0001209191-15-051465.txt : 20150609 0001209191-15-051465.hdr.sgml : 20150609 20150609165435 ACCESSION NUMBER: 0001209191-15-051465 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150605 FILED AS OF DATE: 20150609 DATE AS OF CHANGE: 20150609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QLIK TECHNOLOGIES INC CENTRAL INDEX KEY: 0001305294 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 201643718 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 150 N. RADNOR CHESTER ROAD STREET 2: SUITE E220 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 888-828-9768 MAIL ADDRESS: STREET 1: 150 N. RADNOR CHESTER ROAD STREET 2: SUITE E220 CITY: RADNOR STATE: PA ZIP: 19087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Deighton Anthony CENTRAL INDEX KEY: 0001496286 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34803 FILM NUMBER: 15921470 MAIL ADDRESS: STREET 1: C/O QLIK TECHNOLOGIES INC. STREET 2: 275 GROVE ST., SUITE 2-400 CITY: AUBURNDALE STATE: MA ZIP: 02466 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-06-05 0 0001305294 QLIK TECHNOLOGIES INC QLIK 0001496286 Deighton Anthony C/O QLIK TECHNOLOGIES INC. 150 N. RADNOR CHESTER ROAD RADNOR PA 19087 0 1 0 0 CTO and Senior VP of Products Common Stock 2015-06-06 4 M 0 6625 A 11583 D Common Stock 2015-06-07 4 M 0 2275 A 13858 D Common Stock 2015-06-07 4 M 0 2025 A 15883 D Common Stock 2015-06-08 4 M 0 14025 22.68 A 29908 D Common Stock 2015-06-08 4 M 0 4425 22.26 A 34333 D Common Stock 2015-06-08 4 S 0 4917 36.4493 D 29416 D Common Stock 2015-06-08 4 S 0 23058 36.8071 D 6358 D Employee Stock Option (Right to Buy) 37.32 2015-06-05 4 A 0 37300 0.00 A 2025-06-05 Common Stock 37300 37300 D Restricted Stock Unit 2015-06-05 4 A 0 16100 0.00 A Common Stock 16100 16100 D Restricted Stock Unit 2015-06-06 4 M 0 6625 0.00 D Common Stock 6625 19875 D Restricted Stock Unit 2015-06-07 4 M 0 2275 0.00 D Common Stock 2275 4550 D Restricted Stock Unit 2015-06-07 4 M 0 2025 0.00 D Common Stock 2025 2025 D Employee Stock Option (Right to Buy) 22.68 2015-06-08 4 M 0 14025 0.00 D 2024-06-06 Common Stock 14025 42075 D Employee Stock Option (Right to Buy) 22.26 2015-06-08 4 M 0 4425 0.00 D 2022-06-07 Common Stock 4425 17700 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the vesting of RSUs described in this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.33 to $36.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (5) to this Form 4. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2011, as amended. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.36 to $37.13, inclusive. Exercisable with respect to one quarter (1/4) of the shares of stock which are subject to this option on June 5, 2016 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to three quarters (3/4) of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period. The RSUs vest in four equal annual installments beginning June 5, 2016, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting. Not applicable. The RSUs vest in four (4) equal annual installments beginning June 6, 2015, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting. The RSUs vest in four (4) equal annual installments beginning June 7, 2014, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting. The RSUs vest in four (4) equal annual installments beginning June 7, 2013, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting. Exercisable with respect to one quarter (1/4) of the shares of stock which are subject to this option on June 6, 2015 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to three quarters (3/4) of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period. Exercisable with respect to one-quarter (1/4) of the shares of stock which are subject to this option on June 7, 2013 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to three-quarters (3/4) of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period. /s/ Deborah C. Lofton, Attorney-in-Fact for Anthony Deighton 2015-06-09