000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 SCHLUMBERGER NV OCT20 20 CALL 000000000 -430.00000000 NC USD -1505.00000000 -0.00074965428 N/A DE CW N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Schlumberger NV Schlumberger NV 100.00000000 20.00000000 USD 2020-10-16 XXXX 25053.05000000 N N N Kosmos Energy Ltd 213800YDFJ3OT9B5P157 Kosmos Energy Ltd 500688106 1821665.00000000 NS USD 1777216.37000000 0.885247749751 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MARATHON PETROLEUM CORP OCT20 35 CALL 000000000 -40.00000000 NC USD -800.00000000 -0.00039848732 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Marathon Petroleum Corp Marathon Petroleum Corp 100.00000000 35.00000000 USD 2020-10-23 XXXX 2319.48000000 N N N NOMURA SECURITIES INTERNATIONAL INC OXTKY6Q8X53C9ILVV871 BRW8RFCK8 NOV20 KMI US CALL NOV20 12.68 CALL 000000000 -324.00000000 NC USD -13038.41000000 -0.00649455142 N/A DE US N 2 NOMURA SECURITIES INTERNATIONAL INC OXTKY6Q8X53C9ILVV871 Call Written Kinder Morgan Inc Kinder Morgan Inc 100.00000000 12.68000000 USD 2020-11-13 XXXX -479.07000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 VALERO ENERGY CORP OCT20 50 CALL 000000000 -90.00000000 NC USD -1305.00000000 -0.00065003245 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Valero Energy Corp Valero Energy Corp 100.00000000 50.00000000 USD 2020-10-16 XXXX 9586.04000000 N N N The Montreal Exchange / Bourse De Montreal N/A CANADIAN NATURAL RESOURCES LTD OCT20 29 CALL 000000000 -123.00000000 NC -277.12000000 -0.00013803600 N/A DE CA N 1 The Montreal Exchange / Bourse De Montreal N/A Call Written Canadian Natural Resources Ltd Canadian Natural Resources Ltd 100.00000000 29.00000000 CAD 2020-10-16 XXXX 4949.56000000 N N N Cairn Energy PLC 213800ZJEUQ8ZOC9AL24 Cairn Energy PLC 000000000 1179626.00000000 NS 2189163.16000000 1.090442218484 Long EC CORP GB N 2 N N N The Montreal Exchange / Bourse De Montreal N/A TC ENERGY CORP OCT20 66 CALL 000000000 -149.00000000 NC -223.80000000 -0.00011147682 N/A DE CA N 1 The Montreal Exchange / Bourse De Montreal N/A Call Written TC Energy Corp TC Energy Corp 100.00000000 66.00000000 CAD 2020-10-16 XXXX 13585.65000000 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 BRW8713T2 OCT20 883 HK CALL OCT20 8.4162 CALL 000000000 -380000.00000000 NC -928.47000000 -0.00046247940 N/A DE HK N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written CNOOC Ltd CNOOC Ltd 1.00000000 8.41620000 HKD 2020-10-21 XXXX 10421.84000000 N N N The Montreal Exchange / Bourse De Montreal N/A SUNCOR ENERGY INC OCT20 23 CALL 000000000 -1654.00000000 NC -4968.65000000 -0.00247493006 N/A DE CA N 1 The Montreal Exchange / Bourse De Montreal N/A Call Written Suncor Energy Inc Suncor Energy Inc 100.00000000 23.00000000 CAD 2020-10-16 XXXX 67877.60000000 N N N Williams Cos Inc/The D71FAKCBLFS2O0RBPG08 Williams Cos Inc/The 969457100 439351.00000000 NS USD 8633247.15000000 4.300299469213 Long EC CORP US N 1 N N N NOMURA SECURITIES INTERNATIONAL INC OXTKY6Q8X53C9ILVV871 BRW7UDFL6 OCT20 WMB US CALL OCT20 21.95 CALL 000000000 -241.00000000 NC USD -401.02000000 -0.00019975173 N/A DE US N 2 NOMURA SECURITIES INTERNATIONAL INC OXTKY6Q8X53C9ILVV871 Call Written Williams Cos Inc/The Williams Cos Inc/The 100.00000000 21.95000000 USD 2020-10-09 XXXX 10471.28000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 CONOCOPHILLIPS OCT20 39 CALL 000000000 -539.00000000 NC USD -1078.00000000 -0.00053696167 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written ConocoPhillips ConocoPhillips 100.00000000 39.00000000 USD 2020-10-09 XXXX 53944.15000000 N N N JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 BRW8G2LX1 NOV20 OSH AU CALL NOV20 2.9216 CALL 000000000 -239000.00000000 NC -6692.26000000 -0.00333347599 N/A DE AU N 2 JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 Call Written Oil Search Ltd Oil Search Ltd 1.00000000 2.92160000 AUD 2020-11-06 XXXX 14456.49000000 N N N JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 BRW8G2LV5 NOV20 883 HK CALL NOV20 8.3228 CALL 000000000 -800000.00000000 NC -6856.73000000 -0.00341540000 N/A DE HK N 2 JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 Call Written CNOOC Ltd CNOOC Ltd 1.00000000 8.32280000 HKD 2020-11-06 XXXX 15408.65000000 N N N Schlumberger NV 213800ZUA17OK3QLGM62 Schlumberger NV 000000000 329467.00000000 NS USD 5126506.52000000 2.553559846467 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 PETROLEO BRASILEIRO SA OCT20 9.5 CALL 000000000 -242.00000000 NC USD -726.00000000 -0.00036162724 N/A DE BR N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Petroleo Brasileiro SA Petroleo Brasileiro SA 100.00000000 9.50000000 USD 2020-10-02 XXXX 5024.82000000 N N N Exxon Mobil Corp J3WHBG0MTS7O8ZVMDC91 Exxon Mobil Corp 30231G102 119411.00000000 NS USD 4099379.63000000 2.041938536068 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MARATHON PETROLEUM CORP NOV20 31 CALL 000000000 -108.00000000 NC USD -17226.00000000 -0.00858042835 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Marathon Petroleum Corp Marathon Petroleum Corp 100.00000000 31.00000000 USD 2020-11-06 XXXX -2260.77000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 CHEVRON CORP OCT20 83 CALL 000000000 -127.00000000 NC USD -2794.00000000 -0.00139171698 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Chevron Corp Chevron Corp 100.00000000 83.00000000 USD 2020-10-23 XXXX 33961.45000000 N N N Pioneer Natural Resources Co FY8JBF7CCL2VE4F1B628 Pioneer Natural Resources Co 723787107 72358.00000000 NS USD 6222064.42000000 3.099267269643 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 HESS CORP OCT20 42.5 CALL 000000000 -247.00000000 NC USD -42237.00000000 -0.02103863650 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Hess Corp Hess Corp 100.00000000 42.50000000 USD 2020-10-30 XXXX -2924.35000000 N N N NOMURA SECURITIES INTERNATIONAL INC OXTKY6Q8X53C9ILVV871 BRW81RV60 OCT20 WMB US CALL OCT20 21.97 CALL 000000000 -532.00000000 NC USD -6761.72000000 -0.00336807465 N/A DE US N 2 NOMURA SECURITIES INTERNATIONAL INC OXTKY6Q8X53C9ILVV871 Call Written Williams Cos Inc/The Williams Cos Inc/The 100.00000000 21.97000000 USD 2020-10-23 XXXX 14392.40000000 N N N BlackRock Liquidity Funds 5493007YVNX55LTRQ706 BlackRock Liquidity Funds: T-Fund, Institutional Shares 09248U718 4806251.12000000 NS USD 4806251.12000000 2.394037698809 Long STIV RF US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MARATHON PETROLEUM CORP OCT20 40 CALL 000000000 -214.00000000 NC USD -1391.00000000 -0.00069286983 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Marathon Petroleum Corp Marathon Petroleum Corp 100.00000000 40.00000000 USD 2020-10-16 XXXX 21456.04000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 CHEVRON CORP OCT20 80 CALL 000000000 -281.00000000 NC USD -23323.00000000 -0.01161739989 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Chevron Corp Chevron Corp 100.00000000 80.00000000 USD 2020-10-30 XXXX 55289.01000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 CHEVRON CORP NOV20 80 CALL 000000000 -267.00000000 NC USD -38047.50000000 -0.01895180819 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Chevron Corp Chevron Corp 100.00000000 80.00000000 USD 2020-11-20 XXXX 34244.95000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 KINDER MORGAN INC OCT20 13.5 CALL 000000000 -330.00000000 NC USD -4290.00000000 -0.00213688828 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Kinder Morgan Inc Kinder Morgan Inc 100.00000000 13.50000000 USD 2020-10-30 XXXX 6757.38000000 N N N Petroleo Brasileiro SA 5493000J801JZRCMFE49 Petroleo Brasileiro SA 71654V408 481401.00000000 NS USD 3427575.12000000 1.707306557211 Long EC CORP BR N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MARATHON PETROLEUM CORP OCT20 37.5 CALL 000000000 -50.00000000 NC USD -650.00000000 -0.00032377095 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Marathon Petroleum Corp Marathon Petroleum Corp 100.00000000 37.50000000 USD 2020-10-09 XXXX 5488.07000000 N N N Marathon Petroleum Corp 3BNYRYQHD39K4LCKQF12 Marathon Petroleum Corp 56585A102 169138.00000000 NS USD 4962508.92000000 2.471871140007 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 VALERO ENERGY CORP OCT20 51.5 CALL 000000000 -42.00000000 NC USD -1302.00000000 -0.00064853812 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Valero Energy Corp Valero Energy Corp 100.00000000 51.50000000 USD 2020-10-23 XXXX 3624.49000000 N N N Hess Corp UASVRYNXNK17ULIGK870 Hess Corp 42809H107 141550.00000000 NS USD 5793641.50000000 2.885865889668 Long EC CORP US N 1 N N N BARCLAYS BANK PLC G5GSEF7VJP5I7OUK5573 BRW70UWS7 SEP20 AKERBP NO CALL SEP20 190.48 CALL 000000000 -21800.00000000 NC 0.00000000 0.000000 N/A DE BV N 2 BARCLAYS BANK PLC G5GSEF7VJP5I7OUK5573 Call Written Aker BP ASA Aker BP ASA 1.00000000 190.48000000 NOK 2020-09-29 XXXX 20379.00000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 CONOCOPHILLIPS NOV20 36 CALL 000000000 -86.00000000 NC USD -9675.00000000 -0.00481920610 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written ConocoPhillips ConocoPhillips 100.00000000 36.00000000 USD 2020-11-20 XXXX 2602.45000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 PETROLEO BRASILEIRO SA OCT20 9 CALL 000000000 -76.00000000 NC USD -152.00000000 -0.00007571259 N/A DE BR N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Petroleo Brasileiro SA Petroleo Brasileiro SA 100.00000000 9.00000000 USD 2020-10-16 XXXX 2135.23000000 N N N CNOOC Ltd 549300XIVJCBIGMRUD48 CNOOC Ltd 000000000 3159000.00000000 NS 3038573.18000000 1.513541128394 Long EC CORP HK N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 HESS CORP OCT20 49 CALL 000000000 -290.00000000 NC USD -2610.00000000 -0.00130006490 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Hess Corp Hess Corp 100.00000000 49.00000000 USD 2020-10-09 XXXX 49520.48000000 N N N 2020-10-30 BlackRock Energy and Resources Trust Ann Frechette Ann Frechette Assistant Treasurer XXXX NPORT-EX 2 NPORT_5836357846771229.htm BlackRock Energy and Resources Trust

Schedule of Investments  (unaudited)

September 30, 2020

   

BlackRock Energy and Resources Trust (BGR)

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  

Common Stocks

    
Energy Equipment & Services(a) — 4.0%            

Baker Hughes Co.

     214,622     $ 2,852,326  

Schlumberger NV

     335,317       5,217,533  
   

 

 

  
      8,069,859  
Oil, Gas & Consumable Fuels — 94.5%            

Aker BP ASA

     132,921       2,077,846  

BP PLC

     4,704,350       13,604,879  

Cairn Energy PLC(b)

    1,179,626       2,189,163  

Canadian Natural Resources Ltd.

     111,474       1,786,531  

Chevron Corp.(a)

    379,973       27,358,056  

CNOOC Ltd.

     3,159,000       3,038,573  

Concho Resources, Inc.(a)

    70,197       3,097,092  

ConocoPhillips(a)

    288,489       9,473,979  

Enbridge, Inc.

     165,100       4,823,244  

EOG Resources, Inc.(a)

    157,184       5,649,193  

Exxon Mobil Corp.(a)(c)

    120,661       4,142,292  

Galp Energia SGPS SA

     422,898       3,922,584  

Hess Corp.(a)

    141,550       5,793,642  

Kinder Morgan, Inc.(a)

    682,614       8,416,631  

Kosmos Energy Ltd.

     1,821,665       1,777,216  

Lukoil PJSC, ADR

     32,091       1,854,247  

Lundin Energy AB

     213,522       4,234,315  

Marathon Petroleum Corp.(a)

    169,138       4,962,509  

Oil Search Ltd.

     984,713       1,883,491  

Petroleo Brasileiro SA, ADR(a)

    500,251       3,561,787  

Pioneer Natural Resources Co.(a)

    72,358       6,222,064  

Royal Dutch Shell PLC, Class A, ADR(a)

    700,803       17,639,212  

Santos Ltd.

     755,530       2,671,389  

Suncor Energy, Inc.

     567,269       6,927,110  

TC Energy Corp.

     226,316       9,501,006  

Total SA

     570,080       19,578,003  
Security   Shares     Value  
Oil, Gas & Consumable Fuels (continued)            

Valero Energy Corp.(a)

    108,422     $ 4,696,841  

Williams Cos., Inc.(a)

    439,351       8,633,247  
   

 

 

  
      189,516,142  
   

 

 

  

Total Long-Term Investments — 98.5%
(Cost: $291,883,738)

       197,586,001  
   

 

 

  
Short-Term Securities            
Money Market Funds — 2.4%            

BlackRock Liquidity Funds, T-Fund, Institutional Class, 0.02%(d)(e)

    4,806,251       4,806,251  
   

 

 

  

Total Short-Term Securities — 2.4%
(Cost: $4,806,251)

       4,806,251  
   

 

 

  

Total Investments Before Options Written — 100.9%
(Cost: $296,689,989)

 

     202,392,252  
   

 

 

  

Options Written — (0.4)%
(Premiums Received: $(2,512,561))

       (836,856 ) 
   

 

 

  

Total Investments, Net of Options Written — 100.5%
(Cost: $294,177,428)

 

     201,555,396  
Liabilities in Excess of Other Assets — (0.5)%     (909,235)  
   

 

 

  

Net Assets — 100.0%

     $ 200,646,161  
   

 

 

  

 

(a) 

All or a portion of the security has been pledged and/or segregated as collateral in connection with outstanding exchange-traded options written.

(b) 

Non-income producing security.

(c) 

All or a portion of the security has been pledged as collateral in connection with outstanding OTC derivatives.

(d) 

Affiliate of the Trust.

(e) 

Annualized 7-day yield as of period end.

 

Affiliates

Investments in issuers considered to be affiliate(s) of the Trust during the period ended September 30, 2020, for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:

 

Affiliated Issuer    Value at
12/31/19		      Purchases
at Cost		      Proceeds
from Sales		      Net Realized
Gain (Loss)		      Change in
Unrealized
Appreciation
(Depreciation)		      Value at
09/30/20		      Shares
Held at
09/30/20		      Income     

Capital

Gain
Distributions

from
Underlying

Funds

  

BlackRock Liquidity Funds, T-Fund, Institutional Class

    $  12,745,390      $ —      $ (7,939,139 )(a)     $ —      $  —      $  4,806,251        4,806,251      $  41,063      $ —  
           

 

 

     

 

 

     

 

 

     

 

 

     

 

 

        

 

 

     

 

 

  

 

  (a)

Represents net amount purchased (sold).

 

For Trust compliance purposes, the Trust’s industry classifications refer to one or more of the industry sub-classifications used by one or more widely recognized market indexes or rating group indexes, and/or as defined by the investment adviser. These definitions may not apply for purposes of this report, which may combine such industry sub-classifications for reporting ease.

Derivative Financial Instruments Outstanding as of Period End

Exchange-Traded Options Written

 

Description    Number of
Contracts		        Expiration
Date		        Exercise Price       

Notional

Amount (000)

        Value  
Call                                                   

ConocoPhillips

      224          10/02/20        USD     43.00        USD     736        $ (672 ) 

Petroleo Brasileiro SA, ADR

      242          10/02/20        USD     9.50        USD     172          (726 ) 

Pioneer Natural Resources Co.

      28          10/02/20        USD     110.00        USD     241          (280 ) 

Royal Dutch Shell PLC, Class A, ADR

      507          10/02/20        USD     31.50        USD     1,276          (17,745 ) 

Williams Cos., Inc.

      485          10/02/20        USD     22.50        USD     953          (2,425 ) 

 

 

SCHEDULE OF INVESTMENTS

   1

Schedule of Investments  (unaudited) (continued)

September 30, 2020

   

BlackRock Energy and Resources Trust (BGR)

 

Exchange-Traded Options Written (continued)

 

Description    Number of
Contracts		        Expiration
Date		        Exercise Price       

Notional

Amount (000)

        Value  

Call (continued)

                           

Canadian Natural Resources Ltd.

      300          10/09/20        CAD     24.50        CAD     640        $ (1,127 ) 

Concho Resources, Inc.

      120          10/09/20        USD     53.50        USD     529          (1,800 ) 

ConocoPhillips

      539          10/09/20        USD     39.00        USD     1,770          (1,078 ) 

Enbridge, Inc.

      77          10/09/20        CAD     42.00        CAD     300          (289 ) 

EOG Resources, Inc.

      309          10/09/20        USD     47.00        USD     1,111          (2,781 ) 

Hess Corp.

      290          10/09/20        USD     49.00        USD     1,187          (2,610 ) 

Kinder Morgan, Inc.

      642          10/09/20        USD     14.25        USD     792          (164 ) 

Marathon Petroleum Corp.

      50          10/09/20        USD     37.50        USD     147          (650 ) 

Petroleo Brasileiro SA, ADR

      854          10/09/20        USD     9.23        USD     608          (30 ) 

Pioneer Natural Resources Co.

      58          10/09/20        USD     106.00        USD     499          (870 ) 

Royal Dutch Shell PLC, Class A, ADR

      641          10/09/20        USD     29.00        USD     1,613          (3,205 ) 

Schlumberger NV

      394          10/09/20        USD     21.00        USD     613          (1,576 ) 

Williams Cos., Inc.

      241          10/09/20        USD     21.95        USD     474          (401 ) 

Baker Hughes Co.

      392          10/16/20        USD     17.00        USD     521          (5,880 ) 

Canadian Natural Resources Ltd.

      123          10/16/20        CAD     29.00        CAD     262          (277 ) 

Chevron Corp.

      270          10/16/20        USD     92.50        USD     1,944          (1,620 ) 

ConocoPhillips

      254          10/16/20        USD     41.00        USD     834          (4,826 ) 

Enbridge, Inc.

      383          10/16/20        CAD     46.00        CAD     1,490          (575 ) 

Exxon Mobil Corp.

      107          10/16/20        USD     45.00        USD     367          (268 ) 

Kinder Morgan, Inc.

      641          10/16/20        USD     14.00        USD     790          (1,603 ) 

Marathon Petroleum Corp.

      214          10/16/20        USD     40.00        USD     628          (1,391 ) 

Petroleo Brasileiro SA, ADR

      76          10/16/20        USD     9.00        USD     54          (152 ) 

Pioneer Natural Resources Co.

      13          10/16/20        USD     95.00        USD     112          (1,008 ) 

Schlumberger NV

      430          10/16/20        USD     20.00        USD     669          (1,505 ) 

Suncor Energy, Inc.

      1,654          10/16/20        CAD     23.00        CAD     2,689          (4,969 ) 

TC Energy Corp.

      92          10/16/20        CAD     64.00        CAD     514          (138 ) 

TC Energy Corp.

      149          10/16/20        CAD     66.00        CAD     833          (224 ) 

TC Energy Corp.

      185          10/16/20        CAD     62.00        CAD     1,034          (695 ) 

Valero Energy Corp.

      90          10/16/20        USD     50.00        USD     390          (1,305 ) 

Williams Cos., Inc.

      241          10/16/20        USD     22.00        USD     474          (2,410 ) 

Chevron Corp.

      127          10/23/20        USD     83.00        USD     914          (2,794 ) 

Chevron Corp.

      30          10/23/20        USD     85.00        USD     216          (600 ) 

ConocoPhillips

      16          10/23/20        USD     36.50        USD     53          (552 ) 

EOG Resources, Inc.

      96          10/23/20        USD     43.50        USD     345          (1,680 ) 

Exxon Mobil Corp.

      100          10/23/20        USD     39.00        USD     343          (1,450 ) 

Kinder Morgan, Inc.

      331          10/23/20        USD     14.00        USD     408          (1,324 ) 

Marathon Petroleum Corp.

      16          10/23/20        USD     36.00        USD     47          (264 ) 

Marathon Petroleum Corp.

      40          10/23/20        USD     35.00        USD     117          (800 ) 

Pioneer Natural Resources Co.

      177          10/23/20        USD     95.00        USD     1,522          (27,435 ) 

Royal Dutch Shell PLC, Class A, ADR

      863          10/23/20        USD     28.00        USD     2,172          (19,417 ) 

Schlumberger NV

      436          10/23/20        USD     19.50        USD     678          (2,834 ) 

Valero Energy Corp.

      42          10/23/20        USD     51.50        USD     182          (1,302 ) 

Williams Cos., Inc.

      532          10/23/20        USD     21.97        USD     1,045          (6,762 ) 

Chevron Corp.

      281          10/30/20        USD     80.00        USD     2,023          (23,323 ) 

Concho Resources, Inc.

      146          10/30/20        USD     46.00        USD     644          (27,375 ) 

EOG Resources, Inc.

      192          10/30/20        USD     40.50        USD     690          (10,464 ) 

Exxon Mobil Corp.

      110          10/30/20        USD     37.00        USD     378          (6,985 ) 

Hess Corp.

      247          10/30/20        USD     42.50        USD     1,011          (42,237 ) 

Kinder Morgan, Inc.

      330          10/30/20        USD     13.50        USD     407          (4,290 ) 

Marathon Petroleum Corp.

      214          10/30/20        USD     34.50        USD     628          (13,268 ) 

Royal Dutch Shell PLC, Class A, ADR

      675          10/30/20        USD     28.00        USD     1,699          (23,625 ) 

Valero Energy Corp.

      165          10/30/20        USD     50.00        USD     715          (9,735 ) 

Williams Cos., Inc.

      93          10/30/20        USD     20.86        USD     183          (4,011 ) 

Chevron Corp.

      263          11/06/20        USD     75.50        USD     1,894          (64,829 ) 

Exxon Mobil Corp.

      136          11/06/20        USD     37.00        USD     467          (11,764 ) 

Kinder Morgan, Inc.

      324          11/06/20        USD     12.68        USD     399          (11,455 ) 

Marathon Petroleum Corp.

      108          11/06/20        USD     31.00        USD     317          (17,226 ) 

Petroleo Brasileiro SA, ADR

      329          11/06/20        USD     8.00        USD     234          (6,087 ) 

Valero Energy Corp.

      110          11/06/20        USD     47.50        USD     477          (16,280 ) 

Kinder Morgan, Inc.

      324          11/13/20        USD     12.68        USD     400          (13,038 ) 

Baker Hughes Co.

      448          11/20/20        USD     17.00        USD     595          (6,720 ) 

Chevron Corp.

      205          11/20/20        USD     92.50        USD     1,476          (4,818 ) 

 

 

2  

Schedule of Investments  (unaudited) (continued)

September 30, 2020

   

BlackRock Energy and Resources Trust (BGR)

 

Exchange-Traded Options Written (continued)

 

Description    Number of
Contracts		        Expiration
Date		        Exercise Price       

Notional

Amount (000)

        Value  

Call (continued)

                           

Chevron Corp.

      267          11/20/20        USD     80.00        USD     1,922        $ (38,047 ) 

ConocoPhillips

      86          11/20/20        USD     36.00        USD     282          (9,675 ) 

Enbridge, Inc.

      162          11/20/20        CAD     42.00        CAD     630          (3,467 ) 

Petroleo Brasileiro SA, ADR

      328          11/20/20        USD     8.00        USD     234          (8,036 ) 

Suncor Energy, Inc.

      490          11/20/20        CAD     20.00        CAD     797          (7,176 ) 

TC Energy Corp.

      434          11/20/20        CAD     60.00        CAD     2,426          (18,415 ) 

Williams Cos., Inc.

      117          11/20/20        USD     22.00        USD     230          (3,744 ) 
                          

 

 

  
                           $ (540,579 ) 
                          

 

 

  

OTC Options Written

 

Description    Counterparty      Number of
Contracts		        Expiration
Date		        Exercise Price        Notional
Amount (000)		     Value  

Call

                                                                                

Total SA

    Morgan Stanley & Co. International PLC      15,600

 

        10/07/20          EUR       33.11          EUR       457     $ (3 ) 

BP PLC

    Goldman Sachs International      673,000

 

        10/15/20          GBP       2.78          GBP       1,508       (1,363 ) 

Galp Energia SGPS SA

    Goldman Sachs International      96,000

 

        10/20/20          EUR       9.19          EUR       759       (107 ) 

Lundin Energy AB

    Credit Suisse International      22,400

 

        10/20/20          SEK       215.36          SEK       3,978       (1,092 ) 

Total SA

    Credit Suisse International      52,700

 

        10/20/20          EUR       34.32          EUR       1,544       (3,682 ) 

Aker BP ASA

    Morgan Stanley & Co. International PLC      26,500

 

        10/21/20          NOK       165.11          NOK       3,864       (1,321 ) 

CNOOC Ltd.

    Goldman Sachs International      380,000

 

        10/21/20          HKD       8.42          HKD       2,833       (928 ) 

BP PLC

    Barclays Bank PLC      373,100

 

        10/22/20          GBP       2.78          GBP       836       (669 ) 

BP PLC

    Credit Suisse International      596,500

 

        11/04/20          GBP       2.53          GBP       1,337       (20,187 ) 

Galp Energia SGPS SA

    Morgan Stanley & Co. International PLC      62,100

 

        11/04/20          EUR       8.86          EUR       491       (3,568 ) 

Santos Ltd.

    JPMorgan Chase Bank N.A.      41,400

 

        11/04/20          AUD       5.27          AUD       204       (2,798 ) 

Total SA

    Credit Suisse International      75,800

 

        11/04/20          EUR       30.94          EUR       2,220       (61,274 ) 

CNOOC Ltd.

    JPMorgan Chase Bank N.A.      800,000

 

        11/06/20          HKD       8.32          HKD       5,964       (6,857 ) 

Lukoil PJSC, ADR

    Barclays Bank PLC             4,800          11/06/20          USD       66.53          USD       277       (1,944 ) 

Lukoil PJSC, ADR

    Morgan Stanley & Co. International PLC             2,000          11/06/20          USD       59.74          USD       116       (3,800 ) 

Oil Search Ltd.

    JPMorgan Chase Bank N.A.      239,000

 

        11/06/20          AUD       2.92          AUD       638       (6,692 ) 

Total SA

    Goldman Sachs International      20,400

 

        11/06/20          EUR       32.80          EUR       598       (7,899 ) 

Aker BP ASA

    Barclays Bank PLC      21,800

 

        11/10/20          NOK       151.52          NOK       3,179       (10,009 ) 

Lukoil PJSC, ADR

    Barclays Bank PLC             5,100          11/10/20          USD       59.14          USD       295       (11,370 ) 

Total SA

    Credit Suisse International      49,400

 

        11/10/20          EUR       29.30          EUR       1,447       (76,226 ) 

BP PLC

    Morgan Stanley & Co. International PLC      139,500

 

        11/12/20          GBP       2.36          GBP       313       (13,263 ) 

Lundin Energy AB

    Credit Suisse International      35,000

 

        11/12/20          SEK       193.07          SEK       6,216       (8,803 ) 

Lundin Energy AB

    Credit Suisse International      22,000

 

        11/12/20          SEK       183.77          SEK       3,907       (13,197 ) 

Santos Ltd.

    Morgan Stanley & Co. International PLC      245,700

 

        11/18/20          AUD       5.08          AUD       1,213       (29,512 ) 

Oil Search Ltd.

    Morgan Stanley & Co. International PLC      135,200

 

        11/19/20          AUD       2.79          AUD       361       (9,713 ) 
                                 

 

 

  
                                  $ (296,277 ) 
                                 

 

 

  

Fair Value Hierarchy as of Period End

Various inputs are used in determining the fair value of financial instruments. These inputs to valuation techniques are categorized into a fair value hierarchy consisting of three broad levels for financial reporting purposes as follows:

 

  •  

Level 1 – Unadjusted price quotations in active markets/exchanges for identical assets or liabilities that the Trust has the ability to access

 

  •  

Level 2 – Other observable inputs (including, but not limited to, quoted prices for similar assets or liabilities in markets that are active, quoted prices for identical or similar assets or liabilities in markets that are not active, inputs other than quoted prices that are observable for the assets or liabilities (such as interest rates, yield curves, volatilities, prepayment speeds, loss severities, credit risks and default rates) or other market–corroborated inputs)

 

  •  

Level 3 – Unobservable inputs based on the best information available in the circumstances, to the extent observable inputs are not available (including the BlackRock Global Valuation Methodologies Committee’s (the “Global Valuation Committee’s”) assumptions used in determining the fair value of financial instruments)

The hierarchy gives the highest priority to unadjusted quoted prices in active markets for identical assets or liabilities (Level 1 measurements) and the lowest priority to unobservable inputs (Level 3 measurements). Accordingly, the degree of judgment exercised in determining fair value is greatest for instruments categorized in Level 3. The inputs used to measure fair value may fall into different levels of the fair value hierarchy. In such cases, for disclosure purposes, the fair value hierarchy classification is

 

 

SCHEDULES OF INVESTMENTS

   3

Schedule of Investments  (unaudited) (continued)

September 30, 2020

   

BlackRock Energy and Resources Trust (BGR)

 

Fair Value Hierarchy as of Period End (continued)

 

determined based on the lowest level input that is significant to the fair value measurement in its entirety. Investments classified within Level 3 have significant unobservable inputs used by the Global Valuation Committee in determining the price for Fair Valued Investments. Level 3 investments include equity or debt issued by privately held companies or funds. There may not be a secondary market, and/or there are a limited number of investors. The categorization of a value determined for financial instruments is based on the pricing transparency of the financial instruments and is not necessarily an indication of the risks associated with investing in those securities. For information about the Trust’s policy regarding valuation of financial instruments, refer to its most recent financial statements.

The following tables summarize the Trust’s investments and derivative financial instruments categorized in the disclosure hierarchy. The breakdown of the Trust’s investments into major categories is disclosed in the Schedule of Investments above.

 

        Level 1        Level 2        Level 3        Total  

Assets

 

               

Investments

                    

Long-Term Investments

                    

Common Stocks

                    

Energy Equipment & Services

      $ 8,069,859        $ —        $ —        $ 8,069,859  

Oil, Gas & Consumable Fuels

        134,461,652          55,054,490          —          189,516,142  

Short-Term Securities

                    

Money Market Funds

        4,806,251          —          —          4,806,251  
    

 

 

       

 

 

       

 

 

       

 

 

  
     $ 147,337,762        $ 55,054,490        $ —        $  202,392,252  
    

 

 

       

 

 

       

 

 

       

 

 

  

Derivative Financial Instruments(a)

 

               

Liabilities

                    

Equity Contracts

      $ (504,718 )       $ (332,138 )       $  —        $ (836,856 ) 
    

 

 

       

 

 

       

 

 

       

 

 

  
                   

 

  (a)

Derivative financial instruments are options written. Options written are shown at value.

 

 

Currency Abbreviation
AUD    Australian Dollar
CAD    Canadian Dollar
EUR    Euro
GBP    British Pound
HKD    Hong Kong Dollar
NOK    Norwegian Krone
SEK    Swedish Krona
USD    United States Dollar

 

Portfolio Abbreviation
ADR    American Depositary Receipt
OTC    Over-the-Counter
PJSC    Public Joint Stock Company

 

 

4