-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UedgcR8bUvC/lWW1LZqw025yHuTOG4oE5BbMLv7LIl045uzlhKhxkFAlCWYf6Aib 6JOt8kNdtDeREBQY5Wk83A== 0001193125-07-088892.txt : 20070424 0001193125-07-088892.hdr.sgml : 20070424 20070424165600 ACCESSION NUMBER: 0001193125-07-088892 CONFORMED SUBMISSION TYPE: POS AM PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070424 DATE AS OF CHANGE: 20070424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: World Monitor Trust III CENTRAL INDEX KEY: 0001305201 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: POS AM SEC ACT: 1933 Act SEC FILE NUMBER: 333-119612 FILM NUMBER: 07785057 BUSINESS ADDRESS: STREET 1: C/O PREFERRED INVESTMENT SOLUTIONS CORP. STREET 2: 900 KING STREET, SUITE 100 CITY: RYE BROOK STATE: NY ZIP: 10573 BUSINESS PHONE: 914-307-7000 MAIL ADDRESS: STREET 1: C/O PREFERRED INVESTMENT SOLUTIONS CORP. STREET 2: 900 KING STREET, SUITE 100 CITY: RYE BROOK STATE: NY ZIP: 10573 FILER: COMPANY DATA: COMPANY CONFORMED NAME: World Monitor Trust III - Series J CENTRAL INDEX KEY: 0001345991 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 202446281 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: POS AM SEC ACT: 1933 Act SEC FILE NUMBER: 333-119612-06 FILM NUMBER: 07785058 BUSINESS ADDRESS: STREET 1: 900 KING STREET STREET 2: SUITE 100 CITY: RYE BROOK STATE: NY ZIP: 10573 BUSINESS PHONE: 914-307-7000 MAIL ADDRESS: STREET 1: 900 KING STREET STREET 2: SUITE 100 CITY: RYE BROOK STATE: NY ZIP: 10573 FILER: COMPANY DATA: COMPANY CONFORMED NAME: World Monitor Trust III - Series I CENTRAL INDEX KEY: 0001345990 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 201698147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: POS AM SEC ACT: 1933 Act SEC FILE NUMBER: 333-119612-05 FILM NUMBER: 07785059 BUSINESS ADDRESS: STREET 1: 900 KING STREET STREET 2: SUITE 100 CITY: RYE BROOK STATE: NY ZIP: 10573 BUSINESS PHONE: 914-307-7000 MAIL ADDRESS: STREET 1: 900 KING STREET STREET 2: SUITE 100 CITY: RYE BROOK STATE: NY ZIP: 10573 FILER: COMPANY DATA: COMPANY CONFORMED NAME: World Monitor Trust III - Series H CENTRAL INDEX KEY: 0001345989 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 201698042 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: POS AM SEC ACT: 1933 Act SEC FILE NUMBER: 333-119612-04 FILM NUMBER: 07785060 BUSINESS ADDRESS: STREET 1: 900 KING STREET STREET 2: SUITE 100 CITY: RYE BROOK STATE: NY ZIP: 10573 BUSINESS PHONE: 914-307-7000 MAIL ADDRESS: STREET 1: 900 KING STREET STREET 2: SUITE 100 CITY: RYE BROOK STATE: NY ZIP: 10573 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WMT III Series I/J Trading Vehicle LLC CENTRAL INDEX KEY: 0001320480 IRS NUMBER: 202469479 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: POS AM SEC ACT: 1933 Act SEC FILE NUMBER: 333-119612-01 FILM NUMBER: 07785062 BUSINESS ADDRESS: STREET 1: 900 KING STREET STREET 2: SUITE 100 CITY: RYE BROOK STATE: NY ZIP: 10573 BUSINESS PHONE: 914-307-7000 MAIL ADDRESS: STREET 1: 900 KING STREET STREET 2: SUITE 100 CITY: RYE BROOK STATE: NY ZIP: 10573 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WMT III Series H/J Trading Vehicle LLC CENTRAL INDEX KEY: 0001320478 IRS NUMBER: 202469281 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: POS AM SEC ACT: 1933 Act SEC FILE NUMBER: 333-119612-02 FILM NUMBER: 07785063 BUSINESS ADDRESS: STREET 1: 900 KING STREET STREET 2: SUITE 100 CITY: RYE BROOK STATE: NY ZIP: 10573 BUSINESS PHONE: 914-307-7000 MAIL ADDRESS: STREET 1: 900 KING STREET STREET 2: SUITE 100 CITY: RYE BROOK STATE: NY ZIP: 10573 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WMT III Series G/J Trading Vehicle LLC CENTRAL INDEX KEY: 0001320591 IRS NUMBER: 202469369 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: POS AM SEC ACT: 1933 Act SEC FILE NUMBER: 333-119612-03 FILM NUMBER: 07785064 BUSINESS ADDRESS: STREET 1: 900 KING STREET STREET 2: SUITE 100 CITY: RYE BROOK STATE: NY ZIP: 10573 BUSINESS PHONE: 914-307-7000 MAIL ADDRESS: STREET 1: 900 KING STREET STREET 2: SUITE 100 CITY: RYE BROOK STATE: NY ZIP: 10573 FILER: COMPANY DATA: COMPANY CONFORMED NAME: World Monitor Trust III - Series G CENTRAL INDEX KEY: 0001345992 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 201697966 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: POS AM SEC ACT: 1933 Act SEC FILE NUMBER: 333-119612-07 FILM NUMBER: 07785061 BUSINESS ADDRESS: STREET 1: 900 KING STREET STREET 2: SUITE 100 CITY: RYE BROOK STATE: NY ZIP: 10573 BUSINESS PHONE: 914-307-7000 MAIL ADDRESS: STREET 1: 900 KING STREET STREET 2: SUITE 100 CITY: RYE BROOK STATE: NY ZIP: 10573 POS AM 1 dposam.htm WORLD MONITOR TRUST III World Monitor Trust III

As Filed with the Securities Exchange Commission on April 24, 2007

Registration No. 333-119612


SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


POST-EFFECTIVE AMENDMENT NO. 7 TO

FORM S-1

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 


WORLD MONITOR TRUST III

WMT III SERIES G/J TRADING VEHICLE LLC

(Rule 140 Co-Registrant No. 1)

WMT III SERIES H/J TRADING VEHICLE LLC

(Rule 140 Co-Registrant No. 2)

WMT III SERIES I/J TRADING VEHICLE LLC

(Rule 140 Co-Registrant No. 3)

WORLD MONITOR TRUST III – SERIES G

(Rule 140 Co-Registrant No. 4)

WORLD MONITOR TRUST III – SERIES H

(Rule 140 Co-Registrant No. 5)

WORLD MONITOR TRUST III – SERIES I

(Rule 140 Co-Registrant No. 6)

WORLD MONITOR TRUST III – SERIES J

(Rule 140 Co-Registrant No. 7)

(Exact name of registrant as specified in its charter)

 

Delaware   6799  

20-1697966 (Registrant)

20-2469369 (Co-Registrant No. 1)

20-2469281 (Co-Registrant No. 2)

20-2469479 (Co-Registrant No. 3)

20-1697966 (Co-Registrant No. 4)

20-1698042 (Co-Registrant No. 5)

20-1698147 (Co-Registrant No. 6)

20-2446281 (Co-Registrant No. 7)

(State of Organization)   (Primary Standard Industrial Classification Number)  

(I.R.S. Employer Identification Number)

 

c/o Preferred Investment Solutions Corp.

900 King Street, Suite 100

Rye Brook, New York 10573

(914) 307-7000

 

Lawrence S. Block, Esq.

c/o Preferred Investment Solutions Corp.

900 King Street, Suite 100

Rye Brook, New York 10573

(914) 307-7020

(Address, including zip code, and telephone number

including area code, of registrant’s principal

executive offices)

 

(Name, address, including zip code, and telephone

number, including area code, of agent for service)

 


Copies to:

Fred M. Santo, Esq.

Katten Muchin Rosenman LLP

575 Madison Avenue

New York, New York 10022

 


Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this Registration Statement.

If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box. x

If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨

If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨

If this form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨

The Registrant hereby amends this Registration Statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act or until this Registration Statement shall become effective on such date as the Commission, acting pursuant to said Section 8(a), may determine.

 



EXPLANATORY NOTE

Deregistration of Securities

This Post-Effective Amendment No. 7 to the Registration Statement on Form S-1 (Commission File No. 333-119612) is being filed solely for the purpose of de-registering the units of beneficial ownership of Series H and Series I that remain unsold as of the date hereof.

On October 8, 2004, World Monitor Trust III, a Delaware Statutory Trust, filed a Registration Statement on Form S-1 (Commission File No. 333-119612), referred in this document to as the Registration Statement, which was amended by pre-effective amendments filed on December 30, 2004, March 14, 2005 and March 29, 2005 to register the following units of beneficial ownership (“Units”): 375,000 Series G, Class I Units; 125,000 Series G, Class II Units; 375,000 Series H, Class I Units; 125,000 Series H, Class II Units; 187,500 Series I, Class I Units; 62,500 Series I, Class II Units; 2,812,500 Series J, Class I Units; and 937,500 Series J, Class II Units. The Registration Statement was declared effective on March 31, 2005.

In accordance with the undertaking contained in the Registration Statement pursuant to item 512(a)(3) of Regulation S-K, World Monitor Trust III – Series H and World Monitor Trust III – Series I respectfully request that as of April 30, 2007, the Securities and Exchange Commission remove from registration the following Units that remain unsold under the Registration Statement: 361,367.3367 Series H, Class I Units; 119,742.5405 Series H, Class II Units; 184,326.3859 Series I, Class I Units; and 62,500.0000 Series I, Class II Units.

Accordingly, World Monitor Trust III – Series H and World Monitor Trust III – Series I hereby de-registers the following Units that remain unsold under the Registration Statement: 361,367.3367 Series H, Class I Units; 119,742.5405 Series H, Class II Units; 184,326.3859 Series I, Class I Units; and 62,500.0000 Series I, Class II Units.

[Remainder of page left blank intentionally.]


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the Registrants have duly caused this Post-Effective Amendment No. 7 to the Registration Statement on Form S-1 to be signed on its behalf by the undersigned, thereunto duly authorized, in The County of Westchester in the State of New York on the 24th day of April, 2007.

 

WORLD MONITOR TRUST III – SERIES G         WMT III SERIES G/J TRADING VEHICLE LLC
By:   Preferred Investment Solutions Corp.,       By:   World Monitor Trust III – Series G and
  managing owner         World Monitor Trust III – Series J, its members
  By:  

/s/MARC S. GOODMAN

        By:   Preferred Investment Solutions Corp.,
  Name:   Marc S. Goodman           managing owner
  Title:   Co-Chief Executive Officer          
            By:  

/s/MARC S. GOODMAN

            Name:   Marc S. Goodman
WORLD MONITOR TRUST III – SERIES H         Title:   Co-Chief Executive Officer
By:   Preferred Investment Solutions Corp.,          
  managing owner       WMT III SERIES H/J TRADING VEHICLE LLC
  By:  

/s/MARC S. GOODMAN

      By:   World Monitor Trust III – Series H and
  Name:   Marc S. Goodman         World Monitor Trust III – Series J, its members
  Title:   Co-Chief Executive Officer          
            By:   Preferred Investment Solutions Corp.,
              managing owner
WORLD MONITOR TRUST III – SERIES I        
            By:  

/s/MARC S. GOODMAN

By:   Preferred Investment Solutions Corp.,         Name:   Marc S. Goodman
  managing owner         Title:   Co-Chief Executive Officer
  By:  

/s/MARC S. GOODMAN

         
  Name:   Marc S. Goodman       WMT III SERIES I/J TRADING VEHICLE LLC
  Title:   Co-Chief Executive Officer        
          By:   World Monitor Trust III – Series I and
            World Monitor Trust III – Series J, its members
WORLD MONITOR TRUST III – SERIES J        
        By:   Preferred Investment Solutions Corp.,
By:   Preferred Investment Solutions Corp.,           managing owner
  managing owner        
          By:  

/s/MARC S. GOODMAN

  By:  

/s/MARC S. GOODMAN

        Name:   Marc S. Goodman
  Name:   Marc S. Goodman         Title:   Co-Chief Executive Officer
  Title:   Co-Chief Executive Officer        


Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 7 to the Registration Statement on Form S-1 has been signed below by the following persons on behalf of the Managing Owner of the Registrant in the capacities and on the date indicated.

 

Signature

  

Title with Registrant

  

Date

/s/KENNETH A. SHEWER

Kenneth A. Shewer

  

Chairman and

Co-Chief Executive Officer

(Principal Executive Officer)

  

April 24, 2007

/s/MARC S. GOODMAN

Marc S. Goodman

  

President and

Co-Chief Executive Officer

(Principal Executive Officer)

  

April 24, 2007

/s/ESTHER E. GOODMAN

Esther E. Goodman

  

Chief Operating Officer and

Senior Executive Vice President

  

April 24, 2007

/s/DAVID K. SPOHR

David K. Spohr

  

Senior Vice President and

Director of Fund Administration (Principal Financial/Accounting Officer)

  

April 24, 2007

     
     

(Being principal executive officer, the principal financial and accounting officer

and a majority of the directors of Preferred Investment Solutions Corp.)

 

PREFERRED INVESTMENT SOLUTIONS CORP.

Managing Owner Of Registrants

 
By:  

/s/MARC S. GOODMAN

 
  Marc S. Goodman  
  Co-Chief Executive Officer   April 24, 2007
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