0001305631-11-000013.txt : 20111026
0001305631-11-000013.hdr.sgml : 20111026
20111026155906
ACCESSION NUMBER: 0001305631-11-000013
CONFORMED SUBMISSION TYPE: 8-K
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110926
ITEM INFORMATION: Other Events
FILED AS OF DATE: 20111026
DATE AS OF CHANGE: 20111026
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TriView Global Fund, LLC
CENTRAL INDEX KEY: 0001305631
STANDARD INDUSTRIAL CLASSIFICATION: [6221]
IRS NUMBER: 201689686
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 8-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-119655
FILM NUMBER: 111159105
BUSINESS ADDRESS:
STREET 1: 505 BROOKFIELD DRIVE
CITY: DOVER
STATE: DE
ZIP: 46737
BUSINESS PHONE: (202) 833-1306
MAIL ADDRESS:
STREET 1: 505 BROOKFIELD DRIVE
CITY: DOVER
STATE: DE
ZIP: 46737
8-K
1
triview8k102611.txt
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
________________________________________
FORM 8-K
________________________________________
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): September 26, 2011
TRIVIEW GLOBAL FUND, LLC
(Exact Name of Registrant as Specified in Charter)
________________________________________
DELAWARE 333-119655 20-1689686
(State or Other Jurisdiction (Commission File No.) (IRS Employee
of Incorporation or Identification No.)
Organization)
505 Brookfield Drive
Dover, Delaware 19901
(Address of Principal Executive Offices)
(800) 331-1532
(Registrant's Telephone Number)
None
(Former name or former address, if changed since last report.)
[ ] Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act
(17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act
(17 CFR 240.13e-4(c))
Item 1. Registrant's Business and Operations. None.
Item 2 Financial Information. None.
Item 3. Securities and Trading Markets. None.
Item 4. Matters Related to Accountants and Financial Statements. None.
Item 5. Corporate Governance and Management. None.
Item 6. Asset-Backed Securities. None.
Item 7. Regulation FD. None.
Item 8. Other Events.
As of September 25, 2011, the Fund will maintain a portion of its assets in
the Wells Fargo 100% Treasury Money Market Fund managed by Wells Fargo
Advisors Funds Management, LLC, One North Jefferson Avenue, St. Louis, MO
63103. The initial allocation is expected to be $125,000, but may be changed
at the sole discretion of the Managing Member without notice to you. This
updates the following sections of the Fund's prospectus dated July 6, 2011
(the "Prospectus"): "Use of Proceeds" on page 24; and, "Checks and Balances,
Assets:" on page SAI 4 of the Statement of Additional Information.
As of October 3, 2011, the Managing Member has allocated trading equity to the
Dynamic Day Trade Program traded by GT Capital CTA, which will continue to
trade its Dynamic Program on behalf of the Fund. The initial allocation to
each program is approximately 50%/50%, though the Managing Member may change
the allocation in one program by up to 75%, with 25% to the other, without
notice to you. This updates the following section of the Fund's Prospectus:
the "Trading Program, Introduction" section on page 30.
The existing annual management fee to the trading advisor of 1% will also be
paid on the assets allocated to trading the Dynamic Day Trade Program.
Because total Fund assets under management by the trading advisor will remain
the same, there is no expected change in the management fee paid to it. For
purposes of calculating the incentive fee, the performance of both programs
will be netted during each quarterly incentive fee period such that the
trading advisor is only paid an incentive fee when the performance considering
both programs is net positive. And, any net losses incurred over a period,
considering both programs, will carry forward for the trading advisor until
such time as net performance across both programs has recouped them. This
updates the following sections of the Fund's Prospectus: "Charges to the Fund"
table on page 3; footnote 8 to the break-even table on page 16; "Compensation
to the Commodity Trading Advisor" on page 20; "Charges to the Fund" table on
page 22; and, paragraph 6 on page 1 of Appendix F, Investment Advisory
Contract with GT Capital CTA.
The following text updates the "Trading Program" section on page 31 of the
Prospectus.
The GT Dynamic Day Trading Program
The GT Dynamic Day Trading Program trades according to the same principles as
the GT Dynamic Trading Program, but on a shorter time frame and using only
futures and not options. The market data is analyzed on an intraday basis,
and positions are rarely (if ever) held overnight. As such, the program
involves "daytrading," which involves initiating and exiting a position on the
same trading day.
For this program, the advisor intends to trade predominantly the e-mini S&P
500 contract. However, the advisor reserves the right to trade any liquid
commodity in its sole discretion. The advisor generally attempts to limit
its daily risk to between one percent (1%) and four percent (4%) of an
account's equity per day. However there is no guarantee that losses will be
limited to these amounts.
2
Item 9. Financial Statements and Exhibits. None.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this 8-K report to be signed on its behalf by the
undersigned hereunto duly authorized.
Registrant: TriView Global Fund, LLC
By TriView Capital Management, Inc.
Its Managing Member
By: /s/ Michael Pacult
Mr. Michael Pacult
Sole Director, Sole Shareholder,
Date: October 26, 2011 President, and Treasurer
3