0001562834-16-000003.txt : 20160523 0001562834-16-000003.hdr.sgml : 20160523 20160523171827 ACCESSION NUMBER: 0001562834-16-000003 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130326 FILED AS OF DATE: 20160523 DATE AS OF CHANGE: 20160523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Brookfield Mortgage Opportunity Income Fund Inc. CENTRAL INDEX KEY: 0001562834 IRS NUMBER: 461864186 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 212-549-8400 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUSSELL-DOWE MICHELLE LYN CENTRAL INDEX KEY: 0001305496 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-22773 FILM NUMBER: 161670049 MAIL ADDRESS: STREET 1: BROOKFIELD INVESTMENT MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY ST., 15 FL CITY: NEW YORK STATE: X1 ZIP: 10281-1023 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2013-03-26 2013-03-27 0 0001562834 Brookfield Mortgage Opportunity Income Fund Inc. BOI 0001305496 RUSSELL-DOWE MICHELLE LYN BROOKFIELD INVESTMENT MANAGEMENT INC. BROOKFIELD PLACE, 250 VESEY ST., 15 FL NEW YORK X1 10281-1023 UNITED STATES 0 0 0 1 Portfolio Manager Common Stock 2013-03-26 4 P 0 500 20 A 13650 D Due to a clerical error, the Reporting Person is filing this amendment to the Form 4 originally filed with Securities and Exchange Commission ("SEC") on March 27, 2013 (this "Amendment") to correct (i) the number of shares purchased by the Reporting Person at a price of $20 per share on March 26, 2013 from 50 shares to 500 shares and (ii) the amount of securities beneficially owned by the Reporting Person following the reported transaction from 13,200 to 13,650. The transactions reported in the Form 4 filed by the Reporting Person with the SEC on November 25, 2013 were accurate except that they did not include the additional 450 shares referenced above. As of May 23, 2016, the day that this Amendment was filed, the Reporting Person directly beneficially owns 19,650 shares of common stock of the Issuer. /s/Waheed Olowa, on behalf of Michelle L. Russell-Dowe 2016-05-23