0001965837-24-000014.txt : 20240206 0001965837-24-000014.hdr.sgml : 20240206 20240206143235 ACCESSION NUMBER: 0001965837-24-000014 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240206 DATE AS OF CHANGE: 20240206 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Shockwave Medical, Inc. CENTRAL INDEX KEY: 0001642545 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 270494101 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-38829 FILM NUMBER: 24599626 BUSINESS ADDRESS: STREET 1: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: (510) 279-4262 MAIL ADDRESS: STREET 1: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: ShockWave Medical, Inc. DATE OF NAME CHANGE: 20150515 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: WATKINS FRANK T CENTRAL INDEX KEY: 0001305831 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 144 1 primary_doc.xml 144 0001305831 XXXXXXXX LIVE 0001642545 Shockwave Medical, Inc. 001-38829 5403 BETSY ROSS DRIVE SANTA CLARA CA 95054 (510) 279-4262 WATKINS FRANK T Officer common Merrill

8890 Lyra Dr 5th Flr Columbus OH 43240

2000 463523.00 36896750 02/06/2024 NASDAQ common 05/09/2017 stock option exercise Shockwave Medical N 2000 02/06/2024 cash N Frank Watkins

5403 Betsy Ross Dr Santa Clara CA 95054

Common 01/08/2024 2000 387975.00 Frank Watkins

5403 Betsy Ross Dr Santa Clara CA 95054

Common 11/20/2023 3000 520043.00 02/06/2024 09/05/2023 Frank Watkins