0001752724-23-235997.txt : 20231025
0001752724-23-235997.hdr.sgml : 20231025
20231025073350
ACCESSION NUMBER: 0001752724-23-235997
CONFORMED SUBMISSION TYPE: N-CEN/A
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20191130
FILED AS OF DATE: 20231025
DATE AS OF CHANGE: 20231025
EFFECTIVENESS DATE: 20231025
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pioneer Floating Rate Fund, Inc.
CENTRAL INDEX KEY: 0001305767
IRS NUMBER: 582683903
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: N-CEN/A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-21654
FILM NUMBER: 231343958
BUSINESS ADDRESS:
STREET 1: 60 STATE STREET
STREET 2: 5TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617-742-7825
MAIL ADDRESS:
STREET 1: 60 STATE STREET
STREET 2: 5TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: Pioneer Floating Rate Trust
DATE OF NAME CHANGE: 20041013
N-CEN/A
1
primary_doc.xml
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2
Floating_Rate_Trust.txt
Report of Independent Registered Public Accounting Firm
To the Shareholders and Board of Trustees of
Pioneer Floating Rate Trust
In planning and performing our audits of the financial statements of Pioneer
Floating Rate Trust (the "Trust") as of and for the year ended November 30,
2019, in accordance with the standards of the Public Company Accounting
Oversight Board (United States), we considered the Trust's internal control
over financial reporting, including controls over safeguarding securities, as
a basis for designing our auditing procedures for the purpose of expressing
our opinion on the financial statements and to comply with the requirements of
Form N-CEN, but not for the purpose of expressing an opinion on the
effectiveness of the Trust's internal control over financial reporting.
Accordingly, we express no such opinion.
The management of the Trust is responsible for establishing and maintaining
effective internal control over financial reporting. In fulfilling this
responsibility, estimates and judgments by management are required to assess
the expected benefits and related costs of controls. A company's internal
control over financial reporting is a process designed to provide reasonable
assurance regarding the reliability of financial reporting and the preparation
of financial statements for external purposes in accordance with generally
accepted accounting principles. A company's internal control over financial
reporting includes those policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail, accurately and fairly
reflect the transactions and dispositions of the assets of the company; (2)
provide reasonable assurance that transactions are recorded as necessary to
permit preparation of financial statements in accordance with U.S. generally
accepted accounting principles, and that receipts and expenditures of the
company are being made only in accordance with authorizations of management
and directors of the company; and (3) provide reasonable assurance regarding
prevention or timely detection of unauthorized acquisition, use or disposition
of a company's assets that could have a material effect on the financial
statements.
Because of its inherent limitations, internal control over financial reporting
may not prevent or detect misstatements. Also, projections of any evaluation
of effectiveness to future periods are subject to the risk that controls may
become inadequate because of changes in conditions, or that the degree of
compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists when the
design or operation of a control does not allow management or employees, in
the normal course of performing their assigned functions, to prevent or detect
misstatements on a timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over financial reporting,
such that there is a reasonable possibility that a material misstatement of
the company's annual or interim financial statements will not be prevented or
detected on a timely basis.
Our consideration of the Trust's internal control over financial reporting was
for the limited purpose described in the first paragraph and would not
necessarily disclose all deficiencies in internal control that might be
material weaknesses under standards established by the Public Company
Accounting Oversight Board (United States). However, we noted no deficiencies
in the Trust's internal control over financial reporting and its operation,
including controls over safeguarding securities that we consider to be a
material weakness as defined above as of November 30, 2019.
This report is intended solely for the information and use of management and
the Board of Trustees of Pioneer Floating Rate Trust, and the Securities and
Exchange Commission and is not intended to be and should not be used by anyone
other than these specified parties.
/s/ ERNST& YOUNG LLP
Boston, Massachusetts
January 29, 2020
OTHER REQUIRED INFO
3
explanatory_note_2023.htm
Form: N-CEN/A
Explanation:
This amendment is being filed to address incorrect or omitted responses from the original submission.