0001305631-11-000013.txt : 20111026 0001305631-11-000013.hdr.sgml : 20111026 20111026155906 ACCESSION NUMBER: 0001305631-11-000013 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110926 ITEM INFORMATION: Other Events FILED AS OF DATE: 20111026 DATE AS OF CHANGE: 20111026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TriView Global Fund, LLC CENTRAL INDEX KEY: 0001305631 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 201689686 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 333-119655 FILM NUMBER: 111159105 BUSINESS ADDRESS: STREET 1: 505 BROOKFIELD DRIVE CITY: DOVER STATE: DE ZIP: 46737 BUSINESS PHONE: (202) 833-1306 MAIL ADDRESS: STREET 1: 505 BROOKFIELD DRIVE CITY: DOVER STATE: DE ZIP: 46737 8-K 1 triview8k102611.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ________________________________________ FORM 8-K ________________________________________ CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): September 26, 2011 TRIVIEW GLOBAL FUND, LLC (Exact Name of Registrant as Specified in Charter) ________________________________________ DELAWARE 333-119655 20-1689686 (State or Other Jurisdiction (Commission File No.) (IRS Employee of Incorporation or Identification No.) Organization) 505 Brookfield Drive Dover, Delaware 19901 (Address of Principal Executive Offices) (800) 331-1532 (Registrant's Telephone Number) None (Former name or former address, if changed since last report.) [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 1. Registrant's Business and Operations. None. Item 2 Financial Information. None. Item 3. Securities and Trading Markets. None. Item 4. Matters Related to Accountants and Financial Statements. None. Item 5. Corporate Governance and Management. None. Item 6. Asset-Backed Securities. None. Item 7. Regulation FD. None. Item 8. Other Events. As of September 25, 2011, the Fund will maintain a portion of its assets in the Wells Fargo 100% Treasury Money Market Fund managed by Wells Fargo Advisors Funds Management, LLC, One North Jefferson Avenue, St. Louis, MO 63103. The initial allocation is expected to be $125,000, but may be changed at the sole discretion of the Managing Member without notice to you. This updates the following sections of the Fund's prospectus dated July 6, 2011 (the "Prospectus"): "Use of Proceeds" on page 24; and, "Checks and Balances, Assets:" on page SAI 4 of the Statement of Additional Information. As of October 3, 2011, the Managing Member has allocated trading equity to the Dynamic Day Trade Program traded by GT Capital CTA, which will continue to trade its Dynamic Program on behalf of the Fund. The initial allocation to each program is approximately 50%/50%, though the Managing Member may change the allocation in one program by up to 75%, with 25% to the other, without notice to you. This updates the following section of the Fund's Prospectus: the "Trading Program, Introduction" section on page 30. The existing annual management fee to the trading advisor of 1% will also be paid on the assets allocated to trading the Dynamic Day Trade Program. Because total Fund assets under management by the trading advisor will remain the same, there is no expected change in the management fee paid to it. For purposes of calculating the incentive fee, the performance of both programs will be netted during each quarterly incentive fee period such that the trading advisor is only paid an incentive fee when the performance considering both programs is net positive. And, any net losses incurred over a period, considering both programs, will carry forward for the trading advisor until such time as net performance across both programs has recouped them. This updates the following sections of the Fund's Prospectus: "Charges to the Fund" table on page 3; footnote 8 to the break-even table on page 16; "Compensation to the Commodity Trading Advisor" on page 20; "Charges to the Fund" table on page 22; and, paragraph 6 on page 1 of Appendix F, Investment Advisory Contract with GT Capital CTA. The following text updates the "Trading Program" section on page 31 of the Prospectus. The GT Dynamic Day Trading Program The GT Dynamic Day Trading Program trades according to the same principles as the GT Dynamic Trading Program, but on a shorter time frame and using only futures and not options. The market data is analyzed on an intraday basis, and positions are rarely (if ever) held overnight. As such, the program involves "daytrading," which involves initiating and exiting a position on the same trading day. For this program, the advisor intends to trade predominantly the e-mini S&P 500 contract. However, the advisor reserves the right to trade any liquid commodity in its sole discretion. The advisor generally attempts to limit its daily risk to between one percent (1%) and four percent (4%) of an account's equity per day. However there is no guarantee that losses will be limited to these amounts. 2 Item 9. Financial Statements and Exhibits. None. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this 8-K report to be signed on its behalf by the undersigned hereunto duly authorized. Registrant: TriView Global Fund, LLC By TriView Capital Management, Inc. Its Managing Member By: /s/ Michael Pacult Mr. Michael Pacult Sole Director, Sole Shareholder, Date: October 26, 2011 President, and Treasurer 3