0001209191-16-138105.txt : 20160822
0001209191-16-138105.hdr.sgml : 20160822
20160822163117
ACCESSION NUMBER: 0001209191-16-138105
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160822
FILED AS OF DATE: 20160822
DATE AS OF CHANGE: 20160822
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QLIK TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001305294
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 201643718
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 N. RADNOR CHESTER ROAD
STREET 2: SUITE E220
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: 888-828-9768
MAIL ADDRESS:
STREET 1: 150 N. RADNOR CHESTER ROAD
STREET 2: SUITE E220
CITY: RADNOR
STATE: PA
ZIP: 19087
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ott Alexander
CENTRAL INDEX KEY: 0001496305
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34803
FILM NUMBER: 161845551
MAIL ADDRESS:
STREET 1: C/O CROSS CONTINENTAL VENTURES
STREET 2: 2122 INVERNESS LANE
CITY: BERWYN
STATE: PA
ZIP: 19312
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-08-22
1
0001305294
QLIK TECHNOLOGIES INC
QLIK
0001496305
Ott Alexander
C/O QLIK TECHNOLOGIES INC.,
150 N. RADNOR CHESTER ROAD
RADNOR
PA
19087
1
0
0
0
Common Stock
2016-08-22
4
D
0
79800
D
0
D
Restricted Stock Unit
2016-08-22
4
D
0
6500
30.50
D
Common Stock
6500
0
D
Disposed of pursuant to the Agreement and Plan of Merger between Issuer, Project Alpha Holding, LLC and Project Alpha Merger Corp. (the "Merger Agreement"), whereby, immediately prior to the effective time of the merger contemplated therein (the"Effective Time"), all issued and outstanding shares of Issuer common stock were converted into the right to receive $30.50 per share in cash and, when so converted, automatically cancelled.
Each restricted stock unit ("RSU") represented a contingent right to receive one share of the Issuer's common stock.
The RSU, which provided for vesting and settlement on May 12, 2017 was cancelled pursuant to the Merger Agreement and the Reporting Person became entitled to receive an initial cash payment equal to the product of $30.50 and the sum of the number of vested but unsettled shares of common stock and 1/3 of the unvested shares of common stock subject to this RSU. The Reporting Person shall be entitled to receive a payment for the remaining 2/3 of the unvested shares of common stock subject to this RSU in equal portions promptly following the 12 and 18 month anniversaries of the Effective Time or upon the earlier date as the RSU was scheduled to vest according to the original vesting conditions, provided the Reporting Person remains continuously employed by the Issuer through such date and provided further that if the Reporting Person is terminated without cause, the vesting conditions will be deemed satisfied on the Reporting Person's last day of employment.
Not applicable.
/s/ Deborah C. Lofton, Attorney-in-Fact for Alexander Ott
2016-08-22