0001104659-18-056503.txt : 20180912 0001104659-18-056503.hdr.sgml : 20180912 20180912211903 ACCESSION NUMBER: 0001104659-18-056503 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20180910 FILED AS OF DATE: 20180912 DATE AS OF CHANGE: 20180912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Insight Venture Associates Coinvestment III, Ltd. CENTRAL INDEX KEY: 0001658494 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 181067829 BUSINESS ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 230 9200 MAIL ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Insight Venture Associates Coinvestment III, L.P. CENTRAL INDEX KEY: 0001658472 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 181067830 BUSINESS ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS, 36 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 230 9200 MAIL ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS, 36 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. CENTRAL INDEX KEY: 0001607705 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 181067831 BUSINESS ADDRESS: STREET 1: 680 FIFTH AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-230-9200 MAIL ADDRESS: STREET 1: 680 FIFTH AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Insight Venture Partners Coinvestment Fund III, L.P. CENTRAL INDEX KEY: 0001607704 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 181067832 BUSINESS ADDRESS: STREET 1: 680 FIFTH AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-230-9200 MAIL ADDRESS: STREET 1: 680 FIFTH AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Insight Holdings Group, LLC CENTRAL INDEX KEY: 0001305473 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 181067833 BUSINESS ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-230-9200 MAIL ADDRESS: STREET 1: 1114 AVENUE OF THE AMERICAS, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alteryx, Inc. CENTRAL INDEX KEY: 0001689923 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 900673106 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: (888) 836-4274 MAIL ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 4 1 a4.xml 4 X0306 4 2018-09-10 0 0001689923 Alteryx, Inc. AYX 0001305473 Insight Holdings Group, LLC C/O INSIGHT VENTURE PARTNERS, 1114 AVENUE OF THE AMERICAS, 36TH FLOOR NEW YORK NY 10036 0 0 1 0 0001607704 Insight Venture Partners Coinvestment Fund III, L.P. C/O INSIGHT VENTURE PARTNERS, 1114 AVENUE OF THE AMERICAS, 36TH FLOOR NEW YORK NY 10036 0 0 1 0 0001607705 Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. C/O INSIGHT VENTURE PARTNERS, 1114 AVENUE OF THE AMERICAS, 36TH FLOOR NEW YORK NY 10036 0 0 1 0 0001658472 Insight Venture Associates Coinvestment III, L.P. C/O INSIGHT VENTURE PARTNERS, 1114 AVENUE OF THE AMERICAS, 36TH FLOOR NEW YORK NY 10036 0 0 1 0 0001658494 Insight Venture Associates Coinvestment III, Ltd. C/O INSIGHT VENTURE PARTNERS, 1114 AVENUE OF THE AMERICAS, 36TH FLOOR NEW YORK NY 10036 0 0 1 0 Class A Common Stock 2018-09-10 4 C 0 290069 A 485865 I See Footnotes Class A Common Stock 2018-09-10 4 C 0 209931 A 351635 I See Footnotes Class A Common Stock 2018-09-10 4 J 0 290069 D 195796 I See Footnotes Class A Common Stock 2018-09-10 4 J 0 209931 D 141704 I See Footnotes Class A Common Stock 2018-09-10 4 J 0 2520 A 7561 I See Footnotes Class B Common Stock 2018-09-06 4 C 0 290069 D Class A Common Stock 290069 2137964 D Class B Common Stock 2018-09-06 4 C 0 209931 D Class A Common Stock 209931 1547310 D See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 This Form 4 is one of two Forms 4 filed relating to the same event. The Form 4 has been split into two filings because there are more than 10 reporting persons in total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 reporting person. Each Form 4 is filed by Designated Filer, Insight Holdings Group, LLC. Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filers' Names and Addresses Exhibit 99.3 - Joint Filers' Signatures /s/ INSIGHT HOLDINGS GROUP, LLC 2018-09-12 EX-99.1 2 ex-99d1.htm EX-99.1

Exhibit 99.1

 

Designated Filer:

Insight Holdings Group, LLC

Issuer & Ticker Symbol:

Alteryx, Inc. [AYX]

Date of Event Requiring Statement:

September 10, 2018

 

EXPLANATION OF RESPONSES

 

(1) Each share of Class B Common Stock of Alteryx, Inc. (the “Issuer”) is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock, par value $0.0001 per share (“Class A Common Stock”). On September 10, 2018, Insight Venture Partners Coinvestment Fund III, L.P. (“IVP Coinvestment III”) converted 290,069 shares of Class B Common Stock into 290,069 shares of Class A Common Stock and Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. (“IVP Coinvestment Delaware III”) converted 209,931 shares of Class B Common Stock into 209,931 shares of Class A Common Stock.  The shares of Class A Common Stock and Class B Common Stock have no expiration date.

 

(2) Effective September 10, 2018, the Insight Coinvestment III Funds (as defined below) distributed an aggregate of 500,000 shares of Class A Common Stock of the Issuer to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities, with no consideration being paid in connection therewith.

 

(3) Held directly by IVP Coinvestment Fund III.

 

(4) Held directly by IVP Coinvestment Fund (Delaware).  IVP Coinvestment III and IVP Coinvestment Delaware III are together referred to as the “Insight Coinvestment III Funds”.

 

(5) Held directly by IVA Coinvestment III.

 

(6) The amount listed as owned by each Insight Coinvestment III Fund may be deemed attributable to Insight Venture Associates Coinvestment III, L.P. (“IVA Coinvestment III”), Insight Venture Associates Coinvestment III, Ltd. (“IVA Coinvestment III Ltd”) and Insight Holdings Group, LLC (“Holdings”) because Holdings is the sole shareholder of IVA Coinvestment LTD, which is the general partner of IVA Coinvestment III, which in turn is the general partner of each of the Insight Coinvestment III Funds.

 

The foregoing is not an admission by Holdings, IVA Coinvestment III or IVA Coinvestment III Ltd that it is the beneficial owner of any of the shares held by either of the Insight Coinvestment III Funds.

 

Each of Jeffrey Horing, Deven Parekh, Peter Sobiloff, Michael Triplett and Jeffrey Lieberman is a member of the board of managers of Holdings and as such shares voting and dispositive power over the shares held by any of the Insight Coinvestment III Funds.  Each of Messrs. Horing, Parekh, Sobiloff, Triplett and Lieberman disclaims beneficial ownership of the shares held by any of the Insight Coinvestment III Funds except to the extent of his pecuniary interest therein.

 

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 EX-99.2 3 ex-99d2.htm EX-99.2

Exhibit 99.2

 

Designated Filer:

Insight Holdings Group, LLC

Issuer & Ticker Symbol:

Alteryx, Inc. [AYX]

Date of Event Requiring Statement:

September 10, 2018

 

JOINT FILERS’ NAMES AND ADDRESSES

 

1.              Insight Venture Partners Coinvestment Fund III, L.P.

2.              Insight Venture Partners Coinvestment Fund (Delaware) III, L.P.

3.              Insight Venture Associates Coinvestment III, L.P.

4.              Insight Venture Associates Coinvestment III, Ltd.

5.              Insight Holdings Group, LLC

 

The business address for each of the above reporting persons is:

 

c/o Insight Venture Partners

1114 Avenue of the Americas, 36th Floor

New York, NY 10036

 

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 EX-99.3 4 ex-99d3.htm EX-99.3

Exhibit 99.3

 

Designated Filer:

Insight Holdings Group, LLC

Issuer & Ticker Symbol:

Alteryx, Inc. [AYX]

Date of Event Requiring Statement:

September 10, 2018

 

JOINT FILERS’ SIGNATURES

 

INSIGHT VENTURE PARTNERS COINVESTMENT FUND III, L.P.

 

 

 

By: Insight Venture Associates Coinvestment III, L.P., its general partner

 

By: Insight Venture Associates Coinvestment III, Ltd., its general partner

 

 

 

By:

/s/ Blair Flicker

 

Name: Blair Flicker

 

Title: Authorized Signatory

 

 

 

INSIGHT VENTURE PARTNERS COINVESTMENT FUND (DELAWARE) III, L.P.

 

 

 

By: Insight Venture Associates Coinvestment III, L.P., its general partner

 

By: Insight Venture Associates Coinvestment III, Ltd., its general partner

 

 

 

By:

/s/ Blair Flicker

 

Name: Blair Flicker

 

Title: Authorized Signatory

 

 

 

INSIGHT VENTURE ASSOCIATES COINVESTMENT III, L.P.

 

 

 

By: Insight Venture Associates Coinvestment III, Ltd., its general partner

 

 

 

By:

/s/ Blair Flicker

 

Name: Blair Flicker

 

Title: Authorized Signatory

 

 

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INSIGHT VENTURE ASSOCIATES COINVESTMENT III, LTD.

 

 

 

By:

/s/ Blair Flicker

 

Name: Blair Flicker

 

Title: Authorized Signatory

 

 

 

INSIGHT HOLDINGS GROUP, LLC

 

 

 

By:

/s/ Blair Flicker

 

Name: Blair Flicker

 

Title: Authorized Signatory

 

 

2