0001618563-18-000068.txt : 20180529 0001618563-18-000068.hdr.sgml : 20180529 20180529163617 ACCESSION NUMBER: 0001618563-18-000068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180524 FILED AS OF DATE: 20180529 DATE AS OF CHANGE: 20180529 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OSGOOD STEVEN G CENTRAL INDEX KEY: 0001306273 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37351 FILM NUMBER: 18864977 MAIL ADDRESS: STREET 1: 6745 ENGLE ROAD STREET 2: SUITE 300 CITY: MIDDLEBURG HEIGHTS STATE: OH ZIP: 44130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: National Storage Affiliates Trust CENTRAL INDEX KEY: 0001618563 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 465053858 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5200 DTC PARKWAY STREET 2: SUITE 200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 720-630-2600 MAIL ADDRESS: STREET 1: 5200 DTC PARKWAY STREET 2: SUITE 200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 4 1 wf-form4_152762611236624.xml FORM 4 X0306 4 2018-05-24 0 0001618563 National Storage Affiliates Trust NSA 0001306273 OSGOOD STEVEN G C/O NATIONAL STORAGE AFFILIATES TRUST 5200 DTC PARKWAY SUITE 200 GREENWOOD VILLAGE CO 80111-2715 1 0 0 0 Class A OP Units 2018-05-24 4 A 0 5589 27.29 A Common shares of beneficial interest, $0.01 par value 5589.0 105928 D The 5,589 Class A common units of limited partner interest ("Class A OP Units") in NSA OP, LP (the "Partnership") are issuable upon the conversion of 5,589 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2015 Equity Incentive Plan, and are scheduled to vest on May 23, 2019. Vested LTIP Units, after achieving parity with Class A OP Units, are eligible to be converted into Class A OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership's agreement of limited partnership. Upon conversion of such vested parity LTIP Units into Class A OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's Class A OP Units for cash in an amount equal to the market value of an equivalent number of the Issuer's common shares of beneficial interest ("Shares"), or at the Issuer's option, Shares on a one-for-one basis, subject to certain adjustments. N/A The price of the derivative securities was determined using the closing price of the Issuer's Shares on May 24, 2018. The Reporting Person's total direct beneficial ownership following the reported transactions above is 105,928 Class A OP Units, which includes those Class A OP Units previously reported and the Class A OP Units reported herein (together with those securities convertible into, or exchangeable for, such Class A OP Units as specified herein and therein). Following the reported transactions, the Reporting Person has total direct beneficial ownership in 5,799 vested LTIP Units and 5,589 unvested LTIP Units. The 105,928 Class A OP Units do not include non-derivative securities of the Reporting Person that were previously reported. Steven G. Osgood, by Jason Parsont, his Attorney-in-fact 2018-05-29