0001209191-15-051463.txt : 20150609 0001209191-15-051463.hdr.sgml : 20150609 20150609165228 ACCESSION NUMBER: 0001209191-15-051463 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150605 FILED AS OF DATE: 20150609 DATE AS OF CHANGE: 20150609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QLIK TECHNOLOGIES INC CENTRAL INDEX KEY: 0001305294 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 201643718 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 150 N. RADNOR CHESTER ROAD STREET 2: SUITE E220 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 888-828-9768 MAIL ADDRESS: STREET 1: 150 N. RADNOR CHESTER ROAD STREET 2: SUITE E220 CITY: RADNOR STATE: PA ZIP: 19087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bjork Lars CENTRAL INDEX KEY: 0001496309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34803 FILM NUMBER: 15921450 MAIL ADDRESS: STREET 1: C/O QLIK TECHNOLOGIES INC. STREET 2: 150 RADNOR CHESTER ROAD CITY: RADNOR STATE: PA ZIP: 19087 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-06-05 0 0001305294 QLIK TECHNOLOGIES INC QLIK 0001496309 Bjork Lars C/O QLIK TECHNOLOGIES INC., 150 N. RADNOR CHESTER ROAD RADNOR PA 19087 1 1 0 0 CEO and President Common Stock 2015-06-06 4 M 0 17650 A 857517.049 D Common Stock 2015-06-07 4 M 0 5575 A 863092.049 D Common Stock 2015-06-07 4 M 0 4950 A 868042.049 D Common Stock 2015-06-08 4 S 0 11236 36.4493 D 856806.049 D Common Stock 23714.1 I By 2012 GRAT Common Stock 18508.851 I By 2013 GRAT Employee Stock Option (Right to Buy) 37.32 2015-06-05 4 A 0 139900 0.00 A 2025-06-05 Common Stock 139900 139900 D Restricted Stock Unit 2015-06-05 4 A 0 60300 0.00 A Common Stock 60300 60300 D Restricted Stock Unit 2015-06-06 4 M 0 17650 0.00 D Common Stock 17650 52950 D Restricted Stock Unit 2015-06-07 4 M 0 5575 0.00 D Common Stock 5575 11150 D Restricted Stock Unit 2015-06-07 4 M 0 4950 0.00 D Common Stock 4950 4950 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the vesting of RSUs described in this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.33 to $36.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. The Reporting Person's spouse in the successor trustee of the trust. The Reporting Person disclaims beneficial ownership of these shares, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Exercisable with respect to one quarter (1/4) of the shares of stock which are subject to this option on June 5, 2016 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to three quarters (3/4) of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period. The RSUs vest in four (4) equal annual installments beginning June 5, 2016, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting. Not applicable. The RSUs vest in four (4) equal annual installments beginning June 6, 2015, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting. The RSUs vest in four (4) equal annual installments beginning June 7, 2014, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting. The RSUs vest in four (4) equal annual installments beginning June 7, 2013, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting. /s/ Deborah C. Lofton, Attorney-in-Fact for Lars Bjork 2015-06-09