0001209191-15-051465.txt : 20150609
0001209191-15-051465.hdr.sgml : 20150609
20150609165435
ACCESSION NUMBER: 0001209191-15-051465
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150605
FILED AS OF DATE: 20150609
DATE AS OF CHANGE: 20150609
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QLIK TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001305294
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 201643718
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 150 N. RADNOR CHESTER ROAD
STREET 2: SUITE E220
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: 888-828-9768
MAIL ADDRESS:
STREET 1: 150 N. RADNOR CHESTER ROAD
STREET 2: SUITE E220
CITY: RADNOR
STATE: PA
ZIP: 19087
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Deighton Anthony
CENTRAL INDEX KEY: 0001496286
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34803
FILM NUMBER: 15921470
MAIL ADDRESS:
STREET 1: C/O QLIK TECHNOLOGIES INC.
STREET 2: 275 GROVE ST., SUITE 2-400
CITY: AUBURNDALE
STATE: MA
ZIP: 02466
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-06-05
0
0001305294
QLIK TECHNOLOGIES INC
QLIK
0001496286
Deighton Anthony
C/O QLIK TECHNOLOGIES INC.
150 N. RADNOR CHESTER ROAD
RADNOR
PA
19087
0
1
0
0
CTO and Senior VP of Products
Common Stock
2015-06-06
4
M
0
6625
A
11583
D
Common Stock
2015-06-07
4
M
0
2275
A
13858
D
Common Stock
2015-06-07
4
M
0
2025
A
15883
D
Common Stock
2015-06-08
4
M
0
14025
22.68
A
29908
D
Common Stock
2015-06-08
4
M
0
4425
22.26
A
34333
D
Common Stock
2015-06-08
4
S
0
4917
36.4493
D
29416
D
Common Stock
2015-06-08
4
S
0
23058
36.8071
D
6358
D
Employee Stock Option (Right to Buy)
37.32
2015-06-05
4
A
0
37300
0.00
A
2025-06-05
Common Stock
37300
37300
D
Restricted Stock Unit
2015-06-05
4
A
0
16100
0.00
A
Common Stock
16100
16100
D
Restricted Stock Unit
2015-06-06
4
M
0
6625
0.00
D
Common Stock
6625
19875
D
Restricted Stock Unit
2015-06-07
4
M
0
2275
0.00
D
Common Stock
2275
4550
D
Restricted Stock Unit
2015-06-07
4
M
0
2025
0.00
D
Common Stock
2025
2025
D
Employee Stock Option (Right to Buy)
22.68
2015-06-08
4
M
0
14025
0.00
D
2024-06-06
Common Stock
14025
42075
D
Employee Stock Option (Right to Buy)
22.26
2015-06-08
4
M
0
4425
0.00
D
2022-06-07
Common Stock
4425
17700
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the vesting of RSUs described in this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.33 to $36.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (5) to this Form 4.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2011, as amended.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.36 to $37.13, inclusive.
Exercisable with respect to one quarter (1/4) of the shares of stock which are subject to this option on June 5, 2016 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to three quarters (3/4) of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period.
The RSUs vest in four equal annual installments beginning June 5, 2016, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.
Not applicable.
The RSUs vest in four (4) equal annual installments beginning June 6, 2015, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.
The RSUs vest in four (4) equal annual installments beginning June 7, 2014, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.
The RSUs vest in four (4) equal annual installments beginning June 7, 2013, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.
Exercisable with respect to one quarter (1/4) of the shares of stock which are subject to this option on June 6, 2015 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to three quarters (3/4) of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period.
Exercisable with respect to one-quarter (1/4) of the shares of stock which are subject to this option on June 7, 2013 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to three-quarters (3/4) of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period.
/s/ Deborah C. Lofton, Attorney-in-Fact for Anthony Deighton
2015-06-09